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Gladstone Investment Corporation notified Nasdaq of the removal of its 5.00% Notes due 2026 from listing and registration on the Nasdaq Stock Market. Nasdaq states it complied with Exchange rules under 17 CFR 240.12d2-2 and the issuer complied with the Exchange's withdrawal requirements; the notice is signed by Tara Petta, AVP.
Gladstone Investment Corporation executive Erika P. Highland, an Executive Vice President, filed an initial Form 3 reporting her status as an officer of the company. The filing reports no transactions, no derivative positions, and no share holdings in this initial statement of beneficial ownership.
Gladstone Investment Corporation executive Christopher James Lee has filed an initial ownership report on Form 3 as an Executive Vice President of the company, which trades under the ticker GAIN. The data provided shows no reported transactions or derivative positions in this filing.
Gladstone Investment Corporation executive John Sateri, the company’s Chief Investment Officer, has filed an initial statement of beneficial ownership as a reporting person. This Form 3 filing lists him as an officer but shows no reported transactions or derivative holdings at this time.
Gladstone Investment Corporation announced a leadership succession in which founder David Gladstone has stepped down as Chief Executive Officer, effective March 20, 2026, while remaining Chairman of the Board and a member of the investment committee, as well as Chairman, CEO, and President of its affiliated adviser.
David A.R. Dullum, the company’s President since 2008, has been appointed CEO effective immediately, and will retain his President role during a transition period. John Sateri, a long-tenured executive and investment committee member, has been named Chief Investment Officer for the company and related Gladstone entities.
The Board also promoted Erika Highland to Executive Vice President, with her appointment as President of the company effective October 1, 2026, after a transition period. The company notes that its officers are compensated by its external adviser and administrator rather than directly by the company, and emphasizes that these promotions arise from a strategic succession plan aimed at continuity, stability, and alignment with corporate governance best practices, including separating the Chairman and CEO roles.
Gladstone Investment Corporation entered into a Seventh Supplemental Indenture to issue, offer and sell up to $115.0 million aggregate principal amount of its 7.125% Notes due 2031. The notes mature on May 1, 2031 and pay 7.125% interest quarterly starting May 1, 2026.
The notes are unsecured obligations ranking equally with Gladstone Investment’s other unsecured, unsubordinated debt and are effectively and structurally subordinated to secured debt and subsidiary obligations. The notes are redeemable at par on or after May 1, 2028.
Net proceeds are intended to repay a portion of the company’s credit facility, fund new investment opportunities in portfolio companies consistent with its objectives, and for other general corporate purposes, with the company planning to re-borrow under the facility as opportunities arise.
Gladstone Investment Corporation is offering $100,000,000 aggregate principal amount of 7.125% Notes due 2031. These senior unsecured notes pay interest quarterly on February 1, May 1, August 1 and November 1, beginning May 1, 2026, and mature on May 1, 2031.
The notes rank equally with Gladstone Investment’s existing unsecured notes and are structurally subordinated to borrowings at subsidiaries, including its revolving credit facility. They may be redeemed at par, in whole or in part, on or after May 1, 2028. Net proceeds of approximately $96.7 million are expected to be used to repay a portion of the company’s credit facility, fund new investments consistent with its BDC strategy, and for general corporate purposes.
The notes will be issued in $25 denominations and Gladstone Investment intends to list them on the Nasdaq Global Select Market under the symbol “GAING”, where they are expected to trade "flat," without separate accrued-interest payments in secondary trades.
Gladstone Investment Corporation entered into an underwriting agreement to issue and sell $100.0 million aggregate principal amount of its 7.125% Notes due 2031. The notes are being offered under the company’s effective shelf registration statement on Form N-2.
The company also granted the underwriters a 30-day option to purchase up to an additional $15.0 million of these notes to cover overallotments. The closing of the offering is expected to occur on February 18, 2026, subject to customary closing conditions, with Oppenheimer & Co. Inc. acting as representative of the underwriters.
Gladstone Investment Corporation, a business development company focused on lower middle market U.S. businesses, is issuing new unsecured Notes maturing on May 1, 2031. The Notes pay cash interest quarterly on February 1, May 1, August 1 and November 1, starting May 1, 2026, in minimum denominations of $25.
The Notes rank equally with Gladstone Investment’s existing unsecured notes (including its 5.00% 2026, 4.875% 2028, 6.875% 2028 and 7.875% 2030 issues) and are structurally subordinated to borrowings at subsidiaries, such as the Credit Facility, which had about $129.4 million outstanding as of February 6, 2026. The company may redeem the Notes on or after May 1, 2028.
Gladstone Investment intends to list the Notes on the Nasdaq Global Select Market under the symbol “GAING”, with trading expected to be “flat,” meaning prices include accrued interest. Net proceeds are expected to be used to repay a portion of the revolving Credit Facility, fund new portfolio investments consistent with its debt‑and‑equity strategy, and for general corporate purposes.