GATX director granted 128 RSUs via fee deferral

Bausch Shelley J reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

Bausch Shelley J reported acquisition or exercise transactions in this Form 4 filing.

GATX CORP director Shelley J. Bausch received 128 shares of common stock-equivalent RSUs on May 1, 2026 at a reference value of $194.9175 per share. These awards are part of the Amended and Restated GATX Corporation Directors' Voluntary Deferred Fee Plan.

The grant includes 13 RSUs from the plan’s dividend reinvestment feature and 115 RSUs from deferring her annual cash retainer and other board fees into RSUs. Each RSU represents one share of GATX common stock, generally payable in stock after she leaves the board. Following this grant, Bausch directly holds 4,165 shares.

Insider Trade Summary

Grant/Award: 128 shares

Grant/Award 1 txn

Insider Bausch Shelley J

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	128	$194.9175	$25K

Holdings After Transaction: Common Stock — 4,165 shares (Direct)

Footnotes (2)

1. F1. Represents additional RSUs credited to the reporting person's account under the Amended and Restated GATX Corporation Directors' Voluntary Deferred Fee Plan ("Deferred Fee Plan") credited on the transaction date. Each RSU represents the right to receive one share of Issuer's common stock upon settlement. The RSUs are generally payable on a deferred basis in common stock at the election of the reporting person upon the reporting person's termination of service on the Issuer's board of directors.
2. F2. Represents (a) 13 RSUs acquired pursuant to the dividend reinvestment feature of the Deferred Fee Plan, and (b) 115 RSUs acquired under the Deferred Fee Plan resulting from the reporting person's election to defer the annual cash retainer and other cash fees payable to the reporting person in the form of RSUs under the Deferred Fee Plan.

Key Figures

RSUs granted: 128 RSUs Grant reference price: $194.9175 per share Shares held after: 4,165 shares +2 more

5 metrics

RSUs granted 128 RSUs Credited on May 1, 2026 under the Deferred Fee Plan

Grant reference price $194.9175 per share Value used for the 128 RSUs in the Form 4

Shares held after 4,165 shares Total GATX common stock directly held after the transaction

Dividend reinvestment RSUs 13 RSUs Portion of the grant from dividend reinvestment feature

Deferred fee RSUs 115 RSUs RSUs from deferring annual cash retainer and other board fees

Key Terms

RSUs, Amended and Restated GATX Corporation Directors' Voluntary Deferred Fee Plan, dividend reinvestment feature, annual cash retainer

4 terms

RSUs financial

"Represents additional RSUs credited to the reporting person's account under the Amended and Restated GATX Corporation Directors' Voluntary Deferred Fee Plan"

RSUs, or restricted stock units, are a form of company shares given to employees as part of their compensation. They are typically awarded with certain restrictions, such as a waiting period before they can be fully owned or sold, similar to earning a gift that becomes fully yours over time. For investors, RSUs can impact a company's stock offerings and reflect how much the company relies on stock-based incentives to attract and retain talent.

Amended and Restated GATX Corporation Directors' Voluntary Deferred Fee Plan financial

"under the Amended and Restated GATX Corporation Directors' Voluntary Deferred Fee Plan ("Deferred Fee Plan") credited on the transaction date"

dividend reinvestment feature financial

"Represents (a) 13 RSUs acquired pursuant to the dividend reinvestment feature of the Deferred Fee Plan"

annual cash retainer financial

"115 RSUs acquired under the Deferred Fee Plan resulting from the reporting person's election to defer the annual cash retainer and other cash fees"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did GATX (GATX) director Shelley J. Bausch report in this Form 4?

Shelley J. Bausch reported receiving 128 RSUs linked to GATX common stock. The award came through the company’s Directors' Voluntary Deferred Fee Plan and reflects deferred board fees and reinvested dividends, not an open-market stock purchase or sale.

How many GATX (GATX) shares does Shelley J. Bausch hold after this transaction?

After the RSU award, Shelley J. Bausch holds 4,165 shares of GATX common stock directly. This figure includes her existing holdings plus the newly credited RSUs that each represent the right to receive one share upon settlement.

What is the value reference for the 128 GATX (GATX) RSUs granted to Shelley J. Bausch?

The 128 RSUs were credited at a reference value of $194.9175 per share. This price is used in the Form 4 to report the transaction value, although the RSUs themselves will settle in shares rather than immediate cash.

How were the 128 GATX (GATX) RSUs to Shelley J. Bausch generated?

The 128 RSUs represent 13 RSUs from the Deferred Fee Plan’s dividend reinvestment feature and 115 RSUs from deferring her annual cash retainer and other cash board fees into RSUs under the same plan, rather than taking cash payments.

When will Shelley J. Bausch receive GATX (GATX) shares from these RSUs?

The RSUs are generally payable on a deferred basis in GATX common stock after Bausch’s termination of service on the company’s board. At that time, each RSU converts into one share of common stock, consistent with the plan’s terms.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/05/2026 - 12:50 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Bausch Shelley J

(Last) (First) (Middle)

C/O 233 S. WACKER DR.

(Street)

CHICAGO ILLINOIS 60606

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
GATX CORP [ GATX ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock(1)	05/01/2026		A		128(2)	A	$194.9175	4,165	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents additional RSUs credited to the reporting person's account under the Amended and Restated GATX Corporation Directors' Voluntary Deferred Fee Plan ("Deferred Fee Plan") credited on the transaction date. Each RSU represents the right to receive one share of Issuer's common stock upon settlement. The RSUs are generally payable on a deferred basis in common stock at the election of the reporting person upon the reporting person's termination of service on the Issuer's board of directors.

2. Represents (a) 13 RSUs acquired pursuant to the dividend reinvestment feature of the Deferred Fee Plan, and (b) 115 RSUs acquired under the Deferred Fee Plan resulting from the reporting person's election to defer the annual cash retainer and other cash fees payable to the reporting person in the form of RSUs under the Deferred Fee Plan.

Remarks:

	Lisa M. Ibarra, by Power of Attorney on behalf of Shelley J. Bausch	05/05/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)