Flotek director granted 5,099 shares in stock award

Flotek Industries director Evan R. Farber received a stock grant as part of his board compensation.

Rhea-AI Filing Summary

Flotek Industries director Evan R. Farber received a stock grant as part of his board compensation. He acquired 5,099 common shares on May 15, 2026 at no cash cost through Restricted Stock Awards granted for service on the Board. After this grant, he holds 65,994 common shares directly. The awards vest on the earlier of the one-year anniversary of the grant date or the next annual shareholders meeting, provided that meeting occurs at least 50 weeks after the grant date.

Insider Trade Summary

Grant/Award: 5,099 shares

Grant/Award 1 txn

Insider Farber Evan R

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Shares	5,099	$0.00	$0.00

Holdings After Transaction: Common Shares — 65,994 shares (Direct)

Footnotes (1)

1. F1. Restricted Stock Awards ("RSAs") granted as consideration for service on the Board. RSAs vest on the earlier of the one-year anniversary of the grant date or the next annual shareholders meeting (provided such meeting occurs at least 50 weeks after the grant date).

Key Figures

Shares granted: 5,099 shares Grant price per share: $0.0000 per share Shares held after grant: 65,994 shares +2 more

5 metrics

Shares granted 5,099 shares Restricted Stock Awards granted on May 15, 2026

Grant price per share $0.0000 per share Reported acquisition price for Restricted Stock Awards

Shares held after grant 65,994 shares Total common shares directly owned after transaction

Transaction code A Grant, award, or other acquisition of non-derivative securities

Transaction direction acquire Non-derivative stock grant to director

Key Terms

Restricted Stock Awards ("RSAs"), vest, annual shareholders meeting, Grant, award, or other acquisition

4 terms

Restricted Stock Awards ("RSAs") financial

"Restricted Stock Awards ("RSAs") granted as consideration for service on the Board."

vest financial

"RSAs vest on the earlier of the one-year anniversary of the grant date or the next annual shareholders meeting"

A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.

annual shareholders meeting regulatory

"or the next annual shareholders meeting (provided such meeting occurs at least 50 weeks after the grant date)."

An annual shareholders meeting is a yearly gathering where owners of a company review its performance, hear presentations from management, ask questions, and vote on important items such as board members, executive pay, and dividend policies. Think of it as a company town hall where votes and discussions can change leadership, strategy or payouts—outcomes that can directly affect a stock’s future performance and an investor’s rights and returns.

Grant, award, or other acquisition financial

"transaction_code_description": "Grant, award, or other acquisition""

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Flotek Industries (FTK) report for Evan R. Farber?

Flotek Industries reported that director Evan R. Farber received 5,099 common shares as a stock grant. These shares were granted at no cash cost as Restricted Stock Awards for his Board service and increased his direct holdings to 65,994 shares.

Was the Evan R. Farber FTK transaction an open-market buy or a stock grant?

The transaction was a stock grant, not an open-market purchase. Evan R. Farber acquired 5,099 common shares through Restricted Stock Awards granted as compensation for serving on the Flotek Industries Board, with a reported price per share of $0.0000.

How many Flotek Industries shares does Evan R. Farber hold after this Form 4?

After the reported transaction, Evan R. Farber directly holds 65,994 Flotek Industries common shares. This reflects the addition of 5,099 shares granted as Restricted Stock Awards for Board service, as disclosed in the insider filing’s post-transaction holdings figure.

What are the vesting terms of Evan R. Farber’s Restricted Stock Awards at Flotek (FTK)?

The Restricted Stock Awards vest on the earlier of the one-year anniversary of the grant date or the next annual shareholders meeting. Vesting at the meeting only applies if that meeting occurs at least 50 weeks after the grant date, according to the footnote disclosure.

Does the Evan R. Farber Form 4 for FTK indicate any derivative securities or option exercises?

The filing shows no derivative securities or option exercises for Evan R. Farber. It reports only a non-derivative acquisition of 5,099 common shares via Restricted Stock Awards and lists no remaining derivative positions in the derivative summary section.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/18/2026 - 05:31 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Farber Evan R

(Last) (First) (Middle)

5775 N. SAM HOUSTON PARKWAY W.

STE 400

(Street)

HOUSTON TEXAS 77086

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
FLOTEK INDUSTRIES INC/CN/ [ FTK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/15/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Shares	05/15/2026		A		5,099(1)	A	$0	65,994	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Restricted Stock Awards ("RSAs") granted as consideration for service on the Board. RSAs vest on the earlier of the one-year anniversary of the grant date or the next annual shareholders meeting (provided such meeting occurs at least 50 weeks after the grant date).

Remarks:

	/s/ J. Bond Clement as attorney-in-fact	05/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)