Welcome to our dedicated page for GCM Grosvenor SEC filings (Ticker: GCMG), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
GCM Grosvenor filings document regulatory disclosures for an alternative asset management company with Class A common stock and warrants registered on Nasdaq. Form 8-K reports cover quarterly and annual financial results, earnings presentations, dividend declarations, share repurchase authorization changes, debt prepayment activity, investor presentations and other material events.
The company’s proxy materials describe annual meeting voting matters and governance disclosures. Other filings address capital structure and financing mechanics, including an equity distribution agreement under an effective shelf registration statement, along with officer-transition disclosures when applicable.
GCM Grosvenor Inc. (GCMG) reports that Principal Accounting Officer Kathleen Patricia Sullivan sold a total of 40,000 shares of Class A common stock in two open-market or private transactions. On September 2, 2026 she sold 24,963 shares at a weighted average price of $13.1538 per share, in trades ranging from $13.0500 to $13.4500. On September 3, 2026 she sold 15,037 shares at a weighted average price of $13.1648 per share, in trades ranging from $13.0200 to $13.3500. No Rule 10b5-1 trading plan is reported for these sales.
GCM Grosvenor Inc. executive Frederick Pollock reported the vesting and settlement of 60,870 Restricted Stock Units (RSUs) into an equal number of shares of Class A Common Stock on August 15, 2026. The RSUs were granted under the company’s Amended and Restated 2020 Incentive Award Plan and vested in full on that date.
In connection with this net settlement, 23,953 shares of Class A Common Stock were withheld at $13.86 per share to satisfy tax withholding obligations. The withholding represents a reduction of shares issued to Pollock upon RSU settlement and does not involve any open-market sale.
GCM Grosvenor Inc. President and director Jonathan Reisin Levin reported the exercise of 91,305 Restricted Stock Units into an equal number of Class A common shares on August 15, 2026. These RSUs were granted under the Amended and Restated 2020 Incentive Award Plan on March 1, 2026 and vested in full on August 15, 2026. Of the shares issued, 42,813 Class A shares were withheld by the issuer at $13.86 per share to satisfy tax withholding obligations in a net settlement, and the withholding did not involve any open-market sale.
GCM Grosvenor Inc. has a concentrated ownership structure in its Class A common stock. As of June 30, 2026, there were 61,120,273 Class A shares outstanding. Based on the assumed one‑for‑one redemption of Common Units into Class A shares, an insider group led by Michael Jay Sacks reports substantial beneficial ownership.
Sacks may be deemed to beneficially own 141,672,819 shares, representing 69.9% of the Class A common stock. This interest is held through several affiliated entities, including Grosvenor Holdings, L.L.C. with 133,965,014 shares (68.7%) and GCM Progress Subsidiary LLC with 88,993,499 shares (including redeemable Common Units), or 59.3% of the class. The Reporting Persons disclose shared, and no sole, voting and dispositive power over these shares.
GCM Grosvenor Inc. (GCMG) reported higher revenues but mixed earnings for the quarter ended June 30, 2026. Total operating revenues for the quarter rose to $134.3 million from $119.7 million in 2025, driven mainly by higher management fees. Operating income increased to $35.5 million from $19.2 million as operating expenses declined slightly.
Quarterly net income was $31.9 million versus $39.9 million a year earlier, while net income attributable to GCM Grosvenor Inc. fell to $9.6 million from $15.4 million, reflecting a larger share of earnings to noncontrolling interests and the absence of prior-year warrant fair value gains. For the first six months, net income rose to $49.6 million from $38.8 million.
Cash and cash equivalents declined to $139.6 million from $242.1 million at year-end, largely alongside debt reduction, as total debt fell to $362.0 million from $428.4 million, including a voluntary $65.0 million prepayment. Net cash provided by operating activities improved to $89.8 million from $75.2 million, while the company continued capital returns via $0.12 per-share quarterly dividends and Class A share repurchases.
GCM Grosvenor Inc. reported second-quarter 2026 results with GAAP revenue of $134.3 million, up 12% year-over-year, and GAAP net income attributable to GCM Grosvenor Inc. of $9.6 million, down 38%. Diluted EPS was $0.12. Total AUM reached $96.7 billion, a 13% increase from June 30, 2025, with Fee-Paying AUM up 13% to $78.1 billion.
Fee-Related Earnings were $50.3 million, up 21%, with a 45% FRE margin. Adjusted EBITDA was $57.2 million, up 16%, and Adjusted Net Income was $39.2 million, up 22% year-over-year. The firm raised $2.3 billion of new capital in the quarter and reported approximately $9.7 billion of contracted not-yet-fee-paying AUM. The Board approved a $0.12 per share dividend payable September 15, 2026, and repurchased 1.6 million Class A shares for $17.1 million, leaving $55.0 million under the $255.0 million authorization. As of June 30, 2026, the company had $139.6 million in cash and cash equivalents, $291.6 million in investments, $493 million of firm share of unrealized carried interest, and $364 million of debt.
Vanguard Capital Management reports passive ownership of 2,982,847 shares of GCM Grosvenor Inc common stock on an amended Schedule 13G. This represents 4.93% of the class, indicating a sizable but sub-5% institutional position.
The firm has sole voting power over 392,351 shares and sole dispositive power over 2,982,847 shares, with no shared voting or dispositive power. The holdings aggregate positions managed by Vanguard Capital Management LLC and specified affiliates and Vanguard funds where it exercises dispositive and/or voting authority, while excluding other Vanguard affiliates whose ownership is disaggregated.
Cantor Fitzgerald-affiliated entities CF Finance Holdings LLC and CF GCM Investor, LLC sold a combined 557,106 shares of GCM Grosvenor Inc. Class A common stock on July 15–16, 2026, in open-market transactions at weighted-average prices around $13.57–$14.24. These sales reduced their holdings below 10% of outstanding Class A shares, leaving 2,947,535 shares at CF Finance Holdings and 2,946,894 shares at CF GCM Investor, and ended their status as GCMG reporting persons.
SCOTT SAMUEL C III reported acquisition or exercise transactions in this Form 4 filing.
GCM Grosvenor Inc. director Scott Samuel C III received 5,996 Restricted Stock Units (RSUs) of Class A Common Stock, granted at a reference price of $12.30 per share. This is a compensation-related award, not an open-market purchase or sale.
The RSUs were granted under the Amended and Restated 2020 Incentive Award Plan in lieu of quarterly cash compensation, at the director’s election, and are fully vested on the grant date. Delivery of the underlying shares will occur upon the earliest of separation from service, a change in control event, or the director’s death or disability.
After this grant, the filing shows the director with 123,853 derivative-based shares linked to this security. The transaction reflects routine equity compensation rather than a discretionary trade in the market.
Malkin Stephen reported acquisition or exercise transactions in this Form 4 filing.
GCM Grosvenor Inc. director Stephen Malkin received 5,082 Restricted Stock Units (RSUs), each representing one share of Class A Common Stock. The RSUs were granted under the Amended and Restated 2020 Incentive Award Plan in lieu of quarterly cash compensation and are fully vested on the grant date. Settlement shares will be delivered upon separation from service, a change in control event, or his death or disability, bringing his direct holdings to 107,387 shares-linked units.