Flotek director granted 5,099 restricted shares

Fucci Michael reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

Fucci Michael reported acquisition or exercise transactions in this Form 4 filing.

Flotek Industries director Michael Fucci received a grant of 5,099 common shares as Restricted Stock Awards for his service on the Board. These awards were granted at no cash cost per share and increase his direct holdings to 88,243 common shares following the transaction.

The RSAs will vest on the earlier of the one-year anniversary of the grant date or the next annual shareholders meeting, provided that meeting occurs at least 50 weeks after the grant date. This filing reflects a routine, compensation-related equity award rather than an open-market share purchase or sale.

Insider Trade Summary

Grant/Award: 5,099 shares

Grant/Award 1 txn

Insider Fucci Michael

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Shares	5,099	$0.00	$0.00

Holdings After Transaction: Common Shares — 88,243 shares (Direct)

Footnotes (1)

1. F1. Restricted Stock Awards ("RSAs") granted as consideration for service on the Board. RSAs vest on the earlier of the one-year anniversary of the grant date or the next annual shareholders meeting (provided such meeting occurs at least 50 weeks after the grant date).

Key Figures

Shares granted: 5,099 shares Grant price per share: $0.00 per share Total shares after transaction: 88,243 shares +2 more

5 metrics

Shares granted 5,099 shares Restricted Stock Awards for Board service on grant date

Grant price per share $0.00 per share Stated transaction price for RSA grant

Total shares after transaction 88,243 shares Director’s direct holdings following the grant

Transaction date 2026-05-15 Date of Restricted Stock Award grant

Vesting condition Earlier of 1-year or next meeting Subject to next annual shareholders meeting at least 50 weeks post-grant

Key Terms

Restricted Stock Awards ("RSAs"), annual shareholders meeting, grant date

3 terms

Restricted Stock Awards ("RSAs") financial

"Restricted Stock Awards ("RSAs") granted as consideration for service on the Board."

annual shareholders meeting financial

"RSAs vest on the earlier of the one-year anniversary of the grant date or the next annual shareholders meeting"

An annual shareholders meeting is a yearly gathering where owners of a company review its performance, hear presentations from management, ask questions, and vote on important items such as board members, executive pay, and dividend policies. Think of it as a company town hall where votes and discussions can change leadership, strategy or payouts—outcomes that can directly affect a stock’s future performance and an investor’s rights and returns.

grant date financial

"one-year anniversary of the grant date or the next annual shareholders meeting"

The grant date is the day a company formally gives an employee or contractor the right to receive stock-based compensation, such as stock options or restricted shares. It matters to investors because it fixes key terms—like the price, the start of the ownership clock, and when the award will affect the company’s financial statements and share count—so it can influence dilution, reported expenses, and potential future selling pressure.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Flotek Industries (FTK) director Michael Fucci report in this Form 4?

Director Michael Fucci reported receiving 5,099 Flotek Industries common shares as a Restricted Stock Award grant. The shares were issued as compensation for Board service, not purchased in the open market, and were granted at a stated price of $0.00 per share.

How many Flotek Industries (FTK) shares does Michael Fucci hold after this grant?

After the Restricted Stock Award grant of 5,099 common shares, Michael Fucci directly holds 88,243 Flotek Industries shares. This total reflects his position following the reported transaction and helps investors gauge the size of the award relative to his overall holdings.

What are the vesting terms of Michael Fucci’s Restricted Stock Awards at Flotek (FTK)?

The Restricted Stock Awards vest on the earlier of one year from the grant date or the next annual shareholders meeting. Vesting at the meeting requires that it occurs at least 50 weeks after the grant date, aligning vesting with Fucci’s continued Board service.

Was Michael Fucci’s Flotek (FTK) Form 4 transaction a market buy or sell?

The transaction was not a market buy or sell; it was an equity grant. Fucci received 5,099 Restricted Stock Awards as compensation, with a reported price per share of $0.00, meaning no cash changed hands in the open market for this acquisition.

What does the A code mean in Michael Fucci’s Flotek (FTK) Form 4 filing?

The transaction code A indicates a grant, award, or other acquisition of securities. In this case, it reflects a Restricted Stock Award of 5,099 common shares granted to Fucci for his Board service, rather than a voluntary open-market purchase of Flotek stock.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/18/2026 - 05:28 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Fucci Michael

(Last) (First) (Middle)

5775 N. SAM HOUSTON PARKWAY W.

STE 400

(Street)

HOUSTON TEXAS 77086

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
FLOTEK INDUSTRIES INC/CN/ [ FTK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/15/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Shares	05/15/2026		A		5,099(1)	A	$0	88,243	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Restricted Stock Awards ("RSAs") granted as consideration for service on the Board. RSAs vest on the earlier of the one-year anniversary of the grant date or the next annual shareholders meeting (provided such meeting occurs at least 50 weeks after the grant date).

Remarks:

	/s/ J. Bond Clement	05/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)