Global Blood Therapeutics (GBTG) affiliate notifies SEC of 17,500‑share resale

Rhea-AI Filing Summary

Global Blood Therapeutics reported an intended sale of 17,500 shares of Class A Common Stock on a Form 144 notice. The filing lists individual entries tied to prior open‑market transactions (for example, 5,000 shares on 06/09/2022, 5,000 shares on 06/10/2022, and 5,000 shares on 11/25/2022). The filing is a routine Section 144 disclosure of proposed sales by an affiliate.

Insights

Securities Counsel

Form 144 notifies the SEC of proposed resale of restricted or control securities.

Form 144 is a statutory notice that an affiliate proposes to sell restricted or control shares; it does not itself execute a sale. The entry shows 17,500 shares of Class A Common Stock listed on the notice with dated line items.

The timing and proceeds of any actual sale are not stated in the excerpt. Subsequent Form 4 or broker reports would document completed transactions; this filing simply signals an intent to resell consistent with Rule 144 procedures.

Key Figures

Form 144 reported amount: 17,500 shares Line item — 06/09/2022: 5,000 shares Line item — 06/10/2022: 5,000 shares +3 more

6 metrics

Form 144 reported amount 17,500 shares Class A Common Stock (aggregate listed on the notice)

Line item — 06/09/2022 5,000 shares Listed as an open‑market entry on the notice

Line item — 06/10/2022 5,000 shares Listed as an open‑market entry on the notice

Line item — 11/25/2022 5,000 shares Listed as an open‑market entry on the notice

Line item — 11/29/2022 1,000 shares Listed as an open‑market entry on the notice

Line item — 11/30/2022 1,500 shares Listed as an open‑market entry on the notice

Key Terms

Form 144, Class A Common Stock, Open Market Purchase

3 terms

Form 144 regulatory

"Filing header and the phrase '144: Securities To Be Sold'"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Class A Common Stock financial

"Listed repeatedly as the security class in the line items"

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

Open Market Purchase market

"Each line item is labeled 'Open Market Purchase' with a date and share count"

An open market purchase is when a company buys its own shares on public stock exchanges the same way any investor would, rather than through a private deal. Investors care because these purchases reduce the number of shares available, can boost earnings per share and share price, signal that management thinks the stock is undervalued, and use company cash that might otherwise go to reinvestment or dividends — like a business quietly buying back its own tickets at the box office.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Class A Common Stock	N/A N/A N/A XX 00000	17500	163625	521455950	06/05/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Class A Common Stock	06/09/2022	Open Market Purchase	Open Market			5000	06/09/2022	Cash
Class A Common Stock	06/10/2022	Open Market Purchase	Open Market			5000	06/10/2022	Cash
Class A Common Stock	11/25/2022	Open Market Purchase	Open Market			5000	11/25/2022	Cash
Class A Common Stock	11/29/2022	Open Market Purchase	Open Market			1000	11/29/2022	Cash
Class A Common Stock	11/30/2022	Open Market Purchase	Open Market			1500	11/30/2022	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does GBTG's Form 144 report?

It reports an affiliate's proposed sale of 17,500 shares of Class A Common Stock. The notice lists dated line items tied to prior open‑market entries but does not confirm completed sales.

Does Form 144 mean the shares have been sold?

No. Form 144 is a notice of a proposed resale under resale rules. The filing does not document final sale execution or sale proceeds.

Who files a Form 144 for GBTG?

An affiliate or owner of restricted/control securities files Form 144 when proposing resale. The excerpt lists the security as Class A Common Stock and the aggregated amount as 17,500 shares.

Where can I find confirmation of an actual sale after Form 144?

Look for subsequent regulatory reports such as Form 4, broker reports, or exchange transaction records. Form 144 itself only notifies of the proposed resale.

Are sale methods and limits detailed in this excerpt?

The excerpt shows line items labeled Open Market Purchase with dates and share counts; it does not specify resale methods, timing, or proceeds in this excerpt.