Every 8-K that Gladstone Investment Corporation 7.875% Notes due 2030 (GAINI) has filed with the SEC in the last 24 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A 8-K covers material events a company has to report between its quarterly reports, so if you follow GAINI and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full GAINI filings page.
Gladstone Investment Corporation (GAIN) made Erika Highland’s previously announced appointment as president effective October 1, 2026. David Dullum stepped down as president on the same date and continues as chief executive officer.
Highland served as executive vice president from March 2026 through September 30, 2026, and as senior managing director from October 2023 until March 2026. She joined the Gladstone Companies in August 2005 and has led investment activities for numerous portfolio companies, including sourcing, transaction execution and portfolio management. She has served, and continues to serve, on boards of various past and current portfolio companies.
Gladstone Investment Corporation (GAIN) reported the results of its reconvened 2026 Annual Meeting of Stockholders held on September 4, 2026. Stockholders approved all proposals described in the company’s Definitive Proxy Statement on Schedule 14A filed June 18, 2026.
Two directors, Michela A. English and Anthony W. Parker, were elected, receiving 18,537,008 and 18,591,517 votes "For," respectively, with no broker non-votes reported for these items. Another proposal received 14,460,192 votes "For," 4,733,646 "Against," and 1,075,897 "Abstain," and was also approved.
Gladstone Investment Corporation reported first fiscal quarter results for the period ended June 30, 2026. Net investment income was $15.9 million, or $0.40 per weighted-average common share, compared with a net investment loss in the prior quarter, driven mainly by sharply lower capital gains-based incentive fee accruals and higher investment income. Total investment income was $28.4 million, up 12.6% quarter over quarter.
Adjusted net investment income, which excludes capital gains-based incentive fees, was $10.4 million, or $0.26 per share, compared with $0.20 in the prior quarter. Net asset value per common share declined to $16.24 from $16.78, reflecting $18.8 million of net unrealized depreciation, $9.0 million of net realized losses and $0.24 per share of quarterly cash distributions, partially offset by net investment income. Investments at fair value were $1.28 billion across 29 portfolio companies; debt investments carried a 12.9% weighted-average yield.
During the quarter, Gladstone Investment restructured a loan to Home Concepts Acquisition, Inc., realizing a $9.0 million loss, entered into a definitive agreement to acquire Extrude Hone LLC, repaid $127.9 million of 5.00% notes due 2026, and amended its credit facility to extend maturity to June 8, 2031 and increase capacity to $405.0 million. Subsequent to quarter end, it invested $56.5 million in DHE Computer Systems Acquisition, Inc. and $5.1 million in Global GRAB Technologies, Inc., and its board declared monthly common distributions of $0.08 per share for July, August and September 2026.
Gladstone Investment Corporation convened its 2026 Annual Meeting of Stockholders virtually on August 6, 2026, but did not have enough shares present or represented by proxy to constitute a quorum, so no business was conducted and the meeting was adjourned.
The adjourned meeting will reconvene virtually on September 4, 2026 at 11:00 a.m. Eastern Time to vote on the same proposals described in the proxy statement filed on June 18, 2026. The close of business on June 10, 2026 remains the record date, previously submitted proxies remain valid unless revoked, and the company will continue soliciting proxies. Proxy materials remain unchanged and available via the SEC website.
Gladstone Investment Corporation reported that on June 10, 2026 its wholly owned subsidiary, Gladstone Business Investment, LLC, entered into Amendment No. 13 to its Fifth Amended and Restated Credit Agreement with KeyBank National Association and other lenders. This amendment updates the company’s existing secured credit facility, which continues to include customary terms, covenants, events of default, and borrowing limits based on collateral tests appropriate for a facility of this size and type. The full amendment is filed as an exhibit to this report.
Gladstone Investment Corporation appointed George “Chip” Stelljes, III to its Board of Directors, effective June 1, 2026. He joins the 2028 class of directors as an independent director, with his term running until the company’s 2028 annual meeting of stockholders.
The board expanded from seven to eight members in connection with his appointment. Stelljes has also been named to the Compensation Committee, the Ethics, Nominating and Corporate Governance Committee, and the Valuation Committee. He will receive pro-rated compensation under the company’s standard program for independent directors.
The company noted there are no related-party arrangements or transactions involving Stelljes that require disclosure under Regulation S-K Item 404(a). A press release announcing his election was issued on June 2, 2026 and furnished as an exhibit.
Gladstone Investment Corporation announced a leadership succession in which founder David Gladstone has stepped down as Chief Executive Officer, effective March 20, 2026, while remaining Chairman of the Board and a member of the investment committee, as well as Chairman, CEO, and President of its affiliated adviser.
David A.R. Dullum, the company’s President since 2008, has been appointed CEO effective immediately, and will retain his President role during a transition period. John Sateri, a long-tenured executive and investment committee member, has been named Chief Investment Officer for the company and related Gladstone entities.
The Board also promoted Erika Highland to Executive Vice President, with her appointment as President of the company effective October 1, 2026, after a transition period. The company notes that its officers are compensated by its external adviser and administrator rather than directly by the company, and emphasizes that these promotions arise from a strategic succession plan aimed at continuity, stability, and alignment with corporate governance best practices, including separating the Chairman and CEO roles.
Gladstone Investment Corporation entered into a Seventh Supplemental Indenture to issue, offer and sell up to $115.0 million aggregate principal amount of its 7.125% Notes due 2031. The notes mature on May 1, 2031 and pay 7.125% interest quarterly starting May 1, 2026.
The notes are unsecured obligations ranking equally with Gladstone Investment’s other unsecured, unsubordinated debt and are effectively and structurally subordinated to secured debt and subsidiary obligations. The notes are redeemable at par on or after May 1, 2028.
Net proceeds are intended to repay a portion of the company’s credit facility, fund new investment opportunities in portfolio companies consistent with its objectives, and for other general corporate purposes, with the company planning to re-borrow under the facility as opportunities arise.
Gladstone Investment Corporation entered into an underwriting agreement to issue and sell $100.0 million aggregate principal amount of its 7.125% Notes due 2031. The notes are being offered under the company’s effective shelf registration statement on Form N-2.
The company also granted the underwriters a 30-day option to purchase up to an additional $15.0 million of these notes to cover overallotments. The closing of the offering is expected to occur on February 18, 2026, subject to customary closing conditions, with Oppenheimer & Co. Inc. acting as representative of the underwriters.
Gladstone Investment Corporation filed a current report to note that it has announced financial results for its third fiscal quarter ended December 31, 2025. The company released these results in a press release dated February 3, 2026, which is furnished as Exhibit 99.1.
The company clarifies that this press release and related information are being furnished rather than filed under securities laws, which affects how they may be used in future legal or regulatory contexts. No additional financial details are included beyond the reference to the furnished press release.