Welcome to our dedicated page for Fathom Holdings SEC filings (Ticker: FTHM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Fathom Holdings Inc. (Nasdaq: FTHM) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. Fathom identifies itself as a North Carolina corporation and an emerging growth company, and its common stock is registered under Commission File Number 001-39412. Through this page, users can review Forms 10-K, 10-Q, 8-K, proxy materials, and other documents that describe Fathom’s operations as a national, technology-driven real estate services platform integrating residential brokerage, mortgage, title, and SaaS offerings.
Current reports on Form 8-K include items such as results of operations and financial condition, where Fathom furnishes earnings releases and conference call transcripts for specific quarters, and entry into a material definitive agreement, where the company has detailed an underwriting agreement for a public offering of common stock and related lock-up arrangements. Other 8-K filings cover shareholder meeting results, including approval of amendments to the 2019 Omnibus Stock Incentive Plan and the ratification of the company’s independent registered public accounting firm.
Fathom’s definitive proxy statement on Schedule 14A (DEF 14A) outlines matters presented to shareholders at its annual meeting, such as director elections, equity plan amendments, and auditor ratification, and provides information on corporate governance and executive compensation. Annual and quarterly reports (Forms 10-K and 10-Q), which are accessible via EDGAR and summarized on this page, contain segment information for Real Estate Brokerage, Mortgage, Technology, and Corporate and other services, along with risk factor disclosures and management’s discussion and analysis.
Stock Titan enhances these filings with AI-powered summaries that highlight key points from lengthy documents, helping users quickly identify information about Fathom’s business segments, capital structure, equity incentive plans, and material agreements. Real-time updates from EDGAR ensure that new Forms 8-K, 10-Q, 10-K, and proxy materials appear promptly, while Form 4 and related ownership reports can be used to monitor insider transactions and equity awards as disclosed in SEC filings.
Fathom Holdings Inc. reported that CEO and director Marco Fregenal received 42,079 shares of common stock on December 31, 2025 at $1.01 per share, granted in lieu of cash salary for the fourth quarter of 2025. After this grant, he directly owned 1,557,019 common shares, including 133,337 restricted shares that vest on the second and third anniversaries of a November 15, 2024 grant.
The filing also notes indirect holdings of 5,056 shares held by his wife and 150,000 shares held by the Fregenal 2020 Irrevocable Trust for his children, for which he disclaims beneficial ownership. In addition, he holds performance rights covering 200,000 shares expiring August 20, 2028 and 50,000 shares expiring November 15, 2034, each representing a contingent right to one common share that vests only if specified stock-price targets are met for a set period.
Fathom Holdings Inc. furnished an 8-K to make available the transcript of its November 11, 2025 conference call discussing results for the quarter ended September 30, 2025. The transcript is attached as Exhibit 99.1 and is incorporated by reference.
The company states the information under Item 2.02, including Exhibit 99.1, is furnished and not deemed “filed” for purposes of Section 18 of the Exchange Act.
Fathom Holdings (FTHM) reported Q3 2025 results showing higher sales and a smaller loss. Revenue rose to $115.3 million from $83.7 million a year ago, helped by the My Home Group acquisition and stronger brokerage activity. Operating loss narrowed to $4.0 million from $7.8 million, and net loss improved to $4.4 million (basic and diluted $0.15 per share) from $8.1 million ($0.40).
For the first nine months, revenue reached $329.9 million vs. $243.4 million, with net loss of $13.6 million vs. $15.3 million. Segment data show brokerage as the main driver, while mortgage and technology contributed modestly. Adjusted EBITDA was near breakeven in Q3.
Liquidity improved: cash and equivalents were $9.8 million versus $7.1 million at year-end, aided by equity raises in March and September 2025 that delivered net proceeds of $2.9 million and $6.5 million, respectively. The company repaid a $3.5 million 2023 note and has $5.0 million of 2024 convertible notes due in 2026. Legal accruals reflect a nationwide settlement tied to industry rule changes and two additional matters with estimated $1.0 million each. Shares outstanding were 32,077,228 as of September 30, 2025; 32,390,959 were outstanding as of November 10, 2025.
Fathom Holdings Inc. (FTHM) furnished an 8-K announcing its quarterly results press release for the quarter ended September 30, 2025. The company reported that it issued a press release on November 11, 2025, covering its results for the period. The press release is provided as Exhibit 99.1.
The company states the information under Item 2.02, including Exhibit 99.1, is being furnished and is not deemed “filed” under the Exchange Act. Fathom’s common stock trades on the Nasdaq Capital Market under the symbol FTHM. The filing also notes Fathom is an emerging growth company and has elected not to use the extended transition period for new or revised accounting standards.
Fathom Holdings (FTHM) CEO and director filed a Form 4 reporting a disposition of 35,000 shares of common stock at $0 under transaction code G on 10/28/2025.
Following the transaction, the reporting person beneficially owns 1,547,964 shares directly, plus 5,056 shares held indirectly by spouse and 150,000 shares held indirectly by the Fregenal 2020 Irrevocable Trust. The filing notes 200,000 restricted shares that vest on the first, second, and third anniversaries of the 11/15/2024 grant date.
Derivative holdings include performance rights for 200,000 shares expiring 08/20/2028 and 50,000 shares expiring 11/15/2034. Each performance right converts into one share if Fathom’s stock reaches a specified price for a specified time.
Marco Fregenal, Chief Executive Officer and director of Fathom Holdings Inc. (FTHM), reported transactions dated 09/30/2025. He received 23,611 shares of common stock at $1.80 per share granted in lieu of salary for Q3 2025, bringing his direct beneficial ownership to 1,582,964 shares. The filing also reports 5,056 shares held indirectly by his spouse and 150,000 shares held in an irrevocable trust for his children, which he disclaims beneficial ownership of.
The report discloses 200,000 restricted shares that vest over three anniversaries starting November 15, 2024, and 250,000 performance rights ( 200,000 tied to an 08/20/2028 exercisable period and 50,000 tied to 11/15/2034) each convertible into common stock if specified price/time conditions are met. The Form 4 was signed by power of attorney on 10/02/2025.
Fathom Holdings Inc. entered into an underwriting agreement with Roth Capital Partners to sell 3,000,000 shares of its common stock at a public offering price of $2.00 per share, less underwriting discounts and commissions. The company also granted the underwriter a 45-day option to buy up to an additional 450,000 shares at the same terms. The offering closed on September 22, 2025, and Fathom received approximately $5.4 million in net proceeds, excluding any over-allotment shares. In connection with the deal, all board members and certain officers signed 90-day lock-up agreements. The shares were issued under an effective Form S-3 shelf registration and related prospectus supplement.
Fathom Holdings, Inc. is offering securities under this prospectus supplement that include debt and other instruments and describes the terms and investor considerations for such offerings. The document discloses an example common stock offering with a public offering price of $2.00 per share, an underwriting discount of $0.10 per share and estimated proceeds to the company of $1.90 per share before expenses (6,000,000 shares example producing $5.7 million net before expenses). The prospectus lists material shareholder and equity reserves including 147,707 option shares (weighted-average exercise price $20.46), 2,427,170 RSU‑reserved shares, 925,549 shares available under the Amended 2019 Omnibus Plan and 1,176,471 shares reserved for conversion of outstanding convertible notes. It summarizes broad risk factors that could affect the business such as government spending, inflation, Federal Reserve policy and mortgage rate changes; cybersecurity and operational interruptions; litigation and regulatory risks; dependence on agent recruitment and retention; and financing risks for the mortgage business. The prospectus confirms incorporation by reference to recent SEC filings and notes smaller reporting company exemptions that limit certain disclosures and internal control attestation requirements.
Fathom Holdings, Inc. (FTHM) prospectus supplement highlights key offering and corporate governance features and extensive risk disclosures. The document states the company intends to use net proceeds to fund growth initiatives including acquisitions, sales and marketing, working capital and general corporate purposes. It discloses capital structure items including 147,707 vested stock options (weighted-average exercise $20.46), 2,427,170 reserved for unvested RSUs, 925,549 available under the 2019 Omnibus Plan and 1,176,471 shares reserved upon conversion of convertible notes. Historical net tangible book value per share as of June 30, 2025 is $(0.14). Roth Capital Partners, LLC is listed as an underwriter. The prospectus relies on smaller reporting company exemptions, including limited audited years and exemption from auditor attestation under Sarbanes-Oxley. The filing itemizes numerous risks such as sensitivity to government spending, inflation and interest rates, cybersecurity, competition, growth management, litigation exposure, mortgage origination and sale risks, financing needs, and challenges integrating acquisitions.
Fathom Holdings director Harley Joshua amended a Form 4 to correct a typographical error and to report the disposition of 92,395 shares of FTHM common stock sold on 08/28/2025 at prices ranging from $2.15 to $2.445. After the reported sales, the reporting person beneficially owned 3,135,406 shares. The amendment clarifies that the transaction code is a disposition (code "D") rather than an acquisition, and the filer offers to provide a price-by-price breakdown on request. The filing is signed by power of attorney.