[Form 3] Futu Holdings Ltd Initial Statement of Beneficial Ownership
Rhea-AI Filing Summary
Futu Holdings Ltd director and Chief Executive Officer Li Hua filed an initial ownership report showing substantial positions in the company’s securities. He directly holds 86,568 American Depositary Shares, each convertible at any time into eight Class A ordinary shares at the holder’s election.
Indirectly, Li Hua is reported as having interests in American Depositary Shares and ordinary shares held through Lera Ultimate Limited and Lera Infinity Limited. These indirect holdings include large blocks of Class B ordinary shares, each convertible into one Class A ordinary share with no expiration date. The filing notes that Li Hua disclaims beneficial ownership of these securities beyond his pecuniary interest.
Positive
- None.
Negative
- None.
Insider Trade Summary
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | American Depositary Shares | -- | -- | -- |
| holding | American Depositary Shares | -- | -- | -- |
| holding | American Depositary Shares | -- | -- | -- |
| holding | Class B ordinary shares | -- | -- | -- |
| holding | Class B ordinary shares | -- | -- | -- |
| holding | Class A ordinary shares | -- | -- | -- |
Footnotes (3)
- F1. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.
- F2. Each American Depositary Share is convertible at any time, at the holder's election, into eight Class A ordinary shares of the issuer. The American Depositary Shares have no expiration date.
- F3. Each Class B ordinary share is convertible into one Class A ordinary share of the issuer at any time, at the holder's election, and has no expiration date.
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