Welcome to our dedicated page for First Us Bancsha SEC filings (Ticker: FUSB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to U.S. Securities and Exchange Commission filings for First US Bancshares, Inc. (NASDAQ: FUSB), a bank holding company based in Birmingham, Alabama and the parent of First US Bank. Through these filings, investors can review the Company’s regulatory disclosures related to its commercial banking operations and financial condition.
First US Bancshares, Inc. files periodic and current reports with the SEC, including Forms 8-K that disclose material events. Recent 8-K filings have covered quarterly financial results, furnished under Item 2.02, and investor presentation materials furnished under Item 7.01 that review financial results and trends through specific reporting periods. Other 8-K filings describe governance matters such as the election of a new director, committee assignments, and the execution of a director indemnification agreement, along with a summary of the indemnification terms and related limitations.
Filings also reference exhibits such as press releases announcing earnings, director elections, or other corporate developments, as well as forms of director indemnification agreements and investor presentations. These documents provide detail on topics including net income, net interest income, provision for credit losses, loan and deposit balances, capital ratios, and non-GAAP measures like pre-tax pre-provision net revenue, together with reconciliations referenced in the materials.
On Stock Titan, users can view these filings as they are made available from the SEC’s EDGAR system and use AI-powered summaries to help interpret complex disclosures. This includes highlighting key points from quarterly results, explanations of material agreements or governance changes, and context around exhibits such as investor decks and press releases. The page also surfaces information related to director and officer matters, including indemnification arrangements and board composition changes, as described in the Company’s 8-K reports.
FIRST US BANCSHARES, INC. director Bruce N. Wilson reported a compensation-related award of 89.06 Phantom Stock Units on common stock, valued at $15.30 per unit. The units convert to common stock on a 1-for-1 basis and were credited as quarterly dividends under the company’s Non-Employee Directors' Deferred Compensation Plan. These phantom stock units are to be settled in common stock at the end of the deferral period, bringing Wilson’s total deferred phantom stock balance to 19,651.51 units held directly.
FIRST US BANCSHARES, INC. director Aubrey S. Miller received a grant of 61.27 Phantom Stock Units on common stock, valued at $15.30 per unit. These units convert into common shares on a 1-for-1 basis and are issued under the Non-Employee Directors' Deferred Compensation Plan.
After this grant, Miller holds a total of 642.56 Phantom Stock Units, including 2.45 shares attributable to quarterly dividends accrued in the plan. The phantom units are to be settled in common stock at the end of the deferral period, reflecting stock-based, non-cash director compensation rather than an open-market purchase.
FIRST US BANCSHARES, INC. director Jack W. Meigs received a grant of 27.98 Phantom Stock Units on common stock. The units were valued at $15.30 per share and increase his directly held phantom stock balance to 6,173.71 units.
The Phantom Stock Units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are attributable to quarterly dividends. They convert into common stock on a 1-for-1 basis and will be settled in shares at the end of the deferral period, making this a routine, compensation-related equity award rather than an open-market trade.
FIRST US BANCSHARES, INC. director John Lee McPhearson received a grant of 56.63 Phantom Stock Units on the company’s deferred compensation plan. These units are credited at a reference price of $15.30 and convert into common stock on a 1-for-1 basis.
The grant reflects quarterly dividends accrued under the Non-Employee Directors' Deferred Compensation Plan and increases his deferred Phantom Stock Units balance to 12,495.48 units, which will be settled in common stock at the end of the deferral period rather than through open-market transactions.
FIRST US BANCSHARES, INC. director David Peter Hale received a grant of 561.69 Phantom Stock Units on March 31, 2026 as a compensation award. These units convert into common stock on a 1-for-1 basis and are settled in shares at the end of the deferral period.
Following this grant, Hale directly holds a total of 20,357.48 Phantom Stock Units, including 87.77 units attributable to quarterly dividends accrued under the company’s Non-Employee Directors' Deferred Compensation Plan.
Gordon Stephen Nathaniel reported acquisition or exercise transactions in this Form 4 filing.
FIRST US BANCSHARES, INC. director Gordon Stephen Nathaniel received a grant of 392.160 Phantom Stock Units on March 31, 2026. These units were awarded at a reference price of $15.30 per unit and are linked to the company’s common stock on a 1-for-1 basis.
The Phantom Stock Units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and will be settled in common stock at the end of the deferral period. Following this grant, the director holds 392.160 Phantom Stock Units, reflecting routine, compensation-related equity for board service rather than an open-market stock purchase or sale.
FIRST US BANCSHARES, INC. director Robert C. Field reported a grant of 398.64 Phantom Stock Units on common stock. The units were awarded at $15.30 per unit and increase his deferred Phantom Stock Unit balance to 2,248.71 units.
The phantom units convert into common stock on a 1-for-1 basis and are to be settled in common shares at the end of the deferral period. The reported balance includes 6.48 units attributable to quarterly dividends accrued under the Non-Employee Directors' Deferred Compensation Plan.
FIRST US BANCSHARES director Robert S. Briggs reported a compensation-related award of phantom stock units. On the reported date, he acquired 74.85 Phantom Stock Units, credited at a reference price of $15.30 per unit under the company’s Non-Employee Directors' Deferred Compensation Plan.
The phantom units convert into common stock on a 1-for-1 basis and are to be settled in common stock at the end of the deferral period. Following this grant, Briggs holds a total of 16,517.51 phantom stock units under the plan, which accrue from quarterly dividends and other deferred director compensation rather than open-market transactions.
First US Bancshares, Inc. is asking shareholders to vote at its 2026 Annual Meeting, held virtually by live webcast on April 30, 2026, at 10:00 a.m. Central Time. Shareholders of record as of March 6, 2026 may participate online and vote by internet, phone or mail.
The proxy covers three main items: election of directors, ratification of the independent registered public accountants, and an advisory vote on executive compensation. The Board is majority independent, has separated oversight through audit, compensation and nominating committees, and designates a Lead Independent Director alongside the combined Chairperson and CEO role.
The filing details director backgrounds and independence reviews, related‑party transaction controls, and a pay program that ties a meaningful portion of named executive officer compensation to pre‑tax income, returns on assets and tangible equity, plus business‑line loan growth. In 2025, CEO James F. House received total compensation of $580,943, including base salary of $412,000, restricted stock grants and cash incentives aligned with these performance goals.