GCM Grosvenor filings document regulatory disclosures for an alternative asset management company with Class A common stock and warrants registered on Nasdaq. Form 8-K reports cover quarterly and annual financial results, earnings presentations, dividend declarations, share repurchase authorization changes, debt prepayment activity, investor presentations and other material events.
The company’s proxy materials describe annual meeting voting matters and governance disclosures. Other filings address capital structure and financing mechanics, including an equity distribution agreement under an effective shelf registration statement, along with officer-transition disclosures when applicable.
GCM Grosvenor Inc. director Francesca Cornelli acquired 5,722 shares of Class A Common Stock on September 30, 2026, as an award in lieu of quarterly cash compensation at her election. The award was fully vested on the grant date. The reported transaction price was $12.89 per share, and Cornelli's direct holdings after the award were 57,953 shares.
GCM Grosvenor Inc. director David Helfand acquired 6,886 restricted stock units (RSUs) on September 30, 2026. The award was fully vested on the grant date and made in lieu of quarterly cash compensation at his election. Each RSU represents the contingent right to receive one Class A common share; shares will be delivered upon the earliest of his separation from service, a change in control event, death or disability. His reported resulting position was 56,031 underlying shares.
GCM Grosvenor Inc. director Stephen Malkin received an award of 4,849 restricted stock units on September 30, 2026, at a reported $12.89 per share. The award was granted under the Amended and Restated 2020 Incentive Award Plan in lieu of quarterly cash compensation at his election and was fully vested on the grant date. Each unit represents the contingent right to one Class A Common Stock share; settlement shares are delivered upon the earliest of separation from service, a change in control event, death or disability. His reported resulting position was 112,236 RSUs.
GCM Grosvenor Inc. director Samuel C. Scott III acquired 5,722 restricted stock units on September 30, 2026. Each unit represents a contingent right to one Class A common share. The award was granted under the Amended and Restated 2020 Incentive Award Plan in lieu of quarterly cash compensation at his election and was fully vested on the grant date. His reported direct position following the award was 129,575 restricted stock units.
GCM Grosvenor Inc. (GCMG) reported that its Chief Financial Officer, Pamela L. Bentley, sold a total of 50,000 shares of Class A common stock in open-market transactions on September 15 and 16, 2026, under a Rule 10b5-1 trading plan using weighted-average pricing.
GCM Grosvenor Inc. (GCMG) received a notice that officer Pamela Bentley plans to sell 10,000 shares of common stock under Rule 144, with an indicated aggregate market value of $127,600, through Morgan Stanley Smith Barney on NASDAQ on September 16, 2026.
The shares come from restricted stock units that vested between May 31, 2025 and May 31, 2026. The notice also reports prior Rule 10b5-1 sales of 40,000 shares for $502,508 on September 15, 2026.
GCM Grosvenor Inc. (GCMG) is the issuer of common stock that Pamela Bentley plans to sell under Rule 144. The notice covers up to 40,000 shares of common stock to be sold through Morgan Stanley Smith Barney LLC, with an aggregate market value of about $505,600 as of the filing data.
The shares were acquired from the issuer upon the vesting of restricted stock units during the period from May 31, 2025 through May 31, 2026, with an acquisition date listed as May 31, 2025. The planned sale is referenced with a date of September 15, 2026 on the NASDAQ market.
GCM Grosvenor Inc. (GCMG) reports that Principal Accounting Officer Kathleen Patricia Sullivan sold a total of 40,000 shares of Class A common stock in two open-market or private transactions. On September 2, 2026 she sold 24,963 shares at a weighted average price of $13.1538 per share, in trades ranging from $13.0500 to $13.4500. On September 3, 2026 she sold 15,037 shares at a weighted average price of $13.1648 per share, in trades ranging from $13.0200 to $13.3500. No Rule 10b5-1 trading plan is reported for these sales.
GCM Grosvenor Inc. executive Frederick Pollock reported the vesting and settlement of 60,870 Restricted Stock Units (RSUs) into an equal number of shares of Class A Common Stock on August 15, 2026. The RSUs were granted under the company’s Amended and Restated 2020 Incentive Award Plan and vested in full on that date.
In connection with this net settlement, 23,953 shares of Class A Common Stock were withheld at $13.86 per share to satisfy tax withholding obligations. The withholding represents a reduction of shares issued to Pollock upon RSU settlement and does not involve any open-market sale.
GCM Grosvenor Inc. President and director Jonathan Reisin Levin reported the exercise of 91,305 Restricted Stock Units into an equal number of Class A common shares on August 15, 2026. These RSUs were granted under the Amended and Restated 2020 Incentive Award Plan on March 1, 2026 and vested in full on August 15, 2026. Of the shares issued, 42,813 Class A shares were withheld by the issuer at $13.86 per share to satisfy tax withholding obligations in a net settlement, and the withholding did not involve any open-market sale.