STOCK TITAN

[Form 4] FIRST US BANCSHARES, INC. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

First US Bancshares, Inc. (FUSB) Form 4 reports that director Aubrey S. Miller received 52.45 phantom stock units on 09/30/2025 under the Non-Employee Directors' Deferred Compensation Plan. The units convert to common stock on a 1-for-1 basis and are to be settled in common stock at the end of the deferral period. The filing states the award includes 2.53 shares attributable to quarterly dividends accrued under the plan.

Following this transaction the reporting person beneficially owns 535.92 shares (ownership reported as direct). The form was signed by a power of attorney on 10/01/2025. The filing contains no earnings data or other executive departures.

First US Bancshares, Inc. (FUSB) Form 4 riferisce che il consigliere Aubrey S. Miller ha ricevuto 52,45 unità di azioni fantasma il 30/09/2025 nell'ambito del Non-Employee Directors' Deferred Compensation Plan. Le unità si convertono in azioni ordinarie 1-for-1 e saranno liquidate in azioni ordinarie al termine del periodo di differimento. La dichiarazione indica che l'assegno include 2,53 azioni attribuite ai dividendi trimestrali maturati nell'ambito del piano.

A seguito di questa transazione la persona che riporta detiene beneficiariamente 535,92 azioni (proprietà riportata come diretto). Il modulo è stato firmato da una procura il 01/10/2025. La dichiarazione non contiene dati sugli utili né altre uscite di dirigenti.

First US Bancshares, Inc. (FUSB) Form 4 informa que el director Aubrey S. Miller recibió 52,45 unidades de acciones fantasma el 30/09/2025 conforme al Non-Employee Directors' Deferred Compensation Plan. Las unidades se convierten en acciones ordinarias en una base 1-por-1 y se liquidarán en acciones ordinarias al final del periodo de aplazamiento. La presentación indica que el premio incluye 2,53 acciones atribuidas a los dividendos trimestrales acumulados bajo el plan.

Después de esta transacción, la persona reportante posee beneficiosamente 535,92 acciones (propiedad reportada como directa). El formulario fue firmado por poder notarial el 01/10/2025. La presentación no contiene datos de ingresos ni otros retiros de ejecutivos.

First US Bancshares, Inc. (FUSB) Form 4은 이사 Aubrey S. Miller가 2025년 9월 30일 비종업원 이사 보수계획 아래 52.45주(phantom stock) 단위를 받았다고 보고합니다. 이 단위는 1대1의 비율로 보통주로 전환되며, 연기 기간 말에 보통주로 정산됩니다. 제출서에는 해당 수상이 분기 배당금 누적에 따른 2.53주의 주식이 포함되어 있다고 명시되어 있습니다.

이 거래 후 보고자는 보유 주식 수가 535.92주(직접 소유로 보고)임을 실질적으로 소유합니다. 양도장은 2025년 10월 1일에 위임장을 통해 서명되었습니다. 제출서에는 수익 데이터나 다른 경영진의 이탈에 대한 정보가 없습니다.

First US Bancshares, Inc. (FUSB) Form 4 indique que le administrateur Aubrey S. Miller a reçu 52,45 unités d'actions fantômes le 30/09/2025 dans le cadre du Non-Employee Directors' Deferred Compensation Plan. Les unités se convertissent en actions ordinaires sur une base 1 contre 1 et seront réglées en actions ordinaires à la fin de la période de report. Le dépôt indique que la récompense comprend 2,53 actions attribuées aux dividendes trimestriels accumulés en vertu du plan.

Suite à cette transaction, la personne déclarante détient bénéficiairement 535,92 actions (propriété déclarée comme directe). Le formulaire a été signé par procuration le 01/10/2025. Le dépôt ne contient pas de données sur les gains ni d'autres départs de dirigeants.

First US Bancshares, Inc. (FUSB) Form 4 berichtet, dass der Vorstand Aubrey S. Miller am 30.09.2025 52,45 Phantom-Aktieneinheiten im Rahmen des Non-Employee Directors' Deferred Compensation Plan erhalten hat. Die Einheiten wandeln sich 1-zu-1 in Stammaktien um und sollen am Ende des Aussetzungszeitraums in Stammaktien abgewickelt werden. Die Einreichung besagt, dass die Auszeichnung 2,53 Aktien umfasst, die aus vierteljährlichen Dividenden des Plans entstanden sind.

Nach dieser Transaktion besitzt die meldende Person vorteilhaft 535,92 Aktien (Eigentum als direkt angegeben). Das Formular wurde am 01.10.2025 durch eine Vollmacht unterschrieben. In der Einreichung befinden sich keine Gewinnzahlen oder andere Abgänge von Führungskräften.

First US Bancshares, Inc. (FUSB) Form 4 تُبلغ أن المديرة Aubrey S. Miller تلقّت 52.45 وحدة أسهم وهمية في 30/09/2025 بموجب خطة تعويض مؤجلة لمديري الشركات غير الموظفين. الوحدات تتحول إلى أسهم عادية بنسبة 1-1 وسيتم تسويتها بالأسهم العادية في نهاية فترة التأجيل. يذكر الملف أن الجائزة تشمل 2.53 أسهم تُعزى إلى الأرباح الموزعة ربع السنوية المتراكمة بموجب الخطة.

بعد هذه الصفقة تملك الشخص المبلغ تقنيًا 535.92 سهمًا (الملكية مبلغة كمباشرة). تم توقيع النموذج بواسطة توكيل في 01/10/2025. لا يحتوي الملف على بيانات أرباح أو مغادرات تنفيذية أخرى.

First US Bancshares, Inc. (FUSB) Form 4 报告称董事 Aubrey S. Miller 于 2025/09/30 根据非员工董事延期补偿计划收到 52.45 份幻影股票单位。这些单位按1:1转换为普通股,并在延期期结束时以普通股结算。文件指出该奖励 包含 2.53 股,归因于计划下累积的季度股息。

经此交易后,申报人实际拥有 535.92 股(直接报告的所有权)。该表格于 2025/10/01 由一位授权代理签署。该文件未披露任何收益数据或其他高管离职信息。

Positive
  • Director award is documented and transparent with clear conversion (1-for-1) and dividend accrual disclosure
  • Beneficial ownership increased to 535.92 shares, reflecting the deferred-compensation settlement
Negative
  • None.

Insights

TL;DR: Routine director deferred-compensation award converted into phantom stock units, increasing direct share holdings modestly.

The Form 4 documents a standard non-employee director deferred-compensation settlement that awards 52.45 phantom stock units, converting 1-for-1 to common shares and including 2.53 shares from accrued dividends. The increase to 535.92 beneficially owned shares is disclosed as direct ownership. This is a governance-level compensation disclosure with no indications of unusual dilution, related-party transactions, or governance concerns within the filing itself.

TL;DR: Director compensation was paid in phantom stock units under the standard deferred plan; settlement terms are customary.

The transaction is recorded as an acquisition (code A) of 52.45 phantom stock units under the Non-Employee Directors' Deferred Compensation Plan, with settlement in common stock at deferral end. The filing explicitly notes dividend-attributable shares (2.53) included in the total. The filing shows the per-unit price and resulting beneficial ownership figure but contains no additional cash compensation or accelerated vesting events disclosed.

First US Bancshares, Inc. (FUSB) Form 4 riferisce che il consigliere Aubrey S. Miller ha ricevuto 52,45 unità di azioni fantasma il 30/09/2025 nell'ambito del Non-Employee Directors' Deferred Compensation Plan. Le unità si convertono in azioni ordinarie 1-for-1 e saranno liquidate in azioni ordinarie al termine del periodo di differimento. La dichiarazione indica che l'assegno include 2,53 azioni attribuite ai dividendi trimestrali maturati nell'ambito del piano.

A seguito di questa transazione la persona che riporta detiene beneficiariamente 535,92 azioni (proprietà riportata come diretto). Il modulo è stato firmato da una procura il 01/10/2025. La dichiarazione non contiene dati sugli utili né altre uscite di dirigenti.

First US Bancshares, Inc. (FUSB) Form 4 informa que el director Aubrey S. Miller recibió 52,45 unidades de acciones fantasma el 30/09/2025 conforme al Non-Employee Directors' Deferred Compensation Plan. Las unidades se convierten en acciones ordinarias en una base 1-por-1 y se liquidarán en acciones ordinarias al final del periodo de aplazamiento. La presentación indica que el premio incluye 2,53 acciones atribuidas a los dividendos trimestrales acumulados bajo el plan.

Después de esta transacción, la persona reportante posee beneficiosamente 535,92 acciones (propiedad reportada como directa). El formulario fue firmado por poder notarial el 01/10/2025. La presentación no contiene datos de ingresos ni otros retiros de ejecutivos.

First US Bancshares, Inc. (FUSB) Form 4은 이사 Aubrey S. Miller가 2025년 9월 30일 비종업원 이사 보수계획 아래 52.45주(phantom stock) 단위를 받았다고 보고합니다. 이 단위는 1대1의 비율로 보통주로 전환되며, 연기 기간 말에 보통주로 정산됩니다. 제출서에는 해당 수상이 분기 배당금 누적에 따른 2.53주의 주식이 포함되어 있다고 명시되어 있습니다.

이 거래 후 보고자는 보유 주식 수가 535.92주(직접 소유로 보고)임을 실질적으로 소유합니다. 양도장은 2025년 10월 1일에 위임장을 통해 서명되었습니다. 제출서에는 수익 데이터나 다른 경영진의 이탈에 대한 정보가 없습니다.

First US Bancshares, Inc. (FUSB) Form 4 indique que le administrateur Aubrey S. Miller a reçu 52,45 unités d'actions fantômes le 30/09/2025 dans le cadre du Non-Employee Directors' Deferred Compensation Plan. Les unités se convertissent en actions ordinaires sur une base 1 contre 1 et seront réglées en actions ordinaires à la fin de la période de report. Le dépôt indique que la récompense comprend 2,53 actions attribuées aux dividendes trimestriels accumulés en vertu du plan.

Suite à cette transaction, la personne déclarante détient bénéficiairement 535,92 actions (propriété déclarée comme directe). Le formulaire a été signé par procuration le 01/10/2025. Le dépôt ne contient pas de données sur les gains ni d'autres départs de dirigeants.

First US Bancshares, Inc. (FUSB) Form 4 berichtet, dass der Vorstand Aubrey S. Miller am 30.09.2025 52,45 Phantom-Aktieneinheiten im Rahmen des Non-Employee Directors' Deferred Compensation Plan erhalten hat. Die Einheiten wandeln sich 1-zu-1 in Stammaktien um und sollen am Ende des Aussetzungszeitraums in Stammaktien abgewickelt werden. Die Einreichung besagt, dass die Auszeichnung 2,53 Aktien umfasst, die aus vierteljährlichen Dividenden des Plans entstanden sind.

Nach dieser Transaktion besitzt die meldende Person vorteilhaft 535,92 Aktien (Eigentum als direkt angegeben). Das Formular wurde am 01.10.2025 durch eine Vollmacht unterschrieben. In der Einreichung befinden sich keine Gewinnzahlen oder andere Abgänge von Führungskräften.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Miller Aubrey S

(Last) (First) (Middle)
3291 US HIGHWAY 280

(Street)
BIRMINGHAM AL 35243

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
FIRST US BANCSHARES, INC. [ FUSB ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
09/30/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Phantom Stock Units (1) 09/30/2025 A 52.45(2) (3) (3) Common Stock 52.45(2) $12.02 535.92 D
Explanation of Responses:
1. The units convert to common stock on a 1-for-1 basis.
2. Includes 2.53 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.
3. The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.
/s/Beverly J. Dozier, by power of attorney 10/01/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did FUSB director Aubrey S. Miller receive on 09/30/2025?

The director was granted 52.45 phantom stock units under the Non-Employee Directors' Deferred Compensation Plan, which convert 1-for-1 to common stock.

How many shares does the reporting person beneficially own after the transaction?

The Form 4 reports 535.92 shares beneficially owned following the reported transaction, with ownership listed as direct.

Does the filing state any dividend-related accruals?

Yes, the grant includes 2.53 shares attributable to quarterly dividends accrued under the deferred compensation plan.

Will the phantom stock units be settled in cash or stock?

The filing states the phantom stock units are to be settled in common stock at the end of the deferral period.

Was this Form 4 signed by the reporting person?

The form was executed by /s/ Beverly J. Dozier, by power of attorney and dated 10/01/2025.
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