How many GCMG-related derivative-equivalent shares does David Helfand hold after this grant?

After receiving the 9,057 Restricted Stock Units, David Helfand directly holds 41,929 derivative-equivalent shares. This figure reflects his total reported position in RSU-based exposure to GCM Grosvenor Class A Common Stock following the reported equity grant transaction on the Form 4.

GCM Grosvenor (NASDAQ: GCMG) director takes 9,057 RSUs in lieu of cash

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

HELFAND DAVID reported acquisition or exercise transactions in this Form 4 filing.

GCM Grosvenor Inc. director David Helfand received a grant of 9,057 Restricted Stock Units tied to Class A Common Stock. The RSUs were awarded at an indicated value of $9.80 per unit under the company’s Amended and Restated 2020 Incentive Award Plan, instead of quarterly cash compensation elected by Helfand.

Each RSU represents the contingent right to receive one share of Class A Common Stock. The award is fully vested on the grant date, but shares will be delivered only upon the earliest of Helfand’s separation from service, a change in control event, death, or disability. Following this grant, Helfand directly holds 41,929 derivative-equivalent shares.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider HELFAND DAVID

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Units	9,057	$9.80	$89K

Holdings After Transaction: Restricted Stock Units — 41,929 shares (Direct)

Footnotes (1)

Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer. This award of RSUs was granted pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. Shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability.

Key Figures

RSUs granted: 9,057 RSUs Grant value per RSU: $9.80 per unit Post-grant derivative-equivalent holdings: 41,929 shares +1 more

4 metrics

RSUs granted 9,057 RSUs Restricted Stock Units granted to director on March 31, 2026

Grant value per RSU $9.80 per unit Indicated value for each Restricted Stock Unit

Post-grant derivative-equivalent holdings 41,929 shares Total RSU-based exposure held directly after the grant

Underlying security 1 share Class A per RSU Each RSU represents one share of Class A Common Stock

Key Terms

Restricted Stock Units, Amended and Restated 2020 Incentive Award Plan, change in control event, separation from service, +1 more

5 terms

Restricted Stock Units financial

"Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Amended and Restated 2020 Incentive Award Plan financial

"This award of RSUs was granted pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan"

change in control event financial

"upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer"

separation from service financial

"upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer"

Class A Common Stock financial

"receive one share of Class A Common Stock of the Issuer"

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

Form 4 Insider Transactions: What Each Field Means →

04/02/2026 - 04:29 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

HELFAND DAVID

(Last)

(First)

(Middle)

C/O GCM GROSVENOR INC.

900 NORTH MICHIGAN AVENUE, SUITE 1100

(Street)

CHICAGO

ILLINOIS

60611

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
GCM Grosvenor Inc. [ GCMG ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/31/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	⁽¹⁾	03/31/2026		A		9,057		⁽²⁾	⁽²⁾	Class A Common Stock	9,057	$9.8	41,929	D

Explanation of Responses:

1. Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer.

2. This award of RSUs was granted pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. Shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability.

Remarks:

	/s/ Burke Montgomery, Attorney-in-Fact	04/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did GCM Grosvenor (GCMG) report for David Helfand?

GCM Grosvenor reported that director David Helfand received 9,057 Restricted Stock Units. These RSUs are fully vested on the grant date and each represents one share of Class A Common Stock, awarded under the company’s 2020 Incentive Award Plan in lieu of his quarterly cash compensation.

How many GCM Grosvenor RSUs did David Helfand receive and at what value?

David Helfand received 9,057 Restricted Stock Units at an indicated value of $9.80 per unit. Each RSU corresponds to one share of Class A Common Stock, providing equity-based compensation instead of cash for his quarterly director fees under the company’s incentive award plan.

Are David Helfand’s new GCMG RSUs immediately vested or subject to vesting?

The 9,057 Restricted Stock Units granted to David Helfand are fully vested as of the grant date. Although vested, the underlying Class A Common Stock will be delivered later upon separation from service, a qualifying change in control event, death, or disability, whichever happens first.

When will David Helfand receive GCM Grosvenor Class A shares for his RSUs?

Shares for David Helfand’s vested RSUs will be delivered upon the earliest of his separation from service, a change in control event of GCM Grosvenor, or his death or disability. Until then, he holds a contingent right to receive the Class A Common Stock represented by the RSUs.