Gladstone Investment (NASDAQ: GAIN) files Q2 results 8-K disclosure

Rhea-AI Filing Summary

Gladstone Investment Corporation furnished a Form 8-K to report that it issued a press release announcing its financial results for its second fiscal quarter ended September 30, 2025. The press release, dated November 4, 2025, is included as Exhibit 99.1 and is furnished rather than filed under the Exchange Act. The company lists its common stock and several note issues, including 5.00% Notes due 2026, 4.875% Notes due 2028, 8.00% Notes due 2028, and 7.875% Notes due 2030, on The Nasdaq Stock Market LLC.

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): November 4, 2025

Gladstone Investment Corporation

(Exact Name of Registrant as Specified in its Charter)

Delaware			814-00704			83-0423116
(State or Other Jurisdiction of Incorporation)			(Commission File Number)			(IRS Employer Identification No.)

1521 Westbranch Drive, Suite 100 McLean, Virginia			22102
(Address of Principal Executive Offices)			(Zip Code)

Registrant's telephone number, including area code: (703) 287-5800

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

o			Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o			Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o			Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o			Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of Each Class

Trading Symbol(s)

Name of Each Exchange on Which Registered

Common Stock, $0.001 par value per share

GAIN

The Nasdaq Stock Market LLC

5.00% Notes due 2026

GAINN

The Nasdaq Stock Market LLC

4.875% Notes due 2028

GAINZ

The Nasdaq Stock Market LLC

8.00% Notes due 2028

GAINL

The Nasdaq Stock Market LLC

7.875% Notes due 2030

GAINI

The Nasdaq Stock Market LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company o

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o

Item 2.02.    Results of Operations and Financial Condition.

On November 4, 2025, Gladstone Investment Corporation issued a press release announcing its financial results for its second fiscal quarter ended September 30, 2025. The text of the press release is included as an exhibit to this Current Report on Form 8-K. The information in this Current Report on Form 8-K, including Exhibit 99.1 attached hereto, is being furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, regardless of any general incorporation language in such filing.

Item 9.01.     Financial Statements and Exhibits.

(d)     Exhibits.

Exhibit No.						Description
99.1						Press Release issued by Gladstone Investment Corporation, dated November 4, 2025.
104						Cover Page Interactive Data File (embedded within the Inline XBRL document).

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

			Gladstone Investment Corporation (Registrant)
November 4, 2025
			By:			/s/ Taylor Ritchie
						Taylor Ritchie
						Chief Financial Officer and Treasurer

FAQ

What did Gladstone Investment Corporation (GAIN) report in this Form 8-K?

The company reported that it issued a press release announcing its financial results for its second fiscal quarter ended September 30, 2025, and furnished the press release as Exhibit 99.1.

Which period do the reported financial results for Gladstone Investment Corporation (GAIN) cover?

The financial results discussed in the press release cover Gladstone Investment Corporation's second fiscal quarter ended September 30, 2025.

How is the press release about GAIN's quarterly results treated under the securities laws?

The press release included as Exhibit 99.1 is being furnished and not deemed filed for purposes of Section 18 of the Securities Exchange Act of 1934 and is not incorporated by reference into Securities Act or Exchange Act filings.

Which securities of Gladstone Investment Corporation (GAIN) are listed on Nasdaq?

Listed securities include Common Stock, $0.001 par value per share (ticker: GAIN), 5.00% Notes due 2026 (GAINN), 4.875% Notes due 2028 (GAINZ), 8.00% Notes due 2028 (GAINL), and 7.875% Notes due 2030 (GAINI), all on The Nasdaq Stock Market LLC.

Who signed the Form 8-K for Gladstone Investment Corporation (GAIN)?

The Form 8-K was signed on behalf of Gladstone Investment Corporation by Taylor Ritchie, who serves as Chief Financial Officer and Treasurer.

Where is Gladstone Investment Corporation (GAIN) headquartered?

The company’s principal executive offices are located at 1521 Westbranch Drive, Suite 100, McLean, Virginia 22102.