Gcm Grosvenor Inc SEC Filings

Brandon Lutnick filed a Form 3 reporting indirect ownership of GCM Grosvenor Inc. (GCMG) securities following a transaction closed on 10/06/2025. Through trusts and controlled entities, he may be deemed to beneficially own 6,451,535 shares of Class A common stock and warrants underlying 1,800,000 shares exercisable at $11.50. The ownership arises because trusts he controls purchased all voting shares of CF Group Management, Inc., which controls the entities holding these securities. The aggregate purchase price for the voting shares was $200,000.

Reporting group (Cantor Fitzgerald related entities) holds 8,251,535 shares, representing 15.0% of GCM Grosvenor Inc. Class A common stock. The filing breaks ownership into two principal holders: CF GCM Investor, LLC with 5,000,000 shares ( 9.1%) and CF Finance Holdings, LLC with 3,251,535 shares ( 6.1%). Each reporting person disclaims sole voting or dispositive power and reports only shared voting and disposal power over the listed shares. The statement certifies the holdings were not acquired to change control and is signed by Brandon G. Lutnick and Howard W. Lutnick on 10/06/2025.

The reporting persons disclosed on Form 4 that on 09/30/2025 they received a dividend on 160,000 shares of Series B Convertible Junior Preferred Stock of FTAI Infrastructure Inc. that increased the stated value of those preferred shares. That dividend is a quarterly compounding regular dividend equal to 10% per annum for the preceding quarter and resulted in an increase in the number of common shares into which the Series B Preferred Stock is convertible. As of the report date, the Series B Preferred Stock held in the aggregate by the reporting persons is convertible into 20,755,365 shares of common stock; the dividend produced an incremental 517,199 additional common-share equivalence. The securities are held directly by LIF AIV and Labor Impact Fund and indirectly by affiliated entities and individuals listed in the filing.

Scott Samuel C. III, a director of GCM Grosvenor Inc. (GCMG), reported a grant of 6,111 Restricted Stock Units (RSUs) on 09/30/2025. Each RSU represents the contingent right to one share of Class A common stock and this award was made in lieu of quarterly cash compensation at the reporting person’s election. The RSUs are fully vested as of the grant date and, per the filing, will settle into 6,111 shares of Class A common stock upon the earliest of the reporting person’s separation from service, a change in control event, or death or disability. The filing shows 103,815 shares beneficially owned by the reporting person following the transaction. The filing was submitted by one reporting person and is signed by an attorney-in-fact.

Stephen Malkin, a director of GCM Grosvenor Inc. (GCMG), was granted 5,179 Restricted Stock Units (RSUs) on 09/30/2025 in lieu of quarterly cash compensation. Each RSU represents the contingent right to one share of Class A Common Stock and the award is fully vested as of the grant date. The reported exercise/settlement price shown is $12.07 per share and the filing reports 90,405 shares of Class A Common Stock beneficially owned by the reporting person following the transaction. Settlement of the vested RSUs will occur upon the earliest of the reporting person’s separation from service, a change in control of the issuer, or the reporting person’s death or disability.

Francesca Cornelli, a director of GCM Grosvenor Inc. (GCMG), reported receipt and grants of restricted stock units (RSUs) and an outright delivery of shares. The filing shows 2,595 shares of Class A common stock were delivered to the reporting person on September 30, 2025 in settlement of a fully vested RSU granted September 30, 2024. A separate grant of 6,111 RSUs was made on September 30, 2025 and is fully vested as of the grant date. After the non-derivative transaction, the Form reports the reporting person as beneficially owning 36,314 shares of Class A common stock. The derivative holdings section shows reported beneficial ownership figures of 13,216 and 19,327 shares underlying RSUs following the reported derivative transactions. Several RSU grants list settlement triggers tied to December 15, 2027, change-in-control, death or disability, or separation from service.

GCM Grosvenor Inc. (GCMG) Form 4: Frederick Pollock, Chief Investment Officer, reported settlement of 52,500 restricted stock units that vested and were converted into shares on 08/15/2025. Those settled RSUs increased his direct holdings to 721,576 shares before the issuer withheld 20,659 shares to satisfy tax withholding, leaving him with 700,917 shares beneficially owned after the transactions. The filing clarifies the withheld shares were for tax obligations and not open-market sales. The Form 4 was signed by an attorney-in-fact on 08/18/2025.

Jonathan Reisin, President and Director of GCM Grosvenor Inc. (GCMG), received 78,750 shares upon full vesting of restricted stock units (RSUs) granted March 1, 2025, and settled on August 15, 2025. After the net settlement and tax withholding of 36,536 shares, the reporting person beneficially owns 623,380 shares of Class A common stock. The withheld shares were used solely to satisfy tax obligations and do not reflect any open-market sale.

Kathleen Patricia Sullivan, Principal Accounting Officer at GCM Grosvenor Inc., sold 6,000 shares of Class A common stock on 08/12/2025 at a weighted average price of $13.0206 per share. The reported sale occurred in multiple transactions at prices ranging from $13.0100 to $13.0300. After these disposals the reporting person beneficially owns 60,195 shares of Class A common stock.

The Form 4 discloses the weighted average sale price and includes a footnote offering to provide the number of shares sold at each price on request, showing full disclosure of the transaction details rather than summary pricing alone.