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[144/A] FULTON FINANCIAL CORP SEC Filing

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
144/A
Rhea-AI Filing Summary

Fulton Financial Corp (FULTP) filer submitted a Form 144/A reporting a proposed sale of 5,000 common shares through Raymond James & Associates with an aggregate market value of $96,750 and an approximate sale date of 09/12/2025 on NASDAQ. The filing shows the shares were acquired in employer 401(k) plans in 2001 and 2002. The filing also discloses several related sales in the past three months: 5,000 to an IRA on 07/25/2025 and three separate 5,000–10,000 share sales on 08/07/2025 with gross proceeds listed. The filer certifies no undisclosed material nonpublic information.

Positive
  • None.
Negative
  • None.

Insights

TL;DR: Routine Rule 144 sale by a long-term holder; transaction size is small relative to outstanding shares and appears non-material.

The proposed 5,000-share sale ($96,750) and recent disposals (5,000–10,000 shares) represent de minimis percentages of the issuer's 182,104,347 outstanding shares, suggesting limited market impact. Shares were acquired in 2001–2002 via 401(k) plans, indicating long-term holdings rather than short-term trading. No earnings or operational data are included, and the filer affirms absence of undisclosed material information. From a liquidity and valuation perspective, these sales are routine insider liquidity events and unlikely to affect company fundamentals.

TL;DR: Disclosure complies with Rule 144 requirements; pattern of small, disclosed sales suggests standard insider liquidity rather than governance concerns.

Form 144/A provides required broker, acquisition, and payment details and lists recent related sales, aligning with transparency obligations. The shares stem from employee retirement plan purchases, minimizing red flags tied to compensation timing or opportunistic sales. The filing includes the standard representation about material nonpublic information; no governance issues, such as abrupt executive departures or undisclosed related-party transactions, are evident from the text provided.

144/A: Filer Information

144/A: Issuer Information

144/A: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144/A: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144/A: Securities Sold During The Past 3 Months

144/A: Remarks and Signature

FAQ

What does the Form 144/A filed for FULTP report?

The filing reports a proposed sale of 5,000 common shares through Raymond James & Associates with an aggregate market value of $96,750, targeted for 09/12/2025 on NASDAQ.

When and how were the shares being sold acquired?

The disclosed lots were acquired in employer 401(k) plans on 01/01/2001 (4,786 shares) and 01/01/2002 (214 shares), with payment noted as cash in 2001–2002.

Were there other recent sales by the filer?

Yes. The filing lists sales in the past three months: 07/25/2025 (5,000 shares, $93,550) and 08/07/2025 (10,000 shares, $176,200; and two 5,000-share sales at $88,100 each).

Does the filing indicate any undisclosed material nonpublic information?

The filer certifies by signature that they do not know of any material adverse information about the issuer that has not been publicly disclosed.

How material are these sales relative to Fulton Financial Corp's share count?

The proposed sale of 5,000 shares is small relative to the reported 182,104,347 outstanding shares, indicating limited potential market impact based on the filing alone.
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