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Gladstone Investment Corporation (GAIN) reported the results of its reconvened 2026 Annual Meeting of Stockholders held on September 4, 2026. Stockholders approved all proposals described in the company’s Definitive Proxy Statement on Schedule 14A filed June 18, 2026.
Two directors, Michela A. English and Anthony W. Parker, were elected, receiving 18,537,008 and 18,591,517 votes "For," respectively, with no broker non-votes reported for these items. Another proposal received 14,460,192 votes "For," 4,733,646 "Against," and 1,075,897 "Abstain," and was also approved.
Gladstone Investment Corporation (GAIN) reported that its Chief Financial Officer, Ritchie Taylor, purchased 1,500 shares of common stock on 2026-08-18 in an open-market or private transaction at $16.20 per share. Following this transaction, Taylor directly holds 4,352.82 shares of GAIN common stock. The filing affirms that this trade was made pursuant to a Rule 10b5-1 trading plan.
Gladstone Investment Corporation reported first fiscal quarter results for the period ended June 30, 2026. Net investment income was $15.9 million, or $0.40 per weighted-average common share, compared with a net investment loss in the prior quarter, driven mainly by sharply lower capital gains-based incentive fee accruals and higher investment income. Total investment income was $28.4 million, up 12.6% quarter over quarter.
Adjusted net investment income, which excludes capital gains-based incentive fees, was $10.4 million, or $0.26 per share, compared with $0.20 in the prior quarter. Net asset value per common share declined to $16.24 from $16.78, reflecting $18.8 million of net unrealized depreciation, $9.0 million of net realized losses and $0.24 per share of quarterly cash distributions, partially offset by net investment income. Investments at fair value were $1.28 billion across 29 portfolio companies; debt investments carried a 12.9% weighted-average yield.
During the quarter, Gladstone Investment restructured a loan to Home Concepts Acquisition, Inc., realizing a $9.0 million loss, entered into a definitive agreement to acquire Extrude Hone LLC, repaid $127.9 million of 5.00% notes due 2026, and amended its credit facility to extend maturity to June 8, 2031 and increase capacity to $405.0 million. Subsequent to quarter end, it invested $56.5 million in DHE Computer Systems Acquisition, Inc. and $5.1 million in Global GRAB Technologies, Inc., and its board declared monthly common distributions of $0.08 per share for July, August and September 2026.
Gladstone Investment Corporation convened its 2026 Annual Meeting of Stockholders virtually on August 6, 2026, but did not have enough shares present or represented by proxy to constitute a quorum, so no business was conducted and the meeting was adjourned.
The adjourned meeting will reconvene virtually on September 4, 2026 at 11:00 a.m. Eastern Time to vote on the same proposals described in the proxy statement filed on June 18, 2026. The close of business on June 10, 2026 remains the record date, previously submitted proxies remain valid unless revoked, and the company will continue soliciting proxies. Proxy materials remain unchanged and available via the SEC website.
Gladstone Investment Corporation, a BDC, reported for the quarter ended June 30, 2026 total investment income of $28,355 thousand, up from $23,544 thousand a year earlier. Net investment income rose to $15,927 thousand, or $0.40 per share, versus $9,088 thousand, or $0.25 per share.
Despite higher income, the company recorded a net decrease in net assets from operations of $11,855 thousand, or $(0.30) per share, reflecting a $9,000 thousand realized loss from restructuring the Home Concepts Acquisition, Inc. loan and $18,782 thousand of net unrealized depreciation, for total net realized and unrealized losses of $27,782 thousand. Net assets declined to $646,813 thousand and NAV per share to $16.24, from $668,225 thousand and $16.78 at March 31, 2026.
The investment portfolio totaled $1,282,020 thousand at fair value across 29 portfolio companies, with debt representing 70.6% of cost and equity 29.4%. Non-accrual loans to B+T Group Acquisition, Diligent Delivery Systems and Edge Adhesives had an aggregate cost of $40.3 million and fair value of $12.2 million. Borrowings were $570,835 thousand, including $157,600 thousand on the revolving credit line. Net cash provided by operating activities was $8,063 thousand, and common stockholders received cash distributions of $0.24 per share from net investment income.
Gladstone Investment Corporation reported that its portfolio company SFEG Holdings Inc. has agreed to sell Specialized Fabrication Equipment Group LLC to Enerpac Tool Group Corp. Gladstone Investment expects to receive full repayment of its debt investment and realize a significant capital gain on its equity interest from this transaction.
The company highlights this sale as another successful realization within its buyout strategy and notes that the sale of SFEG will represent its 31st realized exit from a management-supported buyout investment since inception. SFEG designs and sells branded specialty equipment for the fabrication and welding industries, while Enerpac is a global provider of industrial tools and services.
Gladstone Investment Corporation has called its 2026 Annual Meeting for August 6, 2026, to be held entirely online. Stockholders of record as of June 10, 2026, when 39,821,967 common shares were outstanding, may vote.
Stockholders will vote on electing two directors, Michela A. English and Anthony W. Parker, to terms running until the 2029 meeting, and on authorizing the company, with subsequent Board approval, to issue and sell common stock for 12 months at prices below net asset value per share, subject to a per-sale cap of 25% of then-outstanding shares. The proxy explains potential dilution from below-NAV offerings and why the Board believes this flexibility could help fund new investments.
Gladstone Investment Corporation reported that on June 10, 2026 its wholly owned subsidiary, Gladstone Business Investment, LLC, entered into Amendment No. 13 to its Fifth Amended and Restated Credit Agreement with KeyBank National Association and other lenders. This amendment updates the company’s existing secured credit facility, which continues to include customary terms, covenants, events of default, and borrowing limits based on collateral tests appropriate for a facility of this size and type. The full amendment is filed as an exhibit to this report.
Gladstone Investment Corporation (GAIN) director George Stelljes III filed an amended Form 3, which is an update to his initial statement of beneficial ownership as a company insider. The amendment reports his status as a director and confirms there are no buy, sell, or other share transactions disclosed in this filing.
Gladstone Investment Corporation filed an initial Form 3 for director George Stelljes III, formally registering him as a reporting person for the company’s securities. The filing lists no equity or derivative transactions, with all buy, sell, and exercise share counts reported as zero.