First Trust fund manager buys 5,000 shares at $12.90

The reported post-transaction position was 21,841 FTHY common shares held directly by the advisor's officer and portfolio manager.

Rhea-AI Filing Summary

FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND (FTHY) reported that William A. Housey Jr., an officer of the advisor and portfolio manager, purchased 5,000 Common Shares at $12.90 per share on September 24, 2026. He directly held 21,841 shares after the transaction. No Rule 10b5-1 plan is reported.

Insider Trade Summary

Net Buyer: 5,000 shares

Net Buy 1 txn

Insider HOUSEY WILLIAM A JR

Role Insider

Bought 5,000 shs ($65K)

Type	Security	Shares	Price	Value
Purchase	Common Shares	5,000	$12.90	$65K

Holdings After Transaction: Common Shares — 21,841 shares (Direct)

Key Figures

Common Shares purchased: 5,000 shares Purchase price: $12.90 per share Direct shares held after transaction: 21,841 shares

3 metrics

Common Shares purchased 5,000 shares September 24, 2026

Purchase price $12.90 per share September 24, 2026

Direct shares held after transaction 21,841 shares Following the September 24, 2026 purchase

Key Terms

Rule 10b5-1 plan, Direct ownership

2 terms

Rule 10b5-1 plan regulatory

"No Rule 10b5-1 plan is reported"

A Rule 10b5-1 plan is a prearranged, written schedule that lets corporate insiders buy or sell company stock at set times or amounts, even if they later learn material nonpublic information. Think of it like setting an automatic thermostat for trades: it creates a clear record that trades were planned in advance, reducing the risk of insider-trading accusations and helping investors trust that insider transactions are routine rather than based on secret information.

Direct ownership financial

"He directly held 21,841 shares"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many FTHY shares did William A. Housey Jr. buy, and at what price?

William A. Housey Jr., an officer of the advisor and portfolio manager, purchased 5,000 Common Shares at $12.90 per share on September 24, 2026. Afterward, he directly held 21,841 shares.

Was the FTHY insider purchase made under a Rule 10b5-1 plan?

No Rule 10b5-1 plan is reported for the purchase.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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Available on EDGAR 09/25/2026 - 11:33 AM Accepted by SEC EDGAR 09/25/2026 - 11:33 AM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

HOUSEY WILLIAM A JR

(Last) (First) (Middle)

C/O FIRST TRUST ADVISORS LP

120 E. LIBERTY DRIVE, SUITE 400

(Street)

WHEATON ILLINOIS 60187

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND [ FTHY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
	Officer (give title below)	X	Other (specify below)
			Officer of Advisor, Port. Mgr.

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/24/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Shares	09/24/2026		P		5,000	A	$12.9	21,841	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ William A. Housey, by Kristi A. Maher, attorney-in-fact, pursuant to a Power of Attorney	09/25/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)