Every Form 4 that Gladstone Investment Corporation (GAIN) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow GAIN and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full GAIN filings page.
Gladstone Investment Corporation (GAIN) lists former director Walter H. Wilkinson with direct holdings of 40,528 shares of common stock as of October 26, 2026. Wilkinson's service as a director ended effective October 22, 2026.
Gladstone Investment Corporation (GAIN) reported that its Chief Financial Officer, Ritchie Taylor, purchased 1,500 shares of common stock on 2026-08-18 in an open-market or private transaction at $16.20 per share. Following this transaction, Taylor directly holds 4,352.82 shares of GAIN common stock. The filing affirms that this trade was made pursuant to a Rule 10b5-1 trading plan.
Gladstone Investment Corporation (GAIN) Chief Financial Officer Ritchie Taylor reported multiple open-market purchases of the company’s Common Stock. On May 15, 18, and 19, 2026, he bought a total of 915 shares in four transactions: 450 shares at $16.50, 150 shares at $16.29, 160 shares at $16.15, and 155 shares at $16.10 per share. Following these purchases, one reported entry shows direct ownership of 2,812.23 shares of Common Stock. A footnote explains that one of the reported prices is a weighted average for shares purchased in multiple trades within a narrow price range.