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Flotek (FTK) director Harshavardhan Agadi receives 5,099 share award grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Agadi Harshavardhan V reported acquisition or exercise transactions in this Form 4 filing.

Flotek Industries director Harshavardhan V. Agadi received 5,099 common shares as a stock award. The shares were granted at no cash cost as Restricted Stock Awards for service on the Board and will vest on the earlier of one year from grant or the next annual shareholders meeting, subject to the timing condition described. After the grant, he holds 202,364 common shares directly, plus additional indirect holdings through a GHS Defined Benefit Plan and an IRA account.

Positive

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Negative

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Insider Agadi Harshavardhan V
Role null
Type Security Shares Price Value
Grant/Award Common Shares 5,099 $0.00 --
holding Common Shares -- -- --
holding Common Shares -- -- --
Holdings After Transaction: Common Shares — 202,364 shares (Direct, null); Common Shares — 15,000 shares (Indirect, IRA Account)
Footnotes (1)
  1. [object Object]
Restricted Stock Award grant 5,099 shares Common Shares granted as RSAs for Board service
Grant price $0.00 per share Stated transaction price for the 5,099-share award
Direct holdings after grant 202,364 shares Common Shares held directly following the award
Indirect GHS Plan holdings 10,417 shares Common Shares held via GHS Defined Benefit Plan
Indirect IRA holdings 15,000 shares Common Shares held via IRA Account
Restricted Stock Awards ("RSAs") financial
"Restricted Stock Awards ("RSAs") granted as consideration for service on the Board."
grant, award, or other acquisition financial
"transaction_code_description: Grant, award, or other acquisition"
GHS Defined Benefit Plan financial
"nature_of_ownership: GHS Defined Benefit Plan"
IRA Account financial
"nature_of_ownership: IRA Account"
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Agadi Harshavardhan V
(Last)(First)(Middle)
5775 N. SAM HOUSTON PARKWAY W.
STE 400
(Street)
HOUSTON TEXAS 77086
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
FLOTEK INDUSTRIES INC/CN/ [ FTK ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/15/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Shares05/15/2026A5,099(1)A$0202,364D
Common Shares15,000IIRA Account
Common Shares10,417IGHS Defined Benefit Plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Restricted Stock Awards ("RSAs") granted as consideration for service on the Board. RSAs vest on the earlier of the one-year anniversary of the grant date or the next annual shareholders meeting (provided such meeting occurs at least 50 weeks after the grant date).
Remarks:
/s/ J. Bond Clement as attorney-in-fact05/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did FTK director Harshavardhan Agadi report in this Form 4?

Harshavardhan V. Agadi reported receiving a grant of 5,099 Flotek Industries common shares as Restricted Stock Awards for Board service. These are compensation-related shares, not an open-market purchase or sale, and increase his direct equity stake in the company.

How many FTK shares did Harshavardhan Agadi receive in the latest grant?

He received 5,099 common shares of Flotek Industries as a grant at a stated price of $0.00 per share. The filing describes these as Restricted Stock Awards issued in consideration for serving on the company’s Board of Directors.

When do Harshavardhan Agadi’s new FTK Restricted Stock Awards vest?

The Restricted Stock Awards vest on the earlier of the one-year anniversary of the grant date or the next annual shareholders meeting. The filing adds that the meeting must occur at least 50 weeks after the grant date for this vesting condition to apply.

How many FTK shares does Harshavardhan Agadi hold directly after this Form 4?

Following the reported grant, he holds 202,364 Flotek Industries common shares directly. This figure reflects his direct ownership position after adding the 5,099 Restricted Stock Awards disclosed in the latest Form 4 filing.

What indirect FTK holdings are reported for Harshavardhan Agadi?

The filing shows 10,417 common shares held indirectly through a GHS Defined Benefit Plan and 15,000 common shares held indirectly in an IRA account. These positions are reported as indirect ownership, separate from his directly held 202,364 shares.

Is Harshavardhan Agadi’s FTK transaction a market buy or sell?

The reported transaction is neither a market buy nor a sale. It is classified as a grant or award acquisition of 5,099 Restricted Stock Awards for Board service, with a transaction price of $0.00 per share, reflecting compensation rather than trading activity.