STOCK TITAN

GATX director (NYSE: GATX) credited 164 phantom stock/RSU units

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

REAM JAMES B reported acquisition or exercise transactions in this Form 4 filing.

GATX CORP director James B. Ream received 164 additional shares of phantom stock/RSUs on August 3, 2026, credited through the dividend reinvestment feature of the company’s Directors' Phantom Stock Plan and Voluntary Deferred Fee Plan. Each unit represents the right to receive one share of common stock upon settlement, generally payable in stock on a deferred basis upon his termination of board service, bringing his plan balance to 49,470 equivalent shares.

Positive

  • None.

Negative

  • None.
Insider REAM JAMES B
Role Director
Type Security Shares Price Value
Grant/Award Common Stock F1, F2 164 $177.9125 $29K
Holdings After Transaction: Common Stock — 49,470 shares (Direct)
Footnotes (2)
  1. F1. Represents additional shares of phantom stock/RSUs credited to the reporting person's account under the Amended and Restated GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and the Amended and Restated GATX Corporation Directors' Voluntary Deferred Fee Plan ("Deferred Fee Plan") on the transaction date. Each share of phantom stock/RSU represents the right to receive one share of Issuer's common stock upon settlement. The shares of phantom stock/RSUs are generally payable on a deferred basis in common stock at the election of the reporting person upon the reporting person's termination of service on the Issuer's board of directors.
  2. F2. Represents 164 shares of phantom stock/RSUs acquired pursuant to the dividend reinvestment feature of the Phantom Stock Plan and the Deferred Fee Plan.
Phantom stock/RSUs acquired 164 shares Credited via dividend reinvestment feature on 2026-08-03
Implied price per unit $177.9125 per share Valuation used for 164 phantom stock/RSUs credited
Holdings after transaction 49,470 shares Total phantom stock/RSUs balance following this credit
phantom stock financial
"additional shares of phantom stock/RSUs credited to the reporting person's account"
A phantom stock is a form of compensation that gives employees or executives the benefits of stock ownership, such as the increase in stock value, without actually giving them real shares. It acts like a promise to pay the employee the equivalent value of company stock later, often as a bonus or incentive. This allows companies to motivate and reward staff without diluting ownership or transferring actual shares.
RSUs financial
"Each share of phantom stock/RSU represents the right to receive one share"
RSUs, or restricted stock units, are a form of company shares given to employees as part of their compensation. They are typically awarded with certain restrictions, such as a waiting period before they can be fully owned or sold, similar to earning a gift that becomes fully yours over time. For investors, RSUs can impact a company's stock offerings and reflect how much the company relies on stock-based incentives to attract and retain talent.
dividend reinvestment feature financial
"acquired pursuant to the dividend reinvestment feature of the Phantom Stock Plan"
Voluntary Deferred Fee Plan financial
"GATX Corporation Directors' Voluntary Deferred Fee Plan referred to as Deferred Fee Plan"
termination of service financial
"payable on a deferred basis upon the reporting person's termination of service"

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Learn about SEC filing dates

FAQ

What insider transaction did GATX (GATX) director James B. Ream report?

Director James B. Ream reported acquiring 164 phantom stock/RSUs on August 3, 2026. These units were credited through the dividend reinvestment feature of GATX’s directors’ Phantom Stock Plan and Deferred Fee Plan and are payable in common stock on a deferred basis.

How many GATX (GATX) phantom stock/RSUs does James B. Ream hold after this transaction?

After the transaction, James B. Ream holds 49,470 phantom stock/RSUs under GATX’s director plans. Each unit represents the right to receive one share of GATX common stock upon settlement, generally payable after his board service ends.

What price was used for the 164 phantom stock/RSUs credited to the GATX (GATX) director?

The 164 phantom stock/RSUs were valued at $177.9125 per share for this credit. This price applies to the dividend reinvestment-based acquisition within the Phantom Stock Plan and Deferred Fee Plan accounts.

What triggered the 164 phantom stock/RSUs credited to GATX (GATX) director James B. Ream?

The 164 phantom stock/RSUs were acquired pursuant to the dividend reinvestment feature of GATX’s Directors' Phantom Stock Plan and Voluntary Deferred Fee Plan, meaning cash dividends were reinvested into additional plan units.

When will GATX (GATX) phantom stock/RSUs held by James B. Ream generally be paid out?

The phantom stock/RSUs are generally payable on a deferred basis in GATX common stock. Payment occurs at James B. Ream’s election upon his termination of service on GATX’s board of directors.

Was the reported GATX (GATX) transaction made under a Rule 10b5-1 trading plan?

The Form 4’s Rule 10b5-1 checkbox is not marked, and the footnotes do not reference any trading plan. The reported acquisition instead arises from plan-based dividend reinvestment of director compensation.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
REAM JAMES B

(Last)(First)(Middle)
C/O 233 S. WACKER DR.

(Street)
CHICAGO ILLINOIS 60606

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
GATX CORP [ GATX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/03/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock(1)08/03/2026A164(2)A$177.912549,470D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents additional shares of phantom stock/RSUs credited to the reporting person's account under the Amended and Restated GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and the Amended and Restated GATX Corporation Directors' Voluntary Deferred Fee Plan ("Deferred Fee Plan") on the transaction date. Each share of phantom stock/RSU represents the right to receive one share of Issuer's common stock upon settlement. The shares of phantom stock/RSUs are generally payable on a deferred basis in common stock at the election of the reporting person upon the reporting person's termination of service on the Issuer's board of directors.
2. Represents 164 shares of phantom stock/RSUs acquired pursuant to the dividend reinvestment feature of the Phantom Stock Plan and the Deferred Fee Plan.
Remarks:
Lisa M. Ibarra, by Power of Attorney on behalf of James B. Ream08/05/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)