STOCK TITAN

Gladstone Investment (NASDAQ: GAIN) moves 2026 shareholder vote to Sept. 4

(Moderate)
(Neutral)
Form Type
8-K

Rhea-AI Filing Summary

Gladstone Investment Corporation convened its 2026 Annual Meeting of Stockholders virtually on August 6, 2026, but did not have enough shares present or represented by proxy to constitute a quorum, so no business was conducted and the meeting was adjourned.

The adjourned meeting will reconvene virtually on September 4, 2026 at 11:00 a.m. Eastern Time to vote on the same proposals described in the proxy statement filed on June 18, 2026. The close of business on June 10, 2026 remains the record date, previously submitted proxies remain valid unless revoked, and the company will continue soliciting proxies. Proxy materials remain unchanged and available via the SEC website.

Positive

  • None.

Negative

  • None.
Item 5.07 Submission of Matters to a Vote of Security Holders Governance
Results of a shareholder vote on proposals at an annual or special meeting.
Original annual meeting date August 6, 2026 Scheduled date of the 2026 Annual Meeting of Stockholders
Reconvened meeting date September 4, 2026 Date the adjourned Annual Meeting is scheduled to reconvene virtually
Record date June 10, 2026 Date used to determine stockholders entitled to vote at the reconvened meeting
Meeting time 11:00 a.m. Eastern Time Time for both the original and reconvened virtual Annual Meeting
quorum regulatory
"there were not present or represented by proxy a sufficient number of shares ... to constitute a quorum"
A quorum is the minimum number of members needed to officially hold a meeting or make decisions. It ensures that decisions are made with enough participation to represent the group’s interests, much like a majority must be present for a vote to be valid. For investors, understanding quorum is important because it affects when and how important company or organization decisions can be legally made.
record date regulatory
"The close of business on June 10, 2026 will continue to be the record date"
The record date is the specific day when a company determines which shareholders are eligible to receive a dividend or participate in an upcoming vote. It’s like a cutoff date; if you own the stock on that day, you get the benefits or voting rights. This date matters because it decides who qualifies for certain company benefits.
proxy statement regulatory
"vote on the proposals described in the proxy statement filed with the Securities and Exchange Commission"
A proxy statement is a document companies send to shareholders ahead of a meeting that lays out the items up for a vote—like who will sit on the board, executive pay, and major corporate decisions—and provides background so shareholders can decide how to cast their votes or appoint someone to vote for them. Think of it as an agenda plus a ballot and briefing notes, important because the outcomes can change control, strategy, and value.
adjourned meeting regulatory
"The adjourned meeting will reconvene virtually on September 4, 2026"

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Learn about SEC filing dates

FAQ

What did Gladstone Investment (GAIN) disclose about its 2026 Annual Meeting?

Gladstone Investment disclosed that its virtual 2026 Annual Meeting on August 6, 2026 lacked a quorum, so no business was conducted and the meeting was adjourned. The stockholder vote is postponed until a reconvened virtual meeting is held on September 4, 2026.

When will the adjourned Gladstone Investment (GAIN) 2026 Annual Meeting reconvene?

The adjourned 2026 Annual Meeting will reconvene virtually on September 4, 2026 at 11:00 a.m. Eastern Time. Stockholders can participate and vote on the same proposals that were described in the June 18, 2026 proxy statement filed with the SEC.

What is the record date to vote at Gladstone Investment (GAIN)'s reconvened meeting?

The record date remains the close of business on June 10, 2026 for the reconvened Annual Meeting. Only stockholders of record as of that date are entitled to vote when the virtual meeting resumes on September 4, 2026.

Are previously submitted proxies still valid for Gladstone Investment (GAIN)'s reconvened meeting?

Previously submitted proxies will be voted at the adjourned meeting unless properly revoked. Stockholders who already returned proxies do not need to take additional action unless they wish to change or withdraw their voting instructions before the reconvened meeting.

Have the proposals for Gladstone Investment (GAIN)'s 2026 Annual Meeting changed?

No changes have been made to the proposals to be voted on at the 2026 Annual Meeting. The reconvened September 4, 2026 meeting will consider the same matters described in the proxy statement filed with the SEC on June 18, 2026.

Where can Gladstone Investment (GAIN) stockholders find the proxy materials?

Stockholders can obtain the proxy statement and related materials free of charge on the SEC’s website at www.sec.gov. The company stated that its proxy statement and other materials remain unchanged despite the adjournment of the 2026 Annual Meeting.
GLADSTONE INVESTMENT CORPORATION\DE false 0001321741 0001321741 2026-08-06 2026-08-06 0001321741 us-gaap:CommonStockMember 2026-08-06 2026-08-06 0001321741 gain:A4875NotesDue2028Member 2026-08-06 2026-08-06 0001321741 gain:A7.875NotesDue2030Member 2026-08-06 2026-08-06 0001321741 gain:A7.125NotesDue2031Member 2026-08-06 2026-08-06
 
 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): August 6, 2026

 

 

Gladstone Investment Corporation

(Exact Name of Registrant as Specified in Charter)

 

 

 

Delaware   814-00704   83-0423116
(State or Other Jurisdiction
of Incorporation)
 

(Commission

File Number)

  (I.R.S. Employer
Identification Number)

1521 Westbranch Drive, Suite 100, McLean, Virginia 22102

(Address of Principal Executive Offices) (Zip Code)

(703) 287-5800

(Registrant’s telephone number, including area code)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

 

Title of Each Class

 

Trading
Symbol(s)

 

Name of Each Exchange

on Which Registered

Common Stock, $0.001 par value per share   GAIN   The Nasdaq Stock Market LLC
4.875% Notes due 2028   GAINZ   The Nasdaq Stock Market LLC
7.875% Notes due 2030   GAINI   The Nasdaq Stock Market LLC
7.125% Notes due 2031   GAING   The Nasdaq Stock Market LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2). Emerging growth company

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 
 


Item 5.07

Submission of Matters to a Vote of Security Holders

On August 6, 2026 at 11:00 a.m. Eastern time, Gladstone Investment Corporation (the “Company”) convened its 2026 Annual Meeting of Stockholders (the “Annual Meeting”) virtually. At that time, there were not present or represented by proxy a sufficient number of shares of the Company’s common stock to constitute a quorum. Accordingly, the Company adjourned the Annual Meeting without any business being conducted. The adjourned meeting will reconvene virtually on September 4, 2026 at 11:00 a.m. Eastern Time, to vote on the proposals described in the proxy statement filed with the Securities and Exchange Commission (“SEC”) on June 18, 2026. The close of business on June 10, 2026 will continue to be the record date for the determination of stockholders of the Company entitled to vote at the reconvened Annual Meeting.

During the period of the adjournment, the Company will solicit proxies from its stockholders with respect to the proposals set forth in the Company’s proxy statement. Proxies previously submitted in respect of the Annual Meeting will be voted at the adjourned meeting unless properly revoked.

No changes have been made in the proposals to be voted on by stockholders at the Annual Meeting. The Company’s proxy statement and any other materials filed by the Company with the SEC remain unchanged and can be obtained free of charge at the SEC’s website at www.sec.gov.

 


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

    Gladstone Investment Corporation
Date: August 6, 2026     By:  

 /s/ Taylor Ritchie

       Taylor Ritchie
       Chief Financial Officer and Treasurer

Filing Exhibits & Attachments

4 documents