Futu director Haixiang Li files initial ownership

Futu Holdings Ltd director Haixiang Li filed an initial statement of beneficial ownership as a director of the company.

Accepted by SEC EDGAR 03/18/2026 - 11:51 AM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Futu Holdings Ltd director Haixiang Li filed an initial statement of beneficial ownership as a director of the company. The report does not list any transactions, derivative positions, or current holding entries, serving as a baseline disclosure of insider status.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Futu (FUTU) Form 3 filed by Haixiang Li show?

The Form 3 shows that Haixiang Li is a director of Futu Holdings Ltd. The filing is an initial beneficial ownership report and, in this case, lists no transactions, derivative positions, or holding entries for the reporting person.

Did Haixiang Li report any share transactions in this Futu (FUTU) Form 3?

No, the Form 3 does not report any share transactions. The transaction summary shows zero buy, sell, acquire, dispose, or other transaction counts, indicating this filing is strictly an initial ownership status disclosure.

Does the Futu (FUTU) Form 3 include any derivative securities for Haixiang Li?

No derivative securities are listed for Haixiang Li in this filing. The derivative summary is empty and derivativeTransactionCount is zero, so there are no options, warrants, or other derivative positions disclosed in this report.

What insider role does Haixiang Li hold at Futu (FUTU)?

Haixiang Li is reported as a director of Futu Holdings Ltd. The filing indicates director status and shows that he is not classified as an officer or a ten percent owner in this initial beneficial ownership statement.

Are there any beneficial ownership footnote details in this Futu (FUTU) Form 3?

The footnote section in the data is present but contains no substantive text. There are no additional explanations about voting or investment authority or indirect holdings provided in the structured information for this filing.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
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hours per response:			0.5

1. Name and Address of Reporting Person^*

Haixiang Li

(Last) (First) (Middle)

77A, 77 PEAK ROAD

(Street)

HONG KONG S.A.R.

(City) (State) (Zip)

CHINA

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
Futu Holdings Ltd [ FUTU ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

No securities are beneficially owned.

	/s/ Haixiang Li	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)