Welcome to our dedicated page for GATX SEC filings (Ticker: GATX), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
GATX Corporation filings document the financial results, capital structure and governance of a transportation-asset leasing company. Its 8-K reports include quarterly and annual operating results, Regulation FD disclosures, dividend actions, share repurchase authorization and updates tied to railcar leasing metrics, global rail investment and engine leasing activity.
GATX’s regulatory record also includes proxy materials covering shareholder votes, director and executive compensation matters and amendments to the company’s incentive award plan. Material-event filings describe senior note offerings, indentures, guarantees and other debt-financing arrangements, as well as acquisition accounting, historical financial statements and pro forma financial information for the completed rail operating lease portfolio acquisition through a joint venture.
For GATX CORP (GATX), senior vice president of Engineering and Quality John Sbragia reported several related equity transactions. On 2026-08-14, he exercised a 2020 nonqualified stock option for 1,900 shares of common stock at an exercise price of $77.07 per share, receiving 1,900 common shares (including 2 shares acquired through dividend reinvestment). That same day, he sold 1,900 common shares at a weighted average price of $180.3995 per share, with individual sale prices ranging from $180.07 to $180.68. On 2026-08-15, an additional 47 common shares were delivered or withheld at $179.6275 per share for payment of exercise price or tax liability.
GATX CORP (GATX) reported that officer Kevin Hillesland, SVP, Structured Finance, had 70 shares of common stock withheld or delivered on 2026-08-15 to satisfy exercise price or tax liability, at a reference price of $179.6275 per share. Following this code F transaction, his directly held position is 7,212 shares, which includes 49 shares acquired through dividend reinvestment.
GATX CORP (GATX) reported that officer Geoffrey Phillips, Senior Vice President, Operations, had 70 shares of common stock disposed of on 2026-08-15 as a payment of exercise price or tax liability by delivering or withholding securities, at a reference price of $179.6275 per share. Following this transaction, Phillips directly holds 6,473 shares of GATX common stock, which the company notes includes 49 shares acquired through the reinvestment of dividends.
GATX CORP reported the initial equity holdings of officer Doygun Eren, SVP Chief Plan. & Invest. Off. Eren holds 5,323 shares of Common Stock directly and 210 shares through a 401(k) plan. He also holds several NQ Stock Option (Right to Buy) awards on Common Stock, including a 2020 option over 1,000 shares at an exercise price of $77.07 expiring on January 31, 2027, and a 2026 option over 2,400 shares at $196.40 expiring on February 23, 2033. A footnote states that for these options, 33.33% becomes exercisable one year after grant, an additional 33.33% after two years, and the remaining 33.34% after three years.
GATX CORP EVP & CFO Thomas A. Ellman reported an option exercise-and-sale. He exercised 18,200 nonqualified stock options at an exercise price of $77.07 per share, receiving 18,200 common shares, then sold 18,200 common shares in multiple open-market trades at weighted average prices around $179.62–$181.20 per share. He also reported indirect ownership of 10,436 common shares through a 401(k) plan.
WETHERBEE ROBERT S reported acquisition or exercise transactions in this Form 4 filing.
GATX CORP director Robert S. Wetherbee reported a grant of 130 shares of phantom stock/RSUs on 2026-08-03 at $177.9125 per share. The units, credited under GATX’s director phantom stock and deferred fee plans, represent rights to receive common shares and increased his direct balance to 1,645 share-equivalents.
Holmes John McClain III reported acquisition or exercise transactions in this Form 4 filing.
GATX CORP director John McClain Holmes III received an award of 142 phantom stock/RSUs on August 3, 2026 under the company’s director compensation and deferred fee plans. Each unit represents one share of common stock, generally payable in stock on a deferred basis after his board service ends. Following this grant, he directly holds 4,464 units.
Bausch Shelley J reported acquisition or exercise transactions in this Form 4 filing.
GATX CORP director Shelley J. Bausch reported a grant/credit of 142.0000 shares of phantom stock/RSUs on August 3, 2026 at $177.9125 per share. The units were issued under the Amended and Restated GATX Directors' Phantom Stock Plan and the Amended and Restated GATX Corporation Directors' Voluntary Deferred Fee Plan.
Footnotes state that 15 of these units came from the plans' dividend reinvestment feature and 126 RSUs resulted from Bausch electing to defer her annual cash retainer and other director fees into RSUs. Each phantom stock/RSU represents the right to receive one share of GATX common stock, generally payable on a deferred basis when her board service ends. Following this award, Bausch directly holds 4308.0000 common stock equivalents.
GATX CORP director Paul G. Yovovich acquired 130 shares of phantom stock/RSUs on 2026-08-03 at $177.9125 per share, credited through the dividend reinvestment feature of GATX’s Directors’ Phantom Stock Plan and Voluntary Deferred Fee Plan. After this award, he holds 42,420 phantom stock/RSU-equivalent shares, each representing the right to receive one share of common stock on a deferred basis.