Fathom Holdings restores Nasdaq filing compliance
Fathom Holdings Inc. reports that Nasdaq has restored its compliance status with Nasdaq Listing Rule 5250(c)(1), which requires timely filing of periodic financial reports with the SEC.
Rhea-AI Filing Summary
Fathom Holdings Inc. reports that Nasdaq has restored its compliance status with Nasdaq Listing Rule 5250(c)(1), which requires timely filing of periodic financial reports with the SEC. The change follows Nasdaq’s written notice dated July 17, 2026, confirming that the company now satisfies this filing requirement.
The compliance update stems from Fathom’s July 16, 2026 filing of its Quarterly Report on Form 10-Q for the period ended March 31, 2026, which had previously been delayed. Nasdaq had earlier notified the company on May 22, 2026 that the late Form 10-Q left it out of compliance.
Positive
- Nasdaq compliance restored with Listing Rule 5250(c)(1) after Fathom Holdings filed its delayed Form 10-Q for the period ended March 31, 2026.
Negative
- None.
8-K Event Classification
Item 8.01 — Other Events
1 item
Item 8.01
Other Events
Other
Voluntary disclosure of events the company deems important to shareholders but not covered by other items.
Key Figures
Nasdaq deficiency notice date: May 22, 2026
Form 10-Q filing date: July 16, 2026
Nasdaq compliance confirmation date: July 17, 2026
3 metrics
Nasdaq deficiency notice date
May 22, 2026
Date Nasdaq notified Fathom Holdings it was not in compliance with Listing Rule 5250(c)(1)
Form 10-Q filing date
July 16, 2026
Date Fathom Holdings filed its Quarterly Report on Form 10-Q for the period ended March 31, 2026
Nasdaq compliance confirmation date
July 17, 2026
Date Nasdaq notified Fathom Holdings that it is now in compliance with the filing requirement
Key Terms
Nasdaq Listing Rule 5250(c)(1), Quarterly Report on Form 10-Q, periodic financial reports, Emerging Growth Company
4 terms
Nasdaq Listing Rule 5250(c)(1) regulatory
"not in compliance with Nasdaq Listing Rule 5250(c)(1), which requires timely filing"
Nasdaq Listing Rule 5250(c)(1) requires companies listed on the Nasdaq stock exchange to promptly notify the exchange if their stock price falls below a certain minimum level, known as the "initial listing standards." This rule helps ensure that investors are aware of significant declines in a company's stock value, which could signal financial trouble or increased risk. Essentially, it helps maintain transparency and protect investors by keeping them informed about important changes in a company's stock performance.
Quarterly Report on Form 10-Q financial
"has not yet filed its Quarterly Report on Form 10-Q for the period ended March 31, 2026"
A quarterly report on Form 10-Q is a standardized financial filing public companies must submit to U.S. regulators every three months, summarizing recent financial results, cash flows, balance sheet changes, operations and material risks or legal developments. Investors treat it like a company report card that shows up-to-date facts rather than marketing copy, helping them track performance, spot trends, reassess risk and make buy or sell decisions.
periodic financial reports financial
"requires timely filing of all required periodic financial reports with the Securities and Exchange Commission"
Regularly scheduled documents a company publishes that show its sales, profits, expenses, assets, liabilities and cash flow, often accompanied by plain-language commentary and footnotes. Investors use these reports like a recurring health check or report card to judge whether a business is growing, earning enough, managing debt and meeting expectations; they are a primary source for comparing performance over time and making investment decisions.
Emerging Growth Company regulatory
"Emerging Growth Company"
An emerging growth company is a recently public or smaller public firm that qualifies for temporary, lighter regulatory and disclosure rules to reduce the cost and effort of being public. For investors, it means the company may provide less historical financial detail and face fewer reporting requirements than larger firms, so it can grow more quickly but also carries higher uncertainty—like buying a promising early-stage product with fewer user reviews.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What does Fathom Holdings Inc. (FTHM) disclose in this 8-K?
Fathom Holdings Inc. (FTHM) discloses that Nasdaq has confirmed the company is now in compliance with Listing Rule 5250(c)(1) on timely periodic financial reports after it filed its previously delayed Form 10-Q for the quarter ended March 31, 2026.
Why was Fathom Holdings (FTHM) previously out of Nasdaq compliance?
Fathom Holdings (FTHM) was out of Nasdaq compliance because it had not filed its required Form 10-Q for the period ended March 31, 2026, violating Nasdaq Listing Rule 5250(c)(1), which mandates timely filing of all required periodic financial reports with the SEC.
How did Fathom Holdings (FTHM) regain compliance with Nasdaq Listing Rule 5250(c)(1)?
Fathom Holdings (FTHM) regained compliance by filing its Quarterly Report on Form 10-Q for the period ended March 31, 2026 on July 16, 2026. Nasdaq then sent written notice on July 17, 2026 stating the company now meets the filing requirement.
Which financial period’s Form 10-Q did Fathom Holdings (FTHM) file to cure the deficiency?
The company filed its Form 10-Q for the period ended March 31, 2026. This filing on July 16, 2026 addressed Nasdaq’s earlier concern that Fathom Holdings had not timely submitted the quarterly report required under its ongoing reporting obligations.
What key dates are associated with Fathom Holdings’ (FTHM) Nasdaq compliance issue?
Key dates include May 22, 2026, when Nasdaq notified Fathom Holdings it was out of compliance; July 16, 2026, when the company filed its Form 10-Q; and July 17, 2026, when Nasdaq confirmed restored compliance with Listing Rule 5250(c)(1).
AI-generated analysis. How Rhea-AI works. Not financial advice.
