Welcome to our dedicated page for Gaia SEC filings (Ticker: GAIA), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to Gaia, Inc. (NASDAQ: GAIA) SEC filings, giving investors and researchers a primary source view of how the company reports its financial condition, operations, and material events. Gaia is a Colorado corporation operating a member-supported global streaming service and community focused on conscious media, personal transformation, health, wellness, and spirituality.
Gaia’s current reports on Form 8-K disclose significant developments such as quarterly financial results, executive appointments, director elections, and amendments to its revolving credit facility. For example, recent 8-K filings have covered results for quarters ended June 30 and September 30, 2025, the appointment of a new Chief Executive Officer and Chief Operating Officer, and a second amendment to the company’s credit and security agreement with a lender.
Investors typically review annual reports on Form 10-K and quarterly reports on Form 10-Q (when available on EDGAR) to understand Gaia’s revenue trends, content investment, cash flows, and risk factors as described by the company. These filings also provide detail on the composition of Gaia’s media library, its member-supported model, and the extent of exclusive and owned content, as reported in its financial disclosures.
On Stock Titan, Gaia’s filings are supplemented with AI-powered summaries designed to explain key sections of lengthy documents in accessible language. These summaries can help readers interpret complex topics such as non-GAAP measures like free cash flow, credit facility terms, and changes in leadership or governance. The platform also surfaces real-time updates from EDGAR, so new 8-K, 10-Q, 10-K, and related forms become available on this page shortly after filing.
Users interested in insider and governance information can monitor filings that address director and officer appointments, compensation arrangements, and other board-level decisions. By combining original SEC documents with AI-generated explanations, this page aims to make Gaia’s regulatory record more understandable for both experienced and newer investors.
Gaia, Inc. is registering up to 373,333 shares of its Class A common stock for potential resale by existing investors called the Benefiting Shareholders. These shares relate to an option arrangement tied to Gaia’s majority-owned subsidiary, Igniton, Inc.
The Benefiting Shareholders can require Gaia to repurchase Igniton shares for $559,998.26, and Gaia may choose to pay either in cash or in Gaia Class A shares valued at the trailing 5‑day VWAP, but not below $1.50 per share. If Gaia chooses cash, no new Gaia shares are issued.
If a stock payment would push a holder above 9.99% beneficial ownership, that excess is delivered as pre-funded warrants instead, each exercisable for one share at $0.0001, subject to the same 9.99% cap. Gaia will not receive proceeds from any resale of these shares, but would receive cash if the pre-funded warrants are exercised.
Gaia, Inc. has filed a shelf registration to permit the resale of up to 373,333 shares of its Class A common stock by certain existing investors referred to as the Benefiting Shareholders. These “Resale Shares” may be issued if the investors exercise a one-time right to sell shares of Gaia’s majority-owned subsidiary Igniton, Inc. back to Gaia and the company elects to pay the $559,998.26 purchase price in stock rather than cash, at a per-share value based on the trailing 5-day VWAP and not less than $1.50.
If issuing stock would push an investor’s beneficial ownership above 9.99%, Gaia will instead issue pre-funded warrants exercisable at $0.0001 per share, subject to the same 9.99% cap. The registration covers shares issuable directly and upon exercise of any such pre-funded warrants. Gaia will not sell shares itself or receive proceeds from investor resales, though it would receive any cash paid to exercise the pre-funded warrants.
GAIA, INC director reports open-market share purchase. Director Paul Sutherland bought 1,500 shares of GAIA, INC Class A common stock on 12/18/2025 in an open-market transaction at a price of $3.81 per share. Following this purchase, he beneficially owns 273,207 Class A shares, held directly. The transaction is reported on a Form 4, which discloses changes in insider ownership of company stock.
Gaia, Inc. director Paul Sutherland reported buying 1,500 shares of the company’s Class A common stock on December 16, 2025 in an open-market transaction coded "P" for purchase.
The shares were acquired at a price of $4.14 per share. Following this transaction, Sutherland directly beneficially owns 271,707 shares of Gaia Class A common stock.
Gaia, Inc. reported that one of its directors purchased 1,475 shares of Class A common stock on 12/11/2025 at $3.75 per share. After this transaction, the director directly owns 270,207 Class A shares.
Gaia director Paul Sutherland reported buying additional shares of Gaia, Inc. Class A common stock. On December 8, 2025, he purchased a total of 3,725 Class A shares in open-market transactions, consisting of 2,750 shares at $3.57 per share and 975 shares at $3.56 per share. Following these purchases, he directly beneficially owned 261,007 shares of Gaia Class A common stock.
GAIA, INC reported an initial statement of beneficial ownership on Form 3 for a director. As of 10/30/2025, the reporting person beneficially owns 5,000 shares of GAIA Class A common stock, held directly. The filing does not list any derivative securities, such as options or warrants, for this director. This type of disclosure helps investors see how much equity company insiders hold, which can indicate alignment between director and shareholder interests.
GAIA, Inc. filed a Form 4 reflecting a grant to its COO of 85,000 restricted stock units (RSUs) on October 30, 2025. Each RSU represents one share of Class A common stock and has no exercise price.
The award vests in four equal tranches of 21,250 on October 30 of 2026, 2027, 2028, and 2029, subject to continued employment. Shares for vested RSUs will be delivered within sixty days after each vesting date. Following the grant, 85,000 derivative securities are reported as directly owned.
Gaia, Inc. (GAIA) filed a Form 3 for its COO, indicating the officer’s initial statement of beneficial ownership. The filing states no holdings at October 30, 2025 and that no securities are beneficially owned.
This is an administrative disclosure under Section 16 reporting that the newly listed officer does not own Gaia securities as of the event date.
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