STOCK TITAN

[Form 4] GCM Grosvenor Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Negative)
Form Type
4

Kathleen Patricia Sullivan, Principal Accounting Officer at GCM Grosvenor Inc., sold 6,000 shares of Class A common stock on 08/12/2025 at a weighted average price of $13.0206 per share. The reported sale occurred in multiple transactions at prices ranging from $13.0100 to $13.0300. After these disposals the reporting person beneficially owns 60,195 shares of Class A common stock.

The Form 4 discloses the weighted average sale price and includes a footnote offering to provide the number of shares sold at each price on request, showing full disclosure of the transaction details rather than summary pricing alone.

Kathleen Patricia Sullivan, Principal Accounting Officer di GCM Grosvenor Inc., ha venduto 6,000 azioni ordinarie di Classe A il 08/12/2025 a un prezzo medio ponderato di $13.0206 per azione. La vendita segnalata è avvenuta in più operazioni a prezzi compresi tra $13.0100 e $13.0300. Dopo queste cessioni la persona che ha presentato la segnalazione detiene beneficiariamente 60,195 azioni di Classe A.

Il Form 4 indica il prezzo medio ponderato di vendita e riporta una nota a piè di pagina che offre, su richiesta, il numero di azioni vendute a ciascun prezzo, assicurando così la piena divulgazione dei dettagli della transazione anziché la sola indicazione di un prezzo riepilogativo.

Kathleen Patricia Sullivan, principal responsable de contabilidad en GCM Grosvenor Inc., vendió 6,000 acciones ordinarias Clase A el 08/12/2025 a un precio medio ponderado de $13.0206 por acción. La venta reportada se realizó en varias transacciones a precios que oscilaron entre $13.0100 y $13.0300. Tras estas disposiciones, la persona informante posee beneficiariamente 60,195 acciones de Clase A.

El Form 4 revela el precio medio ponderado de la venta e incluye una nota al pie que ofrece, a petición, proporcionar el número de acciones vendidas a cada precio, mostrando así la divulgación completa de los detalles de la transacción en lugar de solo un precio resumido.

GCM Grosvenor Inc.의 Principal Accounting Officer인 Kathleen Patricia Sullivan이 2025년 08/12에 클래스 A 보통주 6,000주를 주당 가중 평균 가격 $13.0206에 매도했습니다. 보고된 매도는 여러 거래로 이루어졌으며 거래 가격은 $13.0100에서 $13.0300 사이였습니다. 이러한 처분 이후 해당 보고자는 클래스 A 보통주 60,195주를 실질적으로 보유하고 있습니다.

Form 4는 매도의 가중 평균 가격을 공개하고 있으며, 각 가격별로 매도된 주식 수를 요청 시 제공하겠다는 각주를 포함하여 요약 가격만이 아니라 거래 세부내역을 완전하게 공개하고 있음을 보여줍니다.

Kathleen Patricia Sullivan, Principal Accounting Officer chez GCM Grosvenor Inc., a vendu 6,000 actions ordinaires de Classe A le 08/12/2025 à un prix moyen pondéré de $13.0206 par action. La vente déclarée s'est déroulée en plusieurs opérations à des prix compris entre $13.0100 et $13.0300. Après ces cessions, la personne déclarante détient à titre bénéficiaire 60,195 actions de Classe A.

Le Form 4 divulgue le prix moyen pondéré de la vente et inclut une note de bas de page proposant, sur demande, de fournir le nombre d'actions vendues à chaque prix, indiquant ainsi une divulgation complète des détails de la transaction plutôt que la simple mention d'un prix résumé.

Kathleen Patricia Sullivan, Principal Accounting Officer bei GCM Grosvenor Inc., verkaufte am 08/12/2025 insgesamt 6,000 Aktien der Klasse A zum gewichteten Durchschnittspreis von $13.0206 je Aktie. Der gemeldete Verkauf erfolgte in mehreren Transaktionen zu Preisen zwischen $13.0100 und $13.0300. Nach diesen Veräußerungen besitzt die meldende Person wirtschaftlich 60,195 Aktien der Klasse A.

Das Form 4 gibt den gewichteten Durchschnittspreis des Verkaufs an und enthält eine Fußnote, die anbietet, auf Anfrage die Anzahl der zu jedem Preis verkauften Aktien mitzuteilen, sodass die Transaktionsdetails vollständig offengelegt werden und nicht nur ein zusammengefasster Preis.

Positive
  • Full disclosure of pricing range and weighted average for the multiple transactions, improving transparency
  • Reporting person retains 60,195 Class A shares after the sale, showing continued ownership
  • Identified officer title (Principal Accounting Officer) clarifies the reporting persons role
Negative
  • Sale of 6,000 Class A shares reduces insider holdings and may be viewed unfavorably by some investors
  • Transaction occurred in multiple trades, which can complicate immediate interpretation without per-trade breakdown

Insights

Insider sale was disclosed with precise pricing; transaction size appears routine relative to total holdings.

The sale of 6,000 Class A shares at a weighted average of $13.0206 reduces the reporting persons stake to 60,195 shares. The filing specifies the price range of the multiple trades and offers to provide per-trade quantities, which improves transparency for investors assessing insider activity. Given the absolute size and remaining ownership, this reads as a non-extraordinary liquidity event rather than a material change in control or corporate direction.

Disclosure meets Form 4 requirements; no governance red flags from the transaction details provided.

The report identifies the reporting person, role as Principal Accounting Officer, the transaction date, number of shares sold, and the weighted average price with an explicit range. The willingness to provide per-price breakdowns further satisfies transparency norms. There is no indication in the filing of related-party transactions, 10b5-1 plan declaration, or other items that would suggest material governance concerns based on this single filing.

Kathleen Patricia Sullivan, Principal Accounting Officer di GCM Grosvenor Inc., ha venduto 6,000 azioni ordinarie di Classe A il 08/12/2025 a un prezzo medio ponderato di $13.0206 per azione. La vendita segnalata è avvenuta in più operazioni a prezzi compresi tra $13.0100 e $13.0300. Dopo queste cessioni la persona che ha presentato la segnalazione detiene beneficiariamente 60,195 azioni di Classe A.

Il Form 4 indica il prezzo medio ponderato di vendita e riporta una nota a piè di pagina che offre, su richiesta, il numero di azioni vendute a ciascun prezzo, assicurando così la piena divulgazione dei dettagli della transazione anziché la sola indicazione di un prezzo riepilogativo.

Kathleen Patricia Sullivan, principal responsable de contabilidad en GCM Grosvenor Inc., vendió 6,000 acciones ordinarias Clase A el 08/12/2025 a un precio medio ponderado de $13.0206 por acción. La venta reportada se realizó en varias transacciones a precios que oscilaron entre $13.0100 y $13.0300. Tras estas disposiciones, la persona informante posee beneficiariamente 60,195 acciones de Clase A.

El Form 4 revela el precio medio ponderado de la venta e incluye una nota al pie que ofrece, a petición, proporcionar el número de acciones vendidas a cada precio, mostrando así la divulgación completa de los detalles de la transacción en lugar de solo un precio resumido.

GCM Grosvenor Inc.의 Principal Accounting Officer인 Kathleen Patricia Sullivan이 2025년 08/12에 클래스 A 보통주 6,000주를 주당 가중 평균 가격 $13.0206에 매도했습니다. 보고된 매도는 여러 거래로 이루어졌으며 거래 가격은 $13.0100에서 $13.0300 사이였습니다. 이러한 처분 이후 해당 보고자는 클래스 A 보통주 60,195주를 실질적으로 보유하고 있습니다.

Form 4는 매도의 가중 평균 가격을 공개하고 있으며, 각 가격별로 매도된 주식 수를 요청 시 제공하겠다는 각주를 포함하여 요약 가격만이 아니라 거래 세부내역을 완전하게 공개하고 있음을 보여줍니다.

Kathleen Patricia Sullivan, Principal Accounting Officer chez GCM Grosvenor Inc., a vendu 6,000 actions ordinaires de Classe A le 08/12/2025 à un prix moyen pondéré de $13.0206 par action. La vente déclarée s'est déroulée en plusieurs opérations à des prix compris entre $13.0100 et $13.0300. Après ces cessions, la personne déclarante détient à titre bénéficiaire 60,195 actions de Classe A.

Le Form 4 divulgue le prix moyen pondéré de la vente et inclut une note de bas de page proposant, sur demande, de fournir le nombre d'actions vendues à chaque prix, indiquant ainsi une divulgation complète des détails de la transaction plutôt que la simple mention d'un prix résumé.

Kathleen Patricia Sullivan, Principal Accounting Officer bei GCM Grosvenor Inc., verkaufte am 08/12/2025 insgesamt 6,000 Aktien der Klasse A zum gewichteten Durchschnittspreis von $13.0206 je Aktie. Der gemeldete Verkauf erfolgte in mehreren Transaktionen zu Preisen zwischen $13.0100 und $13.0300. Nach diesen Veräußerungen besitzt die meldende Person wirtschaftlich 60,195 Aktien der Klasse A.

Das Form 4 gibt den gewichteten Durchschnittspreis des Verkaufs an und enthält eine Fußnote, die anbietet, auf Anfrage die Anzahl der zu jedem Preis verkauften Aktien mitzuteilen, sodass die Transaktionsdetails vollständig offengelegt werden und nicht nur ein zusammengefasster Preis.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
SULLIVAN KATHLEEN PATRICIA

(Last) (First) (Middle)
C/O GCM GROSVENOR INC.
900 NORTH MICHIGAN AVENUE, SUITE 1100

(Street)
CHICAGO IL 60611

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
GCM Grosvenor Inc. [ GCMG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Principal Accounting Officer
3. Date of Earliest Transaction (Month/Day/Year)
08/12/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 08/12/2025 S 6,000 D $13.0206(1) 60,195 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.0100 to $13.0300, inclusive.
Remarks:
The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
/s/ Burke Montgomery, Attorney-in-Fact 08/13/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did the GCM Grosvenor (GCMG) Form 4 report?

The Form 4 reports that Kathleen Patricia Sullivan sold 6,000 Class A shares on 08/12/2025 at a weighted average price of $13.0206 per share and now beneficially owns 60,195 shares.

What price did the insider receive for the shares in the GCMG filing?

The weighted average price was $13.0206, with individual trades ranging from $13.0100 to $13.0300 as disclosed in the footnote.

How many shares does Kathleen P. Sullivan own after the reported sale?

60,195 shares of Class A common stock are reported as beneficially owned following the transaction.

What role does the reporting person hold at GCM Grosvenor in the Form 4?

Principal Accounting Officer is listed as the reporting persons title on the Form 4.

Does the Form 4 provide details of each individual trade?

The filing states the shares were sold in multiple transactions and offers to provide the number of shares sold at each separate price on request rather than listing per-trade quantities in the form.
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