Welcome to our dedicated page for FinTrade Sherpa SEC filings (Ticker: FTSP), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
FinTrade Sherpa, Inc. filings document material agreements, capital actions, financing arrangements, and intellectual property matters tied to the company’s shift into financial technology software. Recent Form 8-K disclosures describe an asset purchase agreement involving software and technology rights, the issuance of common stock as consideration, and the company’s status as a Nevada corporation.
The filings also disclose an interim promissory note and security interest involving intellectual property assets associated with the Alpha-Optimus project, including proprietary software and related IP categories. The company’s filing record identifies FTSP as a public issuer with no securities registered on a national exchange under Section 12(b).
FinTrade Sherpa, Inc. notifies the SEC that it cannot timely file its Quarterly Report on Form 10-Q for the period ended March 31, 2026 and is seeking relief under Rule 12b-25. The company cites executive leadership and board changes, an auditor resignation and the onboarding of a new auditor, and additional review related to recent financing transactions. Management states it is working to finalize the audit and expects to file within the extension period provided under Rule 12b-25.
FinTrade Sherpa, INC entered into an Interim Promissory Note with its largest shareholder and debt holder, Lode Star Gold, INC, providing secured interim financing tied to existing arrangements. The note carries an aggregate principal of $74,811.50 as of March 30, 2026, retroactively bearing a daily compounding interest rate of 0.0411% or 15.0015% per annum from April 1, 2026, and maturing on March 31, 2028.
To secure this debt, FinTrade granted Lode Star Gold a security interest in its Alpha-Optimus intellectual property, including trademarks, copyrights, patents, trade secrets, proprietary software, and related goodwill. The lender perfected this security interest via a UCC-1 financing statement filed with the Texas Secretary of State on April 1, 2026.
FinTrade Sherpa, Inc. (FTSP) filed its 2025 annual report showing a full pivot from mining to an AI-driven fintech model while remaining in early development and under financial strain. The company reported a net loss of $341,856 for 2025 and an accumulated deficit of $4,747,171, with no operating revenue and only $1,625 of cash at year-end.
To support its Alpha-Optimus AI research platform, FinTrade Sherpa agreed to acquire AI-related intellectual property in exchange for 227,000,000 shares and entered a $440,000 license for core technology, while also issuing 1,760,000 shares for $220,000 in cash and converting $169,645 of debt into 1,357,158 shares. Auditors and management highlighted substantial doubt about the company’s ability to continue as a going concern, and the business plan depends on raising an estimated $245,000–$425,000 of additional development capital and future equity or debt financings. Common stock is thinly traded on the OTC market and subject to penny stock rules, and total shares outstanding later reached 351,054,600 as of March 30, 2026.
FinTrade Sherpa Inc. reported that on January 23, 2026 it issued 227,000,000 shares of its common stock to the seller and designees in connection with a previously agreed asset purchase of AI-driven software and technology intellectual property from Tarka L’Herpiniere. The issuance was made as consideration under an Asset Purchase Agreement that closed on February 14, 2025 and was conducted as an unregistered offering under Section 4(a)(2) of the Securities Act as a transaction not involving a public offering.
Immediately after the transaction, the company had 351,054,600 shares of common stock outstanding, with the largest reported beneficial holder being Lonnie S. Humphries at 29.01% and other executives and investors holding smaller stakes. The company also granted the seller and designees piggyback registration rights for 12 months from the closing date and noted that full details of the Asset Purchase Agreement are available in a prior filing.
FinTrade Sherpa (FTSP) reported Q3 2025 results, reflecting an ongoing transition into AI-driven financial research with no operating revenue and a larger quarterly loss. The company posted a net loss of $148,681 for the quarter and $339,231 for the nine months ended September 30, 2025.
Cash was $2,572 at September 30, 2025, up modestly from $1,175 at December 31, 2024, supported by financing cash inflows of $273,618, including $53,618 in related‑party loans. Total liabilities were $120,660 and stockholders’ deficiency improved to $(118,088). Shares outstanding increased to 124,054,600 (as of November 14, 2025), driven by 1,357,158 shares issued to convert $169,645 of debt and 1,760,000 shares issued for $200,000 in cash.
Management disclosed substantial doubt about the company’s ability to continue as a going concern, citing accumulated deficits of $4,744,546 and dependence on external financing. The company agreed to acquire AI intellectual property for 227,000,000 shares (not yet issued), began a $440,000 license (paid $10,000 to date), and paid $123,000 for software development. Disclosure controls were deemed not effective given the current size of operations.