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Forward Industries Announces $25 Million Registered Direct Offering with Institutional Investor

Forward Industries plans to raise $25 million to expand its SOL treasury through a registered direct sale of new shares.

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Forward Industries (FWDI) announced a $25 million registered direct offering of common stock to an institutional investor.

The company agreed to sell 3,125,000 shares at $8.00 per share, with aggregate gross proceeds expected to be approximately $25 million before fees and expenses. The offering is expected to close on or about September 24, 2026, subject to customary closing conditions. Forward intends to use the net proceeds to acquire additional SOL to expand its SOL treasury while aiming to increase SOL per fully diluted share. A.G.P./Alliance Global Partners is acting as sole placement agent, and the shares are being issued under an effective Form S-3ASR shelf registration statement.

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Positive

  • $25 million expected gross proceeds from the registered direct offering before fees and expenses
  • Issuance of 3,125,000 shares at $8.00 per share to an institutional investor provides immediate funding certainty
  • Net proceeds are intended to acquire additional SOL and expand the company’s SOL treasury

Negative

  • Offering of 3,125,000 new shares will dilute existing shareholders’ ownership percentage

News Explained

If completed, the agreed sale of 3,125,000 common shares would increase the share count and reduce existing holders’ percentage ownership, absent offsetting changes; closing remains expected around September 24, 2026, subject to customary conditions.

Argus 15 min delay 5 alerts
-5.70% vs previous close $8.11 last price 3.0x rel. volume Open Argus
Details

Market move: FWDI -5.70% vs previous close. registered direct offering

$8.02 $8.11 Day Range
$598.90M Market Cap

On Sep 23, the day this news came out, the latest delayed price for FWDI is 5.70% below the previous close. Our momentum scanner has recorded 5 alerts for this stock so far that day. The latest delayed price is $8.11. Relative volume is very high at 3.0x the average.

Data tracked by StockTitan Argus (15 min delayed). Upgrade to Gold for real-time data.

Market Context

On Sep 23, the day this news came out, the latest delayed price for the stock is 5.7% below the prev...
Analysis

On Sep 23, the day this news came out, the latest delayed price for the stock is 5.7% below the previous close. The Sep 21 update reported 8.16 million SOL in treasury holdings, providing a direct baseline for the offering’s stated plan to use net proceeds to acquire additional SOL.

Key Figures

Shares offered: 3,125,000 shares Offering price: $8.00 per share Gross proceeds: $25 million +1 more
Shares offered
3,125,000 shares
Common stock in the registered direct offering
Offering price
$8.00 per share
Price under the securities purchase agreement
Gross proceeds
$25 million
Expected before fees and offering expenses; amount described as approximate
Expected closing
September 24, 2026
Expected closing date, subject to customary conditions

Historical Context

1 past event · Latest: Sep 21
1 event
  1. Sep 21

    Treasury update

    24h Move
    +5.1%

    Reported approximately 8.16 million SOL and equivalents in treasury holdings.

24h Move is the share-price change in the day after each event; other market factors may also have contributed.

Key Terms

registered direct offering, securities purchase agreement, shelf registration statement, prospectus supplement, +1 more
5 terms
registered direct offering financial
"Forward Industries Announces $25 Million Registered Direct Offering"
A registered direct offering is a way for a company to sell new shares of its stock directly to select investors with regulatory approval. This method allows the company to raise funds quickly and efficiently without needing a public auction, similar to offering exclusive access to a limited number of buyers. For investors, it often provides an opportunity to purchase shares at a favorable price, while giving the company immediate access to capital.
securities purchase agreement financial
"entered into a securities purchase agreement with an institutional investor"
A securities purchase agreement is a written contract between a buyer and a seller outlining the terms for buying or selling financial assets such as stocks or bonds. It specifies details like the price, quantity, and conditions of the transaction, similar to a shopping list with agreed-upon terms. For investors, it provides clarity and legal protection when transferring ownership of these financial instruments.
shelf registration statement regulatory
"offered pursuant to the Company's effective shelf registration statement"
A shelf registration statement is a document a company files with regulators that allows it to sell shares or bonds quickly when it’s a good time to raise money. It’s like having a pre-approved plan ready so the company can act fast without going through lengthy paperwork each time they want to sell, making fundraising more flexible.
prospectus supplement regulatory
"A prospectus supplement relating to the offering will be filed with the SEC"
A prospectus supplement is an additional document provided alongside a company's main offering details, offering updated or extra information about a specific financial product being sold. It helps investors understand the latest terms, risks, and details of the investment, similar to how an update or revision clarifies or expands on original instructions, ensuring they have current and complete information before making a decision.
placement agent financial
"acting as sole placement agent for the offering"
A placement agent is a professional or firm that helps organizations raise money from investors, such as individuals, institutions, or funds. They act like matchmakers, connecting those seeking investments with the right investors and guiding the process to ensure successful funding. For investors, they can provide access to exclusive opportunities and help navigate complex fundraising efforts.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Company Intends to Use Proceeds to Acquire SOL

AUSTIN, TX, Sept. 23, 2026 (GLOBE NEWSWIRE) -- Forward Industries, Inc. (NASDAQ: FWDI) (the "Company" or "Forward"), the leading Solana treasury company, today announced that it has entered into a securities purchase agreement with an institutional investor for the purchase and sale of 3,125,000 shares of the Company's common stock at a price of $8.00 per share.

Aggregate gross proceeds are expected to be approximately $25 million, before fees and deducting placement agent fees and other estimated offering expenses. The offering is expected to close on or about September 24, 2026, subject to customary closing conditions. Forward intends to use the net proceeds to acquire additional SOL to grow the absolute size of its SOL treasury while the Company increases SOL per fully diluted share.

“This financing is designed to expand Forward’s SOL treasury while increasing SOL per share - the measure of growth that matters most to our shareholders. It strengthens our ability to extend our competitive lead, pursue opportunities from a position of financial strength, and build long-term shareholder value. Our focus remains on disciplined capital allocation and translating treasury growth into meaningful value for our shareholders,” said Ryan Navi, Chief Investment Officer of Forward Industries.

A.G.P./Alliance Global Partners is acting as sole placement agent for the offering.

The shares are being offered pursuant to the Company's effective shelf registration statement on Form S-3ASR (File No. 333-290312), which was declared effective by the Securities and Exchange Commission ("SEC") on September 17, 2025. A prospectus supplement relating to the offering will be filed with the SEC and will be available on the SEC's website at www.sec.gov. Additionally, when available, electronic copies of the prospectus supplement and the accompanying prospectus may be obtained from A.G.P./Alliance Global Partners, 590 Madison Avenue, 28th Floor, New York, NY 10022, or by telephone at (212) 624-2060, or by email at prospectus@allianceg.com.

About Forward Industries, Inc.

Forward Industries, Inc. (NASDAQ: FWDI) is a Solana focused digital asset treasury company, with the strategy to buy, hold, stake, trade, invest in, and grow SOL and SOL related digital assets, protocols and businesses. Forward's mission is to expand and strengthen the Solana ecosystem by acquiring and staking SOL and engaging with, providing tools to and investing in the Solana network, Solana developers and Solana related projects in order to increase shareholder value. In connection with a private placement transaction in September 2025, Forward launched a digital asset treasury strategy supported by industry leading investors and operating partners including Galaxy Digital and Jump Crypto. For more information on the Company's Solana treasury strategy, visit www.forwardindustries.com.

Forward Looking Statements

This press release includes forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended. These forward-looking statements generally can be identified by the use of words such as "anticipate," "expect," "plan," "could," "may," "will," "believe," "estimate," "forecast," "goal," "project," and other words of similar meaning. These forward-looking statements address various matters including statements relating to the anticipated use of proceeds from the offering, the expected closing date of the offering, the expected impact of the offering on SOL per share, the Company's plan for value creation and strategic advantages, and market size and growth opportunities. Each forward-looking statement contained in this press release is subject to risks and uncertainties that could cause actual results to differ materially from those expressed or implied by such statement. Applicable risks and uncertainties include, among others: failure to realize the anticipated benefits of the digital asset treasury strategy; changes in business, market, financial, political, and regulatory conditions; risks relating to the Company's operations and business, including the highly volatile nature of the price of Solana and other cryptocurrencies and the incurrence of indebtedness; the risk that the price of the Company's common stock may be highly correlated to the price of the digital assets that it holds; risks related to the performance and expected return of the companies and projects that the Company has invested in; risks related to increased competition in the industries and markets in which the Company does and will operate (including the applicable digital assets market); risks relating to significant legal, commercial, regulatory, and technical uncertainty regarding digital assets generally; risks relating to the treatment of crypto assets for U.S. and foreign tax purposes; as well as those risks and uncertainties identified in the Company's filings with the Securities and Exchange Commission. The forward-looking statements in this press release speak only as of the date of this document, and the Company undertakes no obligation to update or revise any of these statements. Investors should not place undue reliance on forward-looking statements.

Contacts
Media Contact
comms@forwardindustries.com

Investor Relations Contact
Sean Mansouri, CFA / Aaron D'Souza
Elevate IR
(720) 330-2829
ir@forwardindustries.com


FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

When is the Forward Industries offering expected to close?

The offering is expected to close on or about September 24, 2026, subject to customary closing conditions.

Under what registration statement is this offering being made?

The shares are being offered under Forward’s effective shelf registration statement on Form S-3ASR (File No. 333-290312), which was declared effective by the SEC on September 17, 2025.

How can investors obtain the prospectus supplement and prospectus for this offering?

Once available, the prospectus supplement and accompanying prospectus will be accessible on the SEC’s website at www.sec.gov. Electronic copies may also be obtained from A.G.P./Alliance Global Partners, 590 Madison Avenue, 28th Floor, New York, NY 10022, by telephone at (212) 624-2060, or by email at prospectus@allianceg.com.

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