STOCK TITAN

First Trust fund portfolio manager buys 5,241 shares

An advisor officer and portfolio manager reported direct purchases; no Rule 10b5-1 plan is reported.

(Neutral)
(Positive)
Form Type
4

Rhea-AI Filing Summary

FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND (FTHY) reporting person William A. Housey Jr., identified as an Officer of Advisor, Port. Mgr., purchased 241 Common Shares at $12.92 and 5,000 Common Shares at $12.95 on September 23, 2026. Both transactions were reported as direct purchases. Together, the reported purchases covered 5,241 Common Shares.

Positive

  • None.

Negative

  • None.
Insider HOUSEY WILLIAM A JR
Role Insider
Bought 5,241 shs ($68K)
Type Security Shares Price Value
Purchase Common Shares 241 $12.92 $3K
Purchase Common Shares 5,000 $12.95 $65K
Holdings After Transaction: Common Shares — 16,841 shares (Direct)
Total shares purchased 5,241 Common Shares Purchases reported on September 23, 2026
Shares purchased 241 Common Shares September 23, 2026
Purchase price $12.92 per share 241 Common Shares purchased on September 23, 2026
Shares purchased 5,000 Common Shares September 23, 2026
Purchase price $12.95 per share 5,000 Common Shares purchased on September 23, 2026

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many FTHY shares did William A. Housey Jr. buy, and at what prices?

William A. Housey Jr. purchased 241 Common Shares at $12.92 per share and 5,000 Common Shares at $12.95 per share on September 23, 2026.

Were the FTHY purchases made under a Rule 10b5-1 plan?

No Rule 10b5-1 plan is reported for these transactions.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
HOUSEY WILLIAM A JR

(Last)(First)(Middle)
C/O FIRST TRUST ADVISORS LP
120 E. LIBERTY DRIVE, SUITE 400

(Street)
WHEATON ILLINOIS 60187

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND [ FTHY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
Officer (give title below)XOther (specify below)
Officer of Advisor, Port. Mgr.
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/23/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Shares09/23/2026P241A$12.9211,841D
Common Shares09/23/2026P5,000A$12.9516,841D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
/s/ William A. Housey, by Kristi A. Maher, attorney-in-fact, pursuant to a Power of Attorney09/24/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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