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FIRST US BANCSHARES, INC. senior executive Eric H. Mabowitz reported compensation-related stock transactions in company common stock. On 2026-07-08, he exercised stock options to acquire a total of 11,600 shares at exercise prices of $10.01, $11.71, and $14.11 per share. To cover tax obligations, he had a total of 9,353 shares withheld at $16.95 per share, coded as tax-withholding dispositions rather than open-market sales. Following these transactions, he directly owned 19,302 shares and indirectly held 83 shares through the First US Bancshares, Inc. 401(k) Plan.
FIRST US BANCSHARES, INC. executive Eric H. Mabowitz, EVP and Chief Risk Officer of the bank, updates his beneficial ownership on an amended Form 3 by detailing several stock option awards tied to the company’s common stock. The filing lists options covering 3,000, 3,600, 5,000, 6,200, 5,900 and 6,000 underlying shares with exercise prices between $8.10 and $14.11 per share and expiration dates from July 2024 through February 2029. Footnotes explain that earlier grants from 2014, 2015 and 2016 have vested and were later exercised, with those exercises reported separately on Forms 4 filed in 2024 and 2025. Overall, this amendment is a routine administrative update that clarifies the timing, vesting and exercise history of the executive’s stock option awards rather than new buying or selling activity.
FIRST US BANCSHARES, INC. senior officer Beverly J. Dozier exercised stock options and had shares withheld to cover tax obligations on common stock awards.
On July 8, 2026, Dozier exercised options for a total of 8,100 shares of common stock at exercise prices of $10.01, $11.71, and $14.11 per share. To satisfy tax liabilities, a total of 6,572 shares were disposed of as tax-withholding transactions at $16.95 per share, which are not open-market sales.
After these transactions, one entry shows direct ownership of 8,752 shares of common stock, along with indirect holdings of 21,821 shares through a 401(k) plan and 8,596 shares held by a trust.
FIRST US BANCSHARES, INC. senior executive vice president and CFO Thomas S. Elley exercised stock options for 6,300 shares of common stock at $11.71 per share. The options were granted on February 12, 2018 and vested in three equal annual installments.
On the same date, 4,924 shares of common stock were disposed of at $16.95 per share to satisfy tax obligations through share withholding, rather than an open-market sale. After these transactions, Elley directly holds 38,156 shares of common stock.
FIRST US BANCSHARES, INC. director John Lee McPhearson reported an acquisition of phantom stock units as part of his board compensation. He received 52.61 phantom stock units on common stock at a reference price of $16.55 per unit, increasing his directly held phantom units to 12,548.09.
The phantom stock units convert into common stock on a 1-for-1 basis and were accrued under the company’s Non-Employee Directors' Deferred Compensation Plan. They are scheduled to be settled in common stock at the end of the deferral period, reflecting a routine, non-cash, compensation-related award rather than an open-market trade.
FIRST US BANCSHARES, INC. director Robert C. Field received a grant of phantom stock units as compensation. On this date, he acquired 370.370 Phantom Stock Units at a reference value of $16.55 per unit, bringing his total phantom units to 2,619.080.
The phantom units convert into common stock on a 1-for-1 basis and were accrued under the company’s Non-Employee Directors' Deferred Compensation Plan. They are to be settled in common stock at the end of the deferral period, and the total includes 7.83 shares attributable to quarterly dividend accruals.
FIRST US BANCSHARES, INC. director Robert S. Briggs reported a compensation-related grant of phantom stock units. He acquired 69.55 phantom stock units at a reference price of $16.55 per unit, which will convert into an equal number of common shares on a 1-for-1 basis.
The units were credited under the company’s Non-Employee Directors' Deferred Compensation Plan, including amounts attributable to quarterly dividends. After this grant, Briggs holds a total of 16,587.06 phantom stock units, which are to be settled in common stock at the end of the deferral period.
FIRST US BANCSHARES, INC. director David Peter Hale received a grant of 521.86 Phantom Stock Units on common stock at a reference price of $16.55 per unit. These units convert to common stock on a 1-for-1 basis and are accrued under the Non-Employee Directors' Deferred Compensation Plan.
After this award, Hale holds 20,879.34 Phantom Stock Units, including 83.73 units attributable to quarterly dividends. The units are to be settled in common stock at the end of the deferral period, making this a compensation-related, non-market transaction.
FIRST US BANCSHARES, INC. director Jack W. Meigs reported a compensation-related award of phantom stock units. On this Form 4, he acquired 25.99 Phantom Stock Units at a reference value of $16.55 per unit, increasing his direct holdings to 6,199.70 phantom units.
The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period. The units convert to common stock on a 1-for-1 basis, linking the award’s value to the company’s share price over time.
FIRST US BANCSHARES, INC. director Aubrey S. Miller reported receiving a grant of 56.84 Phantom Stock Units on common stock at a reference price of $16.55 per unit. These units convert to common stock on a 1-for-1 basis and are accrued under the company’s Non-Employee Directors' Deferred Compensation Plan.
Following this award, Miller holds 699.40 Phantom Stock Units, including 2.46 shares attributable to quarterly dividends under the plan. The phantom units are to be settled in common stock at the end of the deferral period, so this filing reflects a compensation-related equity accrual rather than an open-market trade.