STOCK TITAN

GATX CORP (NYSE: GATX) director adds 130 phantom stock/RSUs via dividends

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

GATX CORP director Paul G. Yovovich acquired 130 shares of phantom stock/RSUs on 2026-08-03 at $177.9125 per share, credited through the dividend reinvestment feature of GATX’s Directors’ Phantom Stock Plan and Voluntary Deferred Fee Plan. After this award, he holds 42,420 phantom stock/RSU-equivalent shares, each representing the right to receive one share of common stock on a deferred basis.

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Insider YOVOVICH PAUL G
Role Director
Type Security Shares Price Value
Grant/Award Common Stock F1, F2 130 $177.9125 $23K
Holdings After Transaction: Common Stock — 42,420 shares (Direct)
Footnotes (2)
  1. F1. Represents additional shares of phantom stock/RSUs credited to the reporting person's account under the Amended and Restated GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and the Amended and Restated GATX Corporation Directors' Voluntary Deferred Fee Plan ("Deferred Fee Plan") on the transaction date. Each share of phantom stock/RSU represents the right to receive one share of Issuer's common stock upon settlement. The shares of phantom stock/RSUs are generally payable on a deferred basis in common stock at the election of the reporting person upon the reporting person's termination of service on the Issuer's board of directors.
  2. F2. Represents 130 shares of phantom stock/RSUs acquired pursuant to the dividend reinvestment feature of the Phantom Stock Plan and the Deferred Fee Plan.
Phantom stock/RSUs acquired 130 shares Award credited on 2026-08-03 via dividend reinvestment feature
Award value per unit $177.9125 per share Per-share value for the 130 phantom stock/RSUs credited
Total phantom stock/RSU-equivalents after award 42,420 shares Deferred phantom stock/RSU-equivalent balance following the transaction
phantom stock financial
"Amended and Restated GATX Directors' Phantom Stock Plan ("Phantom Stock Plan")"
A phantom stock is a form of compensation that gives employees or executives the benefits of stock ownership, such as the increase in stock value, without actually giving them real shares. It acts like a promise to pay the employee the equivalent value of company stock later, often as a bonus or incentive. This allows companies to motivate and reward staff without diluting ownership or transferring actual shares.
RSUs financial
"Each share of phantom stock/RSU represents the right to receive one share"
RSUs, or restricted stock units, are a form of company shares given to employees as part of their compensation. They are typically awarded with certain restrictions, such as a waiting period before they can be fully owned or sold, similar to earning a gift that becomes fully yours over time. For investors, RSUs can impact a company's stock offerings and reflect how much the company relies on stock-based incentives to attract and retain talent.
dividend reinvestment feature financial
"130 shares of phantom stock/RSUs acquired pursuant to the dividend reinvestment feature"
Voluntary Deferred Fee Plan financial
"Directors' Voluntary Deferred Fee Plan ("Deferred Fee Plan")"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider transaction did GATX (GATX) director Paul G. Yovovich report?

Paul G. Yovovich reported acquiring 130 shares of phantom stock/RSUs on 2026-08-03. These units were credited through the dividend reinvestment feature of GATX’s Directors’ Phantom Stock Plan and Voluntary Deferred Fee Plan at $177.9125 per share as additional deferred equity compensation.

How many deferred phantom stock/RSU-equivalent shares does GATX (GATX) director Paul G. Yovovich now hold?

Following the latest award, Paul G. Yovovich holds 42,420 phantom stock/RSU-equivalent shares. Each phantom share or RSU generally represents the right to receive one share of GATX common stock on a deferred basis, typically after his service on the board of directors ends.

What is the value per unit of the latest GATX (GATX) phantom stock/RSU award to director Paul G. Yovovich?

The 130 phantom stock/RSUs credited to Paul G. Yovovich were valued at $177.9125 per share. This per-unit value applies to the dividend reinvestment credit under the GATX Directors’ Phantom Stock Plan and Voluntary Deferred Fee Plan reported in the Form 4 filing.

How were the new GATX (GATX) phantom stock/RSUs for director Paul G. Yovovich generated?

The additional 130 phantom stock/RSUs for Paul G. Yovovich were acquired through the dividend reinvestment feature of GATX’s Directors’ Phantom Stock Plan and Voluntary Deferred Fee Plan, meaning dividends payable on prior deferrals were reinvested as additional phantom stock/RSU units.

When will GATX (GATX) director Paul G. Yovovich’s phantom stock/RSUs typically be settled?

Each phantom stock/RSU generally represents a right to receive one share of GATX common stock upon settlement. According to the plan terms, these amounts are typically payable on a deferred basis at Paul G. Yovovich’s election following his termination of service on GATX’s board.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
YOVOVICH PAUL G

(Last)(First)(Middle)
C/O 233 S. WACKER DR.

(Street)
CHICAGO ILLINOIS 60606

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
GATX CORP [ GATX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/03/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock(1)08/03/2026A130(2)A$177.912542,420D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents additional shares of phantom stock/RSUs credited to the reporting person's account under the Amended and Restated GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and the Amended and Restated GATX Corporation Directors' Voluntary Deferred Fee Plan ("Deferred Fee Plan") on the transaction date. Each share of phantom stock/RSU represents the right to receive one share of Issuer's common stock upon settlement. The shares of phantom stock/RSUs are generally payable on a deferred basis in common stock at the election of the reporting person upon the reporting person's termination of service on the Issuer's board of directors.
2. Represents 130 shares of phantom stock/RSUs acquired pursuant to the dividend reinvestment feature of the Phantom Stock Plan and the Deferred Fee Plan.
Remarks:
Lisa M. Ibarra, by Power of Attorney on behalf of Paul G. Yovovich08/05/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)