Gladstone Investment (NASDAQ: GAIN) furnishes Q3 results press release

Rhea-AI Filing Summary

Gladstone Investment Corporation filed a current report to note that it has announced financial results for its third fiscal quarter ended December 31, 2025. The company released these results in a press release dated February 3, 2026, which is furnished as Exhibit 99.1.

The company clarifies that this press release and related information are being furnished rather than filed under securities laws, which affects how they may be used in future legal or regulatory contexts. No additional financial details are included beyond the reference to the furnished press release.

8-K Event Classification

2 items: 2.02, 9.01

2 items

Item 2.02 Results of Operations and Financial Condition Financial

Disclosure of earnings results, typically an earnings press release or preliminary financials.

Item 9.01 Financial Statements and Exhibits Exhibits

Financial statements, pro forma financial information, and exhibit attachments filed with this report.

Understanding 8-K Material Events →

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): February 3, 2026

Gladstone Investment Corporation

(Exact Name of Registrant as Specified in its Charter)

Delaware			814-00704			83-0423116
(State or Other Jurisdiction of Incorporation)			(Commission File Number)			(IRS Employer Identification No.)

1521 Westbranch Drive, Suite 100 McLean, Virginia			22102
(Address of Principal Executive Offices)			(Zip Code)

Registrant's telephone number, including area code: (703) 287-5800

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

o			Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o			Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o			Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o			Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of Each Class

Trading Symbol(s)

Name of Each Exchange on Which Registered

Common Stock, $0.001 par value per share

GAIN

The Nasdaq Stock Market LLC

5.00% Notes due 2026

GAINN

The Nasdaq Stock Market LLC

4.875% Notes due 2028

GAINZ

The Nasdaq Stock Market LLC

7.875% Notes due 2030

GAINI

The Nasdaq Stock Market LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company o

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o

Item 2.02.    Results of Operations and Financial Condition.

On February 3, 2026, Gladstone Investment Corporation issued a press release announcing its financial results for its third fiscal quarter ended December 31, 2025. The text of the press release is included as an exhibit to this Current Report on Form 8-K. The information in this Current Report on Form 8-K, including Exhibit 99.1 attached hereto, is being furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, regardless of any general incorporation language in such filing.

Item 9.01.     Financial Statements and Exhibits.

(d)     Exhibits.

Exhibit No.						Description
99.1						Press Release issued by Gladstone Investment Corporation, dated February 3, 2026.
104						Cover Page Interactive Data File (embedded within the Inline XBRL document).

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

			Gladstone Investment Corporation (Registrant)
February 3, 2026
			By:			/s/ Taylor Ritchie
						Taylor Ritchie
						Chief Financial Officer and Treasurer

FAQ

What did Gladstone Investment Corporation (GAIN) disclose in its latest 8-K?

Gladstone Investment Corporation disclosed that it issued a press release announcing financial results for its third fiscal quarter ended December 31, 2025. The press release, dated February 3, 2026, is furnished as Exhibit 99.1 rather than filed under securities laws.

Which period do Gladstone Investment Corporation (GAIN)'s latest results cover?

The latest results for Gladstone Investment Corporation cover its third fiscal quarter ended December 31, 2025. These results are described in a press release dated February 3, 2026, which is attached to the report as Exhibit 99.1 and furnished to investors.

How are Gladstone Investment Corporation (GAIN)'s quarterly results being provided to investors?

Gladstone Investment Corporation is providing its third fiscal quarter results through a press release dated February 3, 2026. This release is included with the report as Exhibit 99.1 and is expressly furnished, not filed, under federal securities law provisions.

What exhibits are attached to Gladstone Investment Corporation (GAIN)'s current report?

The current report includes a press release as Exhibit 99.1, dated February 3, 2026, announcing third fiscal quarter results. It also includes Exhibit 104, which is the cover page interactive data file embedded within the Inline XBRL document for reporting and data-tagging purposes.

Why does Gladstone Investment Corporation (GAIN) state the information is 'furnished' and not 'filed'?

Gladstone Investment Corporation states the information is furnished, not filed, to clarify its treatment under Sections 18 of the Exchange Act and related securities laws. This designation affects potential liability and incorporation by reference into other regulatory or registration documents.