Harold Shlevin files Form 144: GALT (NASDAQ) sale of 7,732 shares

Rhea-AI Filing Summary

GALT Group, Inc. notice of proposed sale of Common Stock by affiliate Harold Shlevin. The filing lists a stock option exercise with CASH UPON EXERCISE and records a sale on 06/26/2026 of 7,732 shares. The filing also shows 38,680 in the same row.

Insights

Securities Attorney

Form 144 filing documents an affiliate sale tied to an option exercise.

The excerpt lists a stock option exercise dated 01/23/2025 with sale method noted as CASH UPON EXERCISE. It records a transaction date of 06/26/2026 and a quantity of 7,732 shares sold in the past three months.

Timing and cash‑flow details beyond those lines are not provided in the excerpt; subsequent regulatory disclosures or broker statements would show settlement and proceeds details.

Corporate Governance Analyst

Affiliate transaction appears routine under an option exercise and resale notice.

The filing row pairs the seller name Harold Shlevin with 7,732 shares and a secondary number 38,680 in the same line. The form lists exchange as NASDAQ and includes the phrase "Securities Sold During The Past 3 Months".

Regulatory impact is typically administrative for Form 144; the excerpt does not quantify proceeds or show any restrictive conditions in this excerpt.

Key Figures

Securities sold (past 3 months): 7,732 shares Secondary row figure: 38,680 Stock option exercise date: 01/23/2025 +2 more

5 metrics

Securities sold (past 3 months) 7,732 shares row labeled 'Securities Sold During The Past 3 Months' dated 06/26/2026

Secondary row figure 38,680 number appearing alongside the 7,732 entry in the same row

Stock option exercise date 01/23/2025 listed under 'Securities To Be Sold' as 'STOCK OPTION EXERCISE'

Method of exercise CASH UPON EXERCISE method noted in 'Securities To Be Sold' row

Form row date 06/29/2026 date appearing in securities information row

Key Terms

stock option exercise, CASH UPON EXERCISE, Form 144

3 terms

stock option exercise financial

"Securities To Be Sold | 01/23/2025 | STOCK OPTION EXERCISE"

A stock option exercise is the act of using a previously granted right to buy shares of a company's stock at a specific, predetermined price by paying that price and receiving the shares. It matters to investors because exercising changes who owns the shares (which can dilute existing ownership), can trigger taxable events and shift potential gains or losses, and affects voting power and the company’s outstanding share count—like turning a voucher into an actual product that becomes part of circulating supply.

CASH UPON EXERCISE financial

"Securities To Be Sold | ... | CASH UPON EXERCISE"

Form 144 regulatory

"Filer Information | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

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Available on EDGAR 06/29/2026 - 04:10 PM Accepted by SEC EDGAR 06/29/2026 - 04:09 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
COMMON	MERRILL LYNCH 401 E. LAS OLAS BLVD 9TH FL FORT LAUDERDALE FL 33301	22268	112211.88	65856898	06/29/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
COMMON	01/23/2025	STOCK OPTION EXERCISE	ISSUER			22268	06/29/2026	CASH UPON EXERCISE

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
HAROLD SHLEVIN 4960 Peachtree Industrial Blvd. Ste 240 Norcross GA 30071	Common	06/26/2026	7732	38680

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the GALT (GALT) Form 144 filing show?

The filing shows an affiliate proposed sale by Harold Shlevin, listing a sale date of 06/26/2026 and 7,732 shares sold. It also records a related figure of 38,680 in the same row of the excerpt.

Was the sale tied to an option exercise in the GALT filing?

Yes; the excerpt explicitly notes a stock option exercise dated 01/23/2025 and lists the sale method as CASH UPON EXERCISE, indicating the shares relate to exercised options.

Which exchange is indicated in the Form 144 excerpt for GALT?

The excerpt includes NASDAQ as the exchange label in the securities information row. No ticker price or proceeds are disclosed in the provided lines.

Does the Form 144 excerpt state how much cash the issuer received?

The excerpt records CASH UPON EXERCISE as the exercise method but does not disclose the cash proceeds amount or the exercise price in the provided text.

Who is identified as the seller in the GALT excerpt?

The seller is identified as Harold Shlevin with the address shown and a listed transaction of 7,732 shares on 06/26/2026 in the excerpted row.