GATX director James B. Ream acquires 169 stock units

Q: When can James B. Ream receive shares for the GATX phantom stock/RSUs?

Each phantom stock/RSU represents the right to receive one common share upon settlement. The units are generally payable on a deferred basis in common stock, at Ream’s election upon termination of service on GATX’s board of directors.

The phantom stock/RSUs generally are payable in common stock on a deferred basis at the director’s election upon termination of board service.

Available on EDGAR 11/04/2026 - 04:43 PM EST Accepted by SEC EDGAR 11/04/2026 - 04:42 PM EST

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Form Type

Rhea-AI Filing Summary

GATX director James B. Ream acquired 169 phantom stock/RSUs on November 2, 2026, credited under the dividend reinvestment feature of the Amended and Restated GATX Directors’ Phantom Stock Plan and Amended and Restated GATX Corporation Directors’ Voluntary Deferred Fee Plan. The transaction row lists $180.6050 per share. Each unit represents the right to receive one common share upon settlement. Ream’s reported direct position after the transaction was 49,639 shares.

Insider Trade Summary

Grant/Award: 169 shares

Grant/Award 1 txn

Insider REAM JAMES B

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock ^{F1, F2}	169	$180.605	$31K

Holdings After Transaction: Common Stock — 49,639 shares (Direct)

Footnotes (2)

F1. Represents additional shares of phantom stock/RSUs credited to the reporting person's account under the Amended and Restated GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and the Amended and Restated GATX Corporation Directors' Voluntary Deferred Fee Plan ("Deferred Fee Plan") on the transaction date. Each share of phantom stock/RSU represents the right to receive one share of Issuer's common stock upon settlement. The shares of phantom stock/RSUs are generally payable on a deferred basis in common stock at the election of the reporting person upon the reporting person's termination of service on the Issuer's board of directors.
F2. Represents 169 shares of phantom stock/RSUs acquired pursuant to the dividend reinvestment feature of the Phantom Stock Plan and the Deferred Fee Plan.

Key Figures

Phantom stock/RSUs acquired: 169 shares Transaction price per share: $180.6050 per share Direct shares following transaction: 49,639 shares +1 more

4 metrics

Phantom stock/RSUs acquired 169 shares Credited on November 2, 2026, pursuant to the dividend reinvestment feature.

Transaction price per share $180.6050 per share Reported for the phantom stock/RSUs credited on November 2, 2026.

Direct shares following transaction 49,639 shares Reported position after the November 2, 2026 transaction.

Common shares represented per phantom stock/RSU 1 common share Right to receive upon settlement.

Key Terms

phantom stock/RSUs, dividend reinvestment feature, deferred basis, settlement

4 terms

phantom stock/RSUs financial

"Each share of phantom stock/RSU represents the right to receive one share"

dividend reinvestment feature financial

"acquired pursuant to the dividend reinvestment feature"

deferred basis financial

"generally payable on a deferred basis in common stock"

settlement financial

"right to receive one share of Issuer's common stock upon settlement"

Settlement is the process of completing a financial transaction, like buying or selling a stock, by transferring money and ownership between parties. It ensures that both the buyer gets the asset and the seller gets paid, making the deal official. Without settlement, the transaction wouldn't be finalized or legally recognized.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many GATX phantom stock/RSUs did James B. Ream acquire?

James B. Ream acquired 169 phantom stock/RSUs on November 2, 2026; the transaction row lists $180.6050 per share. The units were credited pursuant to the dividend reinvestment feature of the Phantom Stock Plan and Deferred Fee Plan.

When can James B. Ream receive shares for the GATX phantom stock/RSUs?

Each phantom stock/RSU represents the right to receive one common share upon settlement. The units are generally payable on a deferred basis in common stock, at Ream’s election upon termination of service on GATX’s board of directors.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

REAM JAMES B

(Last)

(First)

(Middle)

C/O 233 S. WACKER DR.

(Street)

CHICAGO

ILLINOIS

60606

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
GATX CORP [ GATX ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
11/02/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock⁽¹⁾	11/02/2026		A		169⁽²⁾	A	$180.605	49,639	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Represents additional shares of phantom stock/RSUs credited to the reporting person's account under the Amended and Restated GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and the Amended and Restated GATX Corporation Directors' Voluntary Deferred Fee Plan ("Deferred Fee Plan") on the transaction date. Each share of phantom stock/RSU represents the right to receive one share of Issuer's common stock upon settlement. The shares of phantom stock/RSUs are generally payable on a deferred basis in common stock at the election of the reporting person upon the reporting person's termination of service on the Issuer's board of directors.

2. Represents 169 shares of phantom stock/RSUs acquired pursuant to the dividend reinvestment feature of the Phantom Stock Plan and the Deferred Fee Plan.

Remarks:

	Lisa M. Ibarra, by Power of Attorney on behalf of James B. Ream	11/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR