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FinVolution (NYSE: FINV) CEO Li Tiezheng details Class A and B stakes

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

FinVolution Group’s chief executive officer, Li Tiezheng, has filed an initial ownership report detailing his equity holdings. He holds stock options to acquire 1,286,150 Class A ordinary shares at an exercise price of $0.7940 per share, expiring on April 9, 2028.

He also directly owns 3,968,430 Class A ordinary shares and indirectly owns 7,719,350 Class A and 27,987,900 Class B ordinary shares through Happyariel Holding Limited, which he beneficially owns via a trust and solely directs. Each American depositary share represents five Class A ordinary shares, and each Class B ordinary share carries twenty votes and is convertible into one Class A share.

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Insider Li Tiezheng
Role Chief Executive Officer
Type Security Shares Price Value
holding Stock Option (right to buy) -- -- --
holding Class A Ordinary Shares -- -- --
holding Class A Ordinary Shares -- -- --
holding Class B Ordinary Shares -- -- --
Holdings After Transaction: Stock Option (right to buy) — 1,286,150 shares (Direct); Class A Ordinary Shares — 3,968,430 shares (Direct); Class A Ordinary Shares — 7,719,350 shares (Indirect, Happyariel Holding Limited); Class B Ordinary Shares — 27,987,900 shares (Indirect, Happyariel Holding Limited)
Footnotes (1)
  1. The Class A ordinary shares are held in the form of American depositary shares. Each American depositary share represents five Class A ordinary shares. Holders of Class A ordinary shares are entitled to one vote per share in respect of matters requiring the votes of shareholders, while holders of Class B ordinary shares are entitled to twenty votes per share. Each Class B ordinary share is convertible into one Class A ordinary share at any time by the holder. Happyariel Holding Limited is beneficially owned by Mr. Tiezheng Li through a trust, of which Mr. Tiezheng Li is the settlor and Mr. Tiezheng Li and his family members are the beneficiaries. Mr. Tiezheng Li is the sole director of Happyariel Holding Limited.
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SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Li Tiezheng
(Last) (First) (Middle)
BUILDING G1, 999 DANGUI ROAD
(Street)
SHANGHAI 201203
(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
03/17/2026 		3. Issuer Name and Ticker or Trading Symbol
FinVolution Group [ FINV ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Executive Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Ordinary Shares(1) 3,968,430 D
Class A Ordinary Shares(1) 7,719,350 I Happyariel Holding Limited(3)
Class B Ordinary Shares(2) 27,987,900 I Happyariel Holding Limited(3)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (right to buy) 04/10/2025 04/09/2028 Class A Ordinary Shares 1,286,150 $0.794 D
Explanation of Responses:
1. The Class A ordinary shares are held in the form of American depositary shares. Each American depositary share represents five Class A ordinary shares.
2. Holders of Class A ordinary shares are entitled to one vote per share in respect of matters requiring the votes of shareholders, while holders of Class B ordinary shares are entitled to twenty votes per share. Each Class B ordinary share is convertible into one Class A ordinary share at any time by the holder.
3. Happyariel Holding Limited is beneficially owned by Mr. Tiezheng Li through a trust, of which Mr. Tiezheng Li is the settlor and Mr. Tiezheng Li and his family members are the beneficiaries. Mr. Tiezheng Li is the sole director of Happyariel Holding Limited.
/s/ Tiezheng Li 03/17/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What does FinVolution (FINV) CEO Li Tiezheng report on this Form 3?

Li Tiezheng reports his initial ownership in FinVolution, including stock options for 1,286,150 Class A ordinary shares and substantial direct and indirect holdings of Class A and Class B shares, establishing his baseline equity position and voting influence as chief executive officer.

How many FinVolution (FINV) Class A shares does Li Tiezheng hold directly and indirectly?

Li Tiezheng directly owns 3,968,430 Class A ordinary shares and indirectly owns 7,719,350 Class A shares through Happyariel Holding Limited. These positions, combined with his options, show significant exposure to FinVolution’s Class A equity and align his interests with other shareholders.

What are Li Tiezheng’s FinVolution (FINV) Class B ordinary share holdings?

Through Happyariel Holding Limited, Li Tiezheng indirectly holds 27,987,900 Class B ordinary shares. Each Class B share carries twenty votes and is convertible into one Class A share, giving this block substantial voting power relative to equivalent numbers of Class A shares.

What stock options for FinVolution (FINV) shares does Li Tiezheng hold?

Li Tiezheng holds stock options over 1,286,150 Class A ordinary shares with an exercise price of $0.7940 per share, expiring on April 9, 2028. These options provide additional upside exposure if FinVolution’s Class A share price trades above the exercise price before expiration.

What is the voting difference between FinVolution (FINV) Class A and Class B shares?

Holders of FinVolution Class A ordinary shares receive one vote per share, while Class B shareholders receive twenty votes per share. Each Class B ordinary share is convertible into one Class A share, combining enhanced voting rights with flexibility to convert into the standard Class A class.

What is Happyariel Holding Limited’s role in FinVolution (FINV) ownership?

Happyariel Holding Limited holds FinVolution Class A and Class B shares indirectly for Li Tiezheng. It is beneficially owned by him through a trust, where he is settlor and a beneficiary, and he serves as sole director, providing him effective control over these indirect shareholdings.