[Form 3] Futu Holdings Ltd Initial Statement of Beneficial Ownership

Rhea-AI Filing Summary

Futu Holdings Ltd director and Chief Executive Officer Li Hua filed an initial ownership report showing substantial positions in the company’s securities. He directly holds 86,568 American Depositary Shares, each convertible at any time into eight Class A ordinary shares at the holder’s election.

Indirectly, Li Hua is reported as having interests in American Depositary Shares and ordinary shares held through Lera Ultimate Limited and Lera Infinity Limited. These indirect holdings include large blocks of Class B ordinary shares, each convertible into one Class A ordinary share with no expiration date. The filing notes that Li Hua disclaims beneficial ownership of these securities beyond his pecuniary interest.

Insider Trade Summary

6 transactions reported

Mixed 6 txns

Insider Li Hua

Role Chief Executive Officer

Type	Security	Shares	Price	Value
holding	American Depositary Shares	--	--	--
holding	American Depositary Shares	--	--	--
holding	American Depositary Shares	--	--	--
holding	Class B ordinary shares	--	--	--
holding	Class B ordinary shares	--	--	--
holding	Class A ordinary shares	--	--	--

Holdings After Transaction: American Depositary Shares — 86,568 shares (Direct); American Depositary Shares — 50,000,000 shares (Indirect, By Lera Ultimate Limited); Class B ordinary shares — 202,812,500 shares (Indirect, By Lera Ultimate Limited); Class A ordinary shares — 50,000,000 shares (Indirect, By Lera Ultimate Limited)

Footnotes (1)

1. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Each American Depositary Share is convertible at any time, at the holder's election, into eight Class A ordinary shares of the issuer. The American Depositary Shares have no expiration date. Each Class B ordinary share is convertible into one Class A ordinary share of the issuer at any time, at the holder's election, and has no expiration date.

Understanding Insider Trading Forms →

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Li Hua

(Last) (First) (Middle)

34F, UNITED CENTRE,

95 QUEENSWAY, ADMIRALTY

(Street)

HONG KONG K3

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
03/17/2026

3. Issuer Name and Ticker or Trading Symbol
Futu Holdings Ltd [ FUTU ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A ordinary shares	50,000,000	I	By Lera Ultimate Limited(1)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
American Depositary Shares	(2)	(2)	Class A ordinary shares	86,568	(2)	D
American Depositary Shares	(2)	(2)	Class A ordinary shares	50,000,000	(2)	I	By Lera Ultimate Limited(1)
American Depositary Shares	(2)	(2)	Class A ordinary shares	64,000,000	(2)	I	By Lera Infinity Limited(1)
Class B ordinary shares	(3)	(3)	Class A ordinary shares	202,812,500	(3)	I	By Lera Ultimate Limited(1)
Class B ordinary shares	(3)	(3)	Class A ordinary shares	36,937,500	(3)	I	By Lera Infinity Limited(1)

Explanation of Responses:

1. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

2. Each American Depositary Share is convertible at any time, at the holder's election, into eight Class A ordinary shares of the issuer. The American Depositary Shares have no expiration date.

3. Each Class B ordinary share is convertible into one Class A ordinary share of the issuer at any time, at the holder's election, and has no expiration date.

	/s/ Leaf Hua Li	03/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider holdings does Li Hua report in Futu (FUTU) shares?

Li Hua reports direct and indirect holdings in Futu securities, including 86,568 American Depositary Shares in his own name. Additional large blocks of ADS and ordinary shares are held through Lera Ultimate Limited and Lera Infinity Limited, reflecting significant economic exposure to Futu.

How many Futu (FUTU) American Depositary Shares does Li Hua hold directly and indirectly?

Li Hua directly holds 86,568 American Depositary Shares. Indirectly, entities associated with him hold 50,000,000 and 64,000,000 American Depositary Shares, as reported in the filing. These positions provide substantial exposure to Futu’s Class A ordinary shares through the ADS conversion feature.

What is the conversion ratio for Futu (FUTU) American Depositary Shares?

Each Futu American Depositary Share is convertible at any time into eight Class A ordinary shares at the holder’s election. The ADS have no expiration date, giving holders ongoing flexibility to convert into underlying Class A shares whenever they choose.

How are Futu (FUTU) Class B ordinary shares held by Li Hua’s entities treated?

Class B ordinary shares held through Lera Ultimate Limited and Lera Infinity Limited are each convertible into one Class A ordinary share at any time. These Class B shares also have no expiration date, providing long-term potential to convert into voting Class A equity.

What ownership disclaimer does Li Hua make regarding his Futu (FUTU) holdings?

Li Hua disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest in them. The filing states that including these securities does not represent an admission of beneficial ownership for Section 16 or any other purpose.