Flotek director granted 5,099 RSAs

Agadi Harshavardhan V reported acquisition or exercise transactions in this Form 4 filing.

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Rhea-AI Filing Summary

Agadi Harshavardhan V reported acquisition or exercise transactions in this Form 4 filing.

Flotek Industries director Harshavardhan V. Agadi received 5,099 common shares as a stock award. The shares were granted at no cash cost as Restricted Stock Awards for service on the Board and will vest on the earlier of one year from grant or the next annual shareholders meeting, subject to the timing condition described. After the grant, he holds 202,364 common shares directly, plus additional indirect holdings through a GHS Defined Benefit Plan and an IRA account.

Insider Trade Summary

Grant/Award: 5,099 shares

Grant/Award 3 txns

Insider Agadi Harshavardhan V

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Shares	5,099	$0.00	$0.00
holding	Common Shares	--	--	--
holding	Common Shares	--	--	--

Holdings After Transaction: Common Shares — 202,364 shares (Direct); Common Shares — 15,000 shares (Indirect, IRA Account); Common Shares — 10,417 shares (Indirect, GHS Defined Benefit Plan)

Footnotes (1)

F1. Restricted Stock Awards ("RSAs") granted as consideration for service on the Board. RSAs vest on the earlier of the one-year anniversary of the grant date or the next annual shareholders meeting (provided such meeting occurs at least 50 weeks after the grant date).

Key Figures

Restricted Stock Award grant: 5,099 shares Grant price: $0.00 per share Direct holdings after grant: 202,364 shares +2 more

5 metrics

Restricted Stock Award grant 5,099 shares Common Shares granted as RSAs for Board service

Grant price $0.00 per share Stated transaction price for the 5,099-share award

Direct holdings after grant 202,364 shares Common Shares held directly following the award

Indirect GHS Plan holdings 10,417 shares Common Shares held via GHS Defined Benefit Plan

Indirect IRA holdings 15,000 shares Common Shares held via IRA Account

Key Terms

Restricted Stock Awards ("RSAs"), grant, award, or other acquisition, GHS Defined Benefit Plan, IRA Account

4 terms

Restricted Stock Awards ("RSAs") financial

"Restricted Stock Awards ("RSAs") granted as consideration for service on the Board."

grant, award, or other acquisition financial

"transaction_code_description: Grant, award, or other acquisition"

GHS Defined Benefit Plan financial

"nature_of_ownership: GHS Defined Benefit Plan"

IRA Account financial

"nature_of_ownership: IRA Account"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did FTK director Harshavardhan Agadi report in this Form 4?

Harshavardhan V. Agadi reported receiving a grant of 5,099 Flotek Industries common shares as Restricted Stock Awards for Board service. These are compensation-related shares, not an open-market purchase or sale, and increase his direct equity stake in the company.

How many FTK shares did Harshavardhan Agadi receive in the latest grant?

He received 5,099 common shares of Flotek Industries as a grant at a stated price of $0.00 per share. The filing describes these as Restricted Stock Awards issued in consideration for serving on the company’s Board of Directors.

When do Harshavardhan Agadi’s new FTK Restricted Stock Awards vest?

The Restricted Stock Awards vest on the earlier of the one-year anniversary of the grant date or the next annual shareholders meeting. The filing adds that the meeting must occur at least 50 weeks after the grant date for this vesting condition to apply.

How many FTK shares does Harshavardhan Agadi hold directly after this Form 4?

Following the reported grant, he holds 202,364 Flotek Industries common shares directly. This figure reflects his direct ownership position after adding the 5,099 Restricted Stock Awards disclosed in the latest Form 4 filing.

What indirect FTK holdings are reported for Harshavardhan Agadi?

The filing shows 10,417 common shares held indirectly through a GHS Defined Benefit Plan and 15,000 common shares held indirectly in an IRA account. These positions are reported as indirect ownership, separate from his directly held 202,364 shares.

Is Harshavardhan Agadi’s FTK transaction a market buy or sell?

The reported transaction is neither a market buy nor a sale. It is classified as a grant or award acquisition of 5,099 Restricted Stock Awards for Board service, with a transaction price of $0.00 per share, reflecting compensation rather than trading activity.

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Accepted by SEC EDGAR 05/18/2026 - 05:26 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Agadi Harshavardhan V

(Last)

(First)

(Middle)

5775 N. SAM HOUSTON PARKWAY W.

STE 400

(Street)

HOUSTON

TEXAS

77086

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
FLOTEK INDUSTRIES INC/CN/ [ FTK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/15/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Shares	05/15/2026		A		5,099⁽¹⁾	A	$0	202,364	D
Common Shares								15,000	I	IRA Account
Common Shares								10,417	I	GHS Defined Benefit Plan

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Restricted Stock Awards ("RSAs") granted as consideration for service on the Board. RSAs vest on the earlier of the one-year anniversary of the grant date or the next annual shareholders meeting (provided such meeting occurs at least 50 weeks after the grant date).

Remarks:

	/s/ J. Bond Clement as attorney-in-fact	05/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR