Welcome to our dedicated page for GCM Grosvenor SEC filings (Ticker: GCMG), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
GCM Grosvenor filings document regulatory disclosures for an alternative asset management company with Class A common stock and warrants registered on Nasdaq. Form 8-K reports cover quarterly and annual financial results, earnings presentations, dividend declarations, share repurchase authorization changes, debt prepayment activity, investor presentations and other material events.
The company’s proxy materials describe annual meeting voting matters and governance disclosures. Other filings address capital structure and financing mechanics, including an equity distribution agreement under an effective shelf registration statement, along with officer-transition disclosures when applicable.
Cantor Fitzgerald-affiliated entities CF Finance Holdings LLC and CF GCM Investor, LLC sold a combined 557,106 shares of GCM Grosvenor Inc. Class A common stock on July 15–16, 2026, in open-market transactions at weighted-average prices around $13.57–$14.24. These sales reduced their holdings below 10% of outstanding Class A shares, leaving 2,947,535 shares at CF Finance Holdings and 2,946,894 shares at CF GCM Investor, and ended their status as GCMG reporting persons.
SCOTT SAMUEL C III reported acquisition or exercise transactions in this Form 4 filing.
GCM Grosvenor Inc. director Scott Samuel C III received 5,996 Restricted Stock Units (RSUs) of Class A Common Stock, granted at a reference price of $12.30 per share. This is a compensation-related award, not an open-market purchase or sale.
The RSUs were granted under the Amended and Restated 2020 Incentive Award Plan in lieu of quarterly cash compensation, at the director’s election, and are fully vested on the grant date. Delivery of the underlying shares will occur upon the earliest of separation from service, a change in control event, or the director’s death or disability.
After this grant, the filing shows the director with 123,853 derivative-based shares linked to this security. The transaction reflects routine equity compensation rather than a discretionary trade in the market.
Malkin Stephen reported acquisition or exercise transactions in this Form 4 filing.
GCM Grosvenor Inc. director Stephen Malkin received 5,082 Restricted Stock Units (RSUs), each representing one share of Class A Common Stock. The RSUs were granted under the Amended and Restated 2020 Incentive Award Plan in lieu of quarterly cash compensation and are fully vested on the grant date. Settlement shares will be delivered upon separation from service, a change in control event, or his death or disability, bringing his direct holdings to 107,387 shares-linked units.
HELFAND DAVID reported acquisition or exercise transactions in this Form 4 filing.
GCM Grosvenor Inc. director David Helfand received 7,216 Restricted Stock Units (RSUs) that each represent one share of Class A Common Stock. The RSUs were granted in lieu of quarterly cash compensation at his election under the company’s Amended and Restated 2020 Incentive Award Plan.
The award is fully vested on the grant date, but shares will be delivered later. Delivery of Class A shares will occur upon the earliest of his separation from service, a change in control event of the company, or his death or disability. After this grant, Helfand directly holds 49,145 RSUs representing Class A shares.
Cornelli Francesca reported acquisition or exercise transactions in this Form 4 filing.
GCM Grosvenor Inc. director Francesca Cornelli received 5,996 shares of Class A common stock as a fully vested equity award, valued at $12.30 per share. The shares were granted under the company’s Amended and Restated 2020 Incentive Award Plan instead of quarterly cash compensation, bringing her direct holdings to 52,231 shares.
GCM Grosvenor Inc. reported the results of its 2026 Annual Meeting of Stockholders held on June 9, 2026. Holders of Class A common stock had one vote per share and the Class C common stockholder had 1.258274552 votes per share as of the April 10, 2026 record date. In total, 46,157,150 Class A votes and 178,254,510 Class C votes were represented, accounting for about 94.42% of the combined voting power.
Stockholders elected seven directors—Michael J. Sacks, Angela Blanton, Francesca Cornelli, David A. Helfand, Jonathan R. Levin, Stephen Malkin and Samuel C. Scott III—each to serve until the 2027 annual meeting. They also ratified Ernst & Young LLP as independent registered public accounting firm for the fiscal year ending December 31, 2026, with 224,093,615 votes for, 289,113 against and 28,932 abstentions.
GCM Grosvenor Inc. Principal Accounting Officer Kathleen Patricia Sullivan reported routine equity compensation activity tied to restricted stock units (RSUs). On May 31, 2026, 12,500 RSUs from a March 1, 2023 grant, 12,121 RSUs from a March 1, 2024 grant, and 9,114 RSUs from a March 1, 2025 grant vested, each RSU converting into one share of Class A Common Stock.
In connection with these vestings, the company withheld 14,946 shares of Class A Common Stock at $10.63 per share to satisfy tax withholding obligations. The filing notes that these withheld shares reduced the shares issued on settlement and did not involve any open-market sale.
GCM Grosvenor Inc. Chief Investment Officer Frederick Pollock reported routine equity compensation activity involving restricted stock units (RSUs). On May 31, 2026, 25,000 RSUs converted into 25,000 shares of Class A Common Stock under the company’s 2020 Incentive Award Plan.
The company withheld 9,838 shares at a value of $10.63 per share to cover tax obligations related to this vesting, which the filing specifies was not an open-market sale. After these transactions, Pollock directly held 776,272 shares of Class A Common Stock.
GCM Grosvenor Inc.’s President Jonathan Reisin Levin reported routine equity compensation activity involving vested restricted stock units (RSUs) and related tax withholding.
On May 31, 2026, Levin exercised or converted RSUs into a total of 99,242 shares of Class A Common Stock through multiple derivative transactions. These RSUs were granted under GCM Grosvenor’s 2020 and Amended and Restated 2020 Incentive Award Plans and vested in scheduled annual installments.
The company withheld 45,085 shares of Class A Common Stock, valued at $10.63 per share, to satisfy tax withholding obligations in connection with the net settlement of RSUs that vested on May 31, 2026. The filing states that these withheld shares represent a reduction of shares issued upon settlement of vested RSUs and “do not constitute any open-market sale.”
GCM Grosvenor Inc. Chief Financial Officer Pamela L. Bentley reported compensation-related equity activity tied to restricted stock units (RSUs). On May 31, 2026, RSUs from grants made in 2023, 2024 and 2025 vested, and Bentley received a total of 44,912 shares of Class A Common Stock in settlement of these vested RSUs, consistent with the plan terms described in the footnotes.
To cover tax obligations on this vesting, the company withheld 20,256 shares of Class A Common Stock at a value of $10.63 per share. The footnotes state that this withholding reduced the number of shares issued to Bentley and did not involve any open‑market sale. Overall, the filing reflects routine RSU vesting, share delivery, and tax withholding rather than discretionary open‑market trading.