Form 4: FTK director disposes 66,956 shares; 197,265 direct remain

Rhea-AI Filing Summary

Flotek Industries, Inc. (FTK) director reported a sale of 66,956 common shares on 11/13/2025 at a $14.7059 weighted average price, coded S on Form 4 (open-market or private sale). The filing notes trades occurred in multiple transactions within a price range of $14.465 to $14.96.

Following the transaction, the reporting person beneficially owns 197,265 shares directly, plus 15,000 shares held indirectly via an IRA and 10,417 shares held indirectly via the GHS Defined Benefit Plan. The individual is identified as a Director of the company and filed as a single reporting person.

Insider Trade Summary

Net Seller: 66,956 shares

Net Sell 3 txns

Insider Agadi Harshavardhan V

Role Director

Sold 66,956 shs ($985K)

Type	Security	Shares	Price	Value
Sale	Common Shares	66,956	$14.7059	$985K
holding	Common Shares	--	--	--
holding	Common Shares	--	--	--

Holdings After Transaction: Common Shares — 197,265 shares (Direct); Common Shares — 15,000 shares (Indirect, IRA Account); Common Shares — 10,417 shares (Indirect, GHS Defined Benefit Plan)

Footnotes (1)

1. F1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.465 to $14.96, inclusive. The reporting person undertakes to provide to Flotek Industries, Inc. (the Company), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

FAQ

What insider transaction did FTK report on Form 4?

A director reported selling 66,956 common shares on 11/13/2025 at a $14.7059 weighted average price, coded S.

What were the price ranges for the FTK share transactions?

Trades occurred at prices ranging from $14.465 to $14.96, inclusive.

How many FTK shares does the insider own after the sale?

Beneficial ownership after the transaction: 197,265 shares directly, 15,000 shares indirectly via an IRA, and 10,417 shares indirectly via the GHS Defined Benefit Plan.

What does transaction code 'S' indicate on the FTK Form 4?

Code S indicates an open-market or private sale of non-derivative securities.

Was the FTK trade executed under a Rule 10b5-1 plan?

The excerpt includes the 10b5-1 checkbox language, but it does not show it as selected.

Who filed the FTK Form 4 and in what capacity?

It was filed by a single reporting person identified as a Director of Flotek Industries, Inc.

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Form 4 Insider Transactions: What Each Field Means →

Accepted by SEC EDGAR 11/14/2025 - 04:31 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Agadi Harshavardhan V

(Last) (First) (Middle)

5775 N. SAM HOUSTON PARKWAY W.

STE 400

(Street)

HOUSTON TX 77086

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
FLOTEK INDUSTRIES INC/CN/ [ FTK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
11/13/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Shares	11/13/2025		S		66,956	D	$14.7059(1)	197,265	D
Common Shares								15,000	I	IRA Account
Common Shares								10,417	I	GHS Defined Benefit Plan

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.465 to $14.96, inclusive. The reporting person undertakes to provide to Flotek Industries, Inc. (the Company), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Remarks:

	/s/ J. Bond Clement as attorney-in-fact	11/14/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.