[144] Flotek Industries, Inc. SEC Filing

Rhea-AI Filing Summary

Flotek Industries, Inc. (FTK) reported a Form 144 notice showing a proposed sale of 45,732 common shares through Apex Clearing on 08/13/2025. The aggregate market value of the shares at filing is $582,604.09 against 29,860,000 shares outstanding, representing a small fraction of the company’s equity. The shares were acquired on 12/05/2023 via a stock option exercise from Flotek Industries, Inc. No sales by the filer in the prior three months were reported. The filer certifies they are unaware of undisclosed material adverse information.

Insights

Securities Analyst

TL;DR: Insider plans to sell a modest stake (≈0.15%) acquired via option exercise; not likely material to valuation.

The Form 144 indicates a proposed sale of 45,732 shares valued at $582,604.09. Relative to 29.86 million shares outstanding, this represents roughly 0.15% of the float, suggesting limited direct market impact. The acquisition method was a stock option exercise on 12/05/2023, implying the shares are now freely tradable and the filing is procedural under Rule 144. No prior three-month sales were reported, which can be relevant for aggregation rules but here shows no recent disposition history in the filing.

Corporate Governance Expert

TL;DR: The notice documents a compliant insider sale filing; raises routine disclosure considerations but no immediate governance red flags.

The filing contains standard declarations, including the filer’s representation of no undisclosed material adverse information. The sale is routed through Apex Clearing and stems from a 2023 option exercise, consistent with typical executive or insider liquidity events. Absence of other sales in the prior three months simplifies aggregation concerns under Rule 144. This is a routine governance disclosure rather than a signal of corporate distress.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	APEX CLEARING 350 N ST. PAUL ST SUITE 300 DALLAS TX 75201	45732	582604.09	29860000	08/13/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	12/05/2023	Stock Option Exercise	Flotek Industries, Inc			45732	08/13/2025	NA

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What shares of FTK are proposed for sale in the Form 144?

The filer proposes to sell 45,732 common shares of FTK.

What is the aggregate market value of the proposed FTK sale?

The aggregate market value reported is $582,604.09.

When is the approximate date of the proposed sale for FTK shares?

The approximate date of sale is 08/13/2025.

How were the FTK shares being sold originally acquired?

The shares were acquired on 12/05/2023 via a stock option exercise from Flotek Industries, Inc.

Through which broker will the FTK shares be sold?

The sale is to be executed through Apex Clearing, 350 N St. Paul St., Dallas, TX.