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Forward Industries (FWDI) counsel awarded 146,956-share grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Forward Industries, Inc. executive Georgia P. Quinn, General Counsel, reported an acquisition of 146,956 shares of common stock on August 8, 2026. These shares were issued upon satisfaction of a performance milestone under her equity award grant. Following this award, she directly holds 440,867 shares of common stock, which include restricted stock units that were previously reported and remain subject to vesting.

Positive

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Negative

  • None.
Insider Quinn Georgia P
Role General Counsel
Type Security Shares Price Value
Grant/Award Common Stock F1, F2 146,956 -- --
Holdings After Transaction: Common Stock — 440,867 shares (Direct)
Footnotes (2)
  1. F1. The shares of common stock reported herein were issued to the Reporting Person upon the satisfaction of a performance milestone under the Reporting Person's equity award grant.
  2. F2. Includes restricted stock units which were previously reported and remain subject to vesting.
Shares acquired 146,956 shares Common stock granted on August 8, 2026 upon satisfaction of a performance milestone
Shares owned after transaction 440,867 shares Total direct common stock holdings after the August 8, 2026 award, including RSUs subject to vesting
Number of reported acquisition transactions 1 Single Form 4 transaction coded as A (grant, award, or other acquisition)
performance milestone financial
"issued to the Reporting Person upon the satisfaction of a performance milestone"
equity award grant financial
"satisfaction of a performance milestone under the Reporting Person's equity award grant"
restricted stock units financial
"Includes restricted stock units which were previously reported and remain subject to vesting"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

FAQ

What insider transaction did Forward Industries (FWDI) report for Georgia P. Quinn?
Forward Industries reported that General Counsel Georgia P. Quinn acquired 146,956 shares of common stock on August 8, 2026. The shares were issued upon achievement of a performance milestone under her existing equity award grant.

How many Forward Industries (FWDI) shares does Georgia P. Quinn hold after this transaction?
After the reported award, Georgia P. Quinn directly holds 440,867 shares of Forward Industries common stock. This figure includes restricted stock units that were previously reported and remain subject to future vesting conditions.

What was the nature of the 146,956 FWDI shares acquired by Georgia P. Quinn?
The 146,956 shares were issued to Georgia P. Quinn as part of an equity award grant. They became issuable when a specified performance milestone was satisfied, rather than through an open-market purchase.

Does the Form 4 for FWDI indicate a trading plan for Georgia P. Quinn’s transaction?
The filing indicates the Rule 10b5-1 checkbox is not affirmed for this report. There is no accompanying footnote stating that the transaction was made under a Rule 10b5-1 trading plan or other pre-arranged trading arrangement.

Do Georgia P. Quinn’s FWDI holdings include unvested equity awards?
Yes. The total of 440,867 shares reported as owned by Georgia P. Quinn includes restricted stock units. These RSUs were previously reported and remain subject to vesting under their original award terms.

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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Quinn Georgia P
(Last)(First)(Middle)
111 CONGRESS AVENUE
SUITE 500
(Street)
AUSTIN TEXAS 78701
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
Forward Industries, Inc. [ FWDI ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
General Counsel
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/08/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/08/2026A146,956A(1)440,867(2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The shares of common stock reported herein were issued to the Reporting Person upon the satisfaction of a performance milestone under the Reporting Person's equity award grant.
2. Includes restricted stock units which were previously reported and remain subject to vesting.
/s/ Georgia Quinn08/17/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR