[Form 3] GAIA, INC Initial Statement of Beneficial Ownership

Rhea-AI Filing Summary

GAIA, INC reported an initial statement of beneficial ownership on Form 3 for a director. As of 10/30/2025, the reporting person beneficially owns 5,000 shares of GAIA Class A common stock, held directly. The filing does not list any derivative securities, such as options or warrants, for this director. This type of disclosure helps investors see how much equity company insiders hold, which can indicate alignment between director and shareholder interests.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Arem Kimberly Alison

(Last) (First) (Middle)

833 W. SOUTH BOULDER ROAD

(Street)

LOUISVILLE CO 80027

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
10/30/2025

3. Issuer Name and Ticker or Trading Symbol
GAIA, INC [ GAIA ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Common Stock	5,000	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Kimberly Arem	11/17/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does this GAIA (GAIA) Form 3 filing report?

The Form 3 reports the initial beneficial ownership of a GAIA, INC director, showing their holdings in the company’s Class A common stock as of 10/30/2025.

How many GAIA, INC Class A shares does the reporting person own?

The reporting person beneficially owns 5,000 shares of GAIA, INC Class A common stock, held directly.

Is the GAIA (GAIA) reporting person a director or officer?

The reporting person is identified as a Director of GAIA, INC and is not marked as a 10% owner in this filing.

Are there any derivative securities reported for this GAIA director?

No derivative securities, such as options, warrants, or convertible securities, are listed in Table II for this GAIA, INC director.

Is this GAIA (GAIA) Form 3 filed by one or multiple reporting persons?

The Form 3 is marked as Form filed by One Reporting Person, indicating a single insider is reporting ownership.

Why is this GAIA Form 3 important for investors?

Form 3 filings show how many shares insiders such as directors initially own, helping investors understand insider equity stakes and potential alignment with shareholders.