Welcome to our dedicated page for Fathom Holdings SEC filings (Ticker: FTHM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Fathom Holdings Inc. filings document formal disclosures for its real estate services platform, including results of operations, conference-call materials, and segment-related updates for residential brokerage, mortgage, title and SaaS offerings. The company’s Form 8-K filings also record leadership changes at Fathom Realty, material definitive agreements, and public-company status disclosures.
Recent regulatory documents address capital-structure matters such as common stock underwriting agreements, subordinated secured debt, security agreements and subsidiary guarantees. They also include Nasdaq continued-listing compliance notices, emerging-growth-company status and exhibit materials tied to financial releases and transaction documents.
Fathom Holdings Inc. Chief Executive Officer and director Marco Fregenal reported a bona fide gift of 31,306 shares of common stock on February 9, 2026, at a stated price of $0 per share, coded as a gift disposition.
After this transfer, he directly holds 1,459,045 common shares, including 133,337 restricted shares that vest on the second and third anniversaries of the November 15, 2024 grant date. Additional indirect holdings include 5,056 shares held by his wife and 150,000 shares in the Fregenal 2020 Irrevocable Trust, for which he disclaims beneficial ownership. He also holds performance rights covering 200,000 shares of common stock vesting by August 20, 2028 and 50,000 shares vesting by November 15, 2034, each contingent on the stock achieving specified price targets for a set time.
Fathom Holdings Inc. reported a leadership change at its Fathom Realty subsidiary, appointing industry veteran Lori (Laura) Muller as President effective February 9, 2026, succeeding Samantha Giuggio, who is separating from the company and receiving severance benefits.
Muller will receive a $400,000 annual base salary, two one-time cash bonuses of $50,000 each tied to gross profit thresholds, and a monthly performance bonus of $20,000 from April through September 2026, also conditioned on gross profit performance. She was also granted $150,000 in inducement RSUs that vest at the end of the company’s first fiscal quarter of 2027 if the consolidated real estate brokerage business generates gross profit above $38.0 million for 2026 and she remains employed through vesting.
Departing COO and Fathom Realty President Samantha Giuggio will receive nine months of base salary, accelerated vesting of outstanding equity awards, and up to 12 months of COBRA premium reimbursement under a separation agreement, subject to a general release.
Fathom Holdings Inc. President Laura L. Muller received a grant of 137,614 performance rights on February 9, 2026. Each performance right gives a contingent right to one share of Fathom Holdings common stock at no exercise price.
The performance rights vest only if the consolidated real estate brokerage business reaches specified gross profit thresholds for the fiscal year ending December 31, 2026.
Fathom Holdings Inc. President Laura L. Muller filed an initial ownership report stating she does not beneficially own any company securities. The Form 3 shows no non-derivative or derivative holdings, with the explanation explicitly confirming that no securities are beneficially owned.
Fathom Holdings Inc. chief executive Marco Fregenal reported an internal transfer of 66,668 shares of common stock on January 8, 2026, coded as a gift at a price of $0 per share. Following this transaction, he directly holds 1,490,351 shares of Fathom common stock, including 133,337 restricted shares that vest on the second and third anniversary of the November 15, 2024 grant date.
In addition to his direct holdings, 5,056 shares are reported as indirectly owned through his spouse. A separate 150,000 shares are held by the Fregenal 2020 Irrevocable Trust for the benefit of his children, for which he disclaims beneficial ownership. He also directly holds performance-based awards covering 200,000 shares of common stock expiring on August 20, 2028, and 50,000 shares expiring on November 15, 2034, each right representing a contingent right to receive one share if specified stock price conditions are met.
Fathom Holdings Inc. reported that CEO and director Marco Fregenal received 42,079 shares of common stock on December 31, 2025 at $1.01 per share, granted in lieu of cash salary for the fourth quarter of 2025. After this grant, he directly owned 1,557,019 common shares, including 133,337 restricted shares that vest on the second and third anniversaries of a November 15, 2024 grant.
The filing also notes indirect holdings of 5,056 shares held by his wife and 150,000 shares held by the Fregenal 2020 Irrevocable Trust for his children, for which he disclaims beneficial ownership. In addition, he holds performance rights covering 200,000 shares expiring August 20, 2028 and 50,000 shares expiring November 15, 2034, each representing a contingent right to one common share that vests only if specified stock-price targets are met for a set period.
Fathom Holdings Inc. furnished an 8-K to make available the transcript of its November 11, 2025 conference call discussing results for the quarter ended September 30, 2025. The transcript is attached as Exhibit 99.1 and is incorporated by reference.
The company states the information under Item 2.02, including Exhibit 99.1, is furnished and not deemed “filed” for purposes of Section 18 of the Exchange Act.
Fathom Holdings (FTHM) reported Q3 2025 results showing higher sales and a smaller loss. Revenue rose to $115.3 million from $83.7 million a year ago, helped by the My Home Group acquisition and stronger brokerage activity. Operating loss narrowed to $4.0 million from $7.8 million, and net loss improved to $4.4 million (basic and diluted $0.15 per share) from $8.1 million ($0.40).
For the first nine months, revenue reached $329.9 million vs. $243.4 million, with net loss of $13.6 million vs. $15.3 million. Segment data show brokerage as the main driver, while mortgage and technology contributed modestly. Adjusted EBITDA was near breakeven in Q3.
Liquidity improved: cash and equivalents were $9.8 million versus $7.1 million at year-end, aided by equity raises in March and September 2025 that delivered net proceeds of $2.9 million and $6.5 million, respectively. The company repaid a $3.5 million 2023 note and has $5.0 million of 2024 convertible notes due in 2026. Legal accruals reflect a nationwide settlement tied to industry rule changes and two additional matters with estimated $1.0 million each. Shares outstanding were 32,077,228 as of September 30, 2025; 32,390,959 were outstanding as of November 10, 2025.
Fathom Holdings Inc. (FTHM) furnished an 8-K announcing its quarterly results press release for the quarter ended September 30, 2025. The company reported that it issued a press release on November 11, 2025, covering its results for the period. The press release is provided as Exhibit 99.1.
The company states the information under Item 2.02, including Exhibit 99.1, is being furnished and is not deemed “filed” under the Exchange Act. Fathom’s common stock trades on the Nasdaq Capital Market under the symbol FTHM. The filing also notes Fathom is an emerging growth company and has elected not to use the extended transition period for new or revised accounting standards.
Fathom Holdings (FTHM) CEO and director filed a Form 4 reporting a disposition of 35,000 shares of common stock at $0 under transaction code G on 10/28/2025.
Following the transaction, the reporting person beneficially owns 1,547,964 shares directly, plus 5,056 shares held indirectly by spouse and 150,000 shares held indirectly by the Fregenal 2020 Irrevocable Trust. The filing notes 200,000 restricted shares that vest on the first, second, and third anniversaries of the 11/15/2024 grant date.
Derivative holdings include performance rights for 200,000 shares expiring 08/20/2028 and 50,000 shares expiring 11/15/2034. Each performance right converts into one share if Fathom’s stock reaches a specified price for a specified time.