STOCK TITAN

GATX CORP (NYSE: GATX) director credited 118 phantom shares

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Form Type
4

Rhea-AI Filing Summary

GATX CORP director Anne L. Arvia reported an acquisition of 118 shares of phantom stock/RSUs on 2026-08-03, credited through the dividend reinvestment feature of GATX’s directors’ plans at $177.9125 per share.

Each unit represents the right to receive one share of common stock on a deferred basis, bringing her reported phantom stock/RSU balance to 34,277.

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Insider Arvia Anne L
Role Director
Type Security Shares Price Value
Grant/Award Common Stock F1, F2 118 $177.9125 $21K
Holdings After Transaction: Common Stock — 34,277 shares (Direct)
Footnotes (2)
  1. F1. Represents additional shares of phantom stock/RSUs credited to the reporting person's account under the Amended and Restated GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and the Amended and Restated GATX Corporation Directors' Voluntary Deferred Fee Plan ("Deferred Fee Plan") on the transaction date. Each share of phantom stock/RSU represents the right to receive one share of Issuer's common stock upon settlement. The shares of phantom stock/RSUs are generally payable on a deferred basis in common stock at the election of the reporting person upon the reporting person's termination of service on the Issuer's board of directors.
  2. F2. Represents 118 shares of phantom stock/RSUs acquired pursuant to the dividend reinvestment feature of the Phantom Stock Plan and the Deferred Fee Plan.
Phantom stock/RSUs acquired 118.0000 shares Dividend reinvestment credit on 2026-08-03
Total phantom stock/RSUs after transaction 34277.0000 shares Reported holdings following the 118-share acquisition
Reference value per phantom share $177.9125 per share Per-share value used for the 118 phantom stock/RSUs credited
Transaction date 2026-08-03 Date phantom stock/RSUs were credited under directors’ plans
phantom stock financial
"Represents additional shares of phantom stock/RSUs credited to the reporting person's account"
A phantom stock is a form of compensation that gives employees or executives the benefits of stock ownership, such as the increase in stock value, without actually giving them real shares. It acts like a promise to pay the employee the equivalent value of company stock later, often as a bonus or incentive. This allows companies to motivate and reward staff without diluting ownership or transferring actual shares.
RSUs financial
"Each share of phantom stock/RSU represents the right to receive one share"
RSUs, or restricted stock units, are a form of company shares given to employees as part of their compensation. They are typically awarded with certain restrictions, such as a waiting period before they can be fully owned or sold, similar to earning a gift that becomes fully yours over time. For investors, RSUs can impact a company's stock offerings and reflect how much the company relies on stock-based incentives to attract and retain talent.
dividend reinvestment feature financial
"118 shares of phantom stock/RSUs acquired pursuant to the dividend reinvestment feature"
deferred basis financial
"shares of phantom stock/RSUs are generally payable on a deferred basis in common stock"
termination of service financial
"payable on a deferred basis ... upon the reporting person's termination of service"

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FAQ

What insider transaction did GATX (GATX) director Anne L. Arvia report?

Anne L. Arvia reported acquiring 118 phantom stock/RSUs on 2026-08-03 via the dividend reinvestment feature of GATX’s directors’ plans. Each unit represents one share of common stock, payable on a deferred basis when her board service ends.

How many GATX (GATX) phantom stock/RSUs does Anne L. Arvia hold after this transaction?

After the reported acquisition, Anne L. Arvia holds 34,277 phantom stock/RSUs tied to GATX common stock. These units are generally payable in shares of common stock on a deferred basis after her termination of service on the board.

What is the nature of the phantom stock/RSUs reported for GATX (GATX)?

The filing states each phantom stock/RSU represents the right to receive one GATX common share upon settlement. The units are credited under GATX’s Directors’ Phantom Stock Plan and Voluntary Deferred Fee Plan and are generally payable on a deferred basis.

How were the 118 GATX (GATX) phantom stock/RSUs acquired by the director?

The 118 phantom stock/RSUs were acquired through the dividend reinvestment feature of GATX’s Directors’ Phantom Stock Plan and Deferred Fee Plan. Dividends are reinvested into additional phantom units instead of being paid out in cash to the director.

What price per share is referenced in Anne L. Arvia’s GATX (GATX) phantom stock transaction?

The transaction references a value of $177.9125 per share for the 118 phantom stock/RSUs credited. This figure reflects the per-unit value used for the dividend reinvestment that increased her deferred phantom stock/RSU holdings.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Arvia Anne L

(Last)(First)(Middle)
C/O 233 S. WACKER DR.

(Street)
CHICAGO ILLINOIS 60606

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
GATX CORP [ GATX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/03/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock(1)08/03/2026A118(2)A$177.912534,277D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents additional shares of phantom stock/RSUs credited to the reporting person's account under the Amended and Restated GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and the Amended and Restated GATX Corporation Directors' Voluntary Deferred Fee Plan ("Deferred Fee Plan") on the transaction date. Each share of phantom stock/RSU represents the right to receive one share of Issuer's common stock upon settlement. The shares of phantom stock/RSUs are generally payable on a deferred basis in common stock at the election of the reporting person upon the reporting person's termination of service on the Issuer's board of directors.
2. Represents 118 shares of phantom stock/RSUs acquired pursuant to the dividend reinvestment feature of the Phantom Stock Plan and the Deferred Fee Plan.
Remarks:
Lisa M. Ibarra, by Power of Attorney on behalf of Anne L. Arvia08/05/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)