STOCK TITAN

Shelley Bausch of GATX Corp (GATX) credited with 136 RSUs

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

GATX Corp director Shelley J. Bausch reported an acquisition of 136 restricted stock units (RSUs) linked to GATX common stock on February 2, 2026. The RSUs were credited under the Amended and Restated GATX Corporation Directors' Voluntary Deferred Fee Plan.

Each RSU represents the right to receive one share of GATX common stock upon settlement, generally payable in stock when the director’s service on the board ends, based on the director’s deferral election. The credited RSUs had a reference price of $180.665 per share, bringing Bausch’s beneficial ownership to 3,306 common-share equivalents.

The 136 RSUs consist of 11 units from the plan’s dividend reinvestment feature and 124 units from deferring the annual cash retainer and other board fees into RSUs.

Positive

  • None.

Negative

  • None.
Insider Bausch Shelley J
Role Director
Type Security Shares Price Value
Grant/Award Common Stock 136 $180.665 $25K
Holdings After Transaction: Common Stock — 3,306 shares (Direct)
Footnotes (1)
  1. Represents additional RSUs credited to the reporting person's account under the Amended and Restated GATX Corporation Directors' Voluntary Deferred Fee Plan ("Deferred Fee Plan") credited on the transaction date. Each RSU represents the right to receive one share of Issuer's common stock upon settlement. The RSUs are generally payable on a deferred basis in common stock at the election of the reporting person upon the reporting person's termination of service on the Issuer's board of directors. Represents (a) 11 RSUs acquired pursuant to the dividend reinvestment feature of the Deferred Fee Plan, and (b) 124 RSUs acquired under the Deferred Fee Plan resulting from the reporting person's election to defer the annual cash retainer and other cash fees payable to the reporting person in the form of RSUs under the Deferred Fee Plan.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Bausch Shelley J

(Last) (First) (Middle)
C/O 233 S. WACKER DR.

(Street)
CHICAGO IL 60606

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
GATX CORP [ GATX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
02/02/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock(1) 02/02/2026 A 136(2) A $180.665 3,306 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents additional RSUs credited to the reporting person's account under the Amended and Restated GATX Corporation Directors' Voluntary Deferred Fee Plan ("Deferred Fee Plan") credited on the transaction date. Each RSU represents the right to receive one share of Issuer's common stock upon settlement. The RSUs are generally payable on a deferred basis in common stock at the election of the reporting person upon the reporting person's termination of service on the Issuer's board of directors.
2. Represents (a) 11 RSUs acquired pursuant to the dividend reinvestment feature of the Deferred Fee Plan, and (b) 124 RSUs acquired under the Deferred Fee Plan resulting from the reporting person's election to defer the annual cash retainer and other cash fees payable to the reporting person in the form of RSUs under the Deferred Fee Plan.
Remarks:
Lisa M. Ibarra, by Power of Attorney on behalf of Shelley J. Bausch 02/04/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did GATX (GATX) director Shelley J. Bausch report in this Form 4?

Shelley J. Bausch reported receiving 136 restricted stock units (RSUs) tied to GATX common stock. These RSUs were credited under the company’s Directors’ Voluntary Deferred Fee Plan and increase her beneficial ownership to 3,306 common-share equivalents after the reported transaction.

How were the 136 RSUs for GATX director Shelley J. Bausch generated?

The 136 RSUs include 11 units from the plan’s dividend reinvestment feature and 124 units from deferring her annual cash retainer and other board fees. All were credited under GATX’s Amended and Restated Directors’ Voluntary Deferred Fee Plan.

When will Shelley J. Bausch receive GATX common stock for these RSUs?

Each RSU represents the right to receive one share of GATX common stock upon settlement. Under the Deferred Fee Plan, these RSUs are generally payable in stock on a deferred basis when Bausch’s service on the GATX board of directors ends.

What price per share is associated with Shelley J. Bausch’s new GATX RSUs?

The 136 RSUs credited to Shelley J. Bausch’s account reference a price of $180.665 per GATX share. This price is used in the Form 4 to describe the transaction value of the RSUs recorded under the company’s Deferred Fee Plan.

How many GATX common-share equivalents does Shelley J. Bausch beneficially own after this transaction?

After the RSU credit on February 2, 2026, Shelley J. Bausch beneficially owns 3,306 common-share equivalents of GATX. This figure includes the newly credited 136 RSUs reported in the Form 4 filing for the director.

What is the GATX Directors’ Voluntary Deferred Fee Plan mentioned in the Form 4?

The Directors’ Voluntary Deferred Fee Plan allows GATX directors to defer board cash fees into RSUs. RSUs may also be added through dividend reinvestment. Each RSU generally converts into one GATX share, typically when a director’s board service ends.