Kathleen Sullivan Reduces Stake to 60,195 Shares; Weighted Avg $13.0206
Rhea-AI Filing Summary
Kathleen Patricia Sullivan, Principal Accounting Officer at GCM Grosvenor Inc., sold 6,000 shares of Class A common stock on 08/12/2025 at a weighted average price of $13.0206 per share. The reported sale occurred in multiple transactions at prices ranging from $13.0100 to $13.0300. After these disposals the reporting person beneficially owns 60,195 shares of Class A common stock.
The Form 4 discloses the weighted average sale price and includes a footnote offering to provide the number of shares sold at each price on request, showing full disclosure of the transaction details rather than summary pricing alone.
Positive
- Full disclosure of pricing range and weighted average for the multiple transactions, improving transparency
- Reporting person retains 60,195 Class A shares after the sale, showing continued ownership
- Identified officer title (Principal Accounting Officer) clarifies the reporting persons role
Negative
- Sale of 6,000 Class A shares reduces insider holdings and may be viewed unfavorably by some investors
- Transaction occurred in multiple trades, which can complicate immediate interpretation without per-trade breakdown
Insights
Insider sale was disclosed with precise pricing; transaction size appears routine relative to total holdings.
The sale of 6,000 Class A shares at a weighted average of $13.0206 reduces the reporting persons stake to 60,195 shares. The filing specifies the price range of the multiple trades and offers to provide per-trade quantities, which improves transparency for investors assessing insider activity. Given the absolute size and remaining ownership, this reads as a non-extraordinary liquidity event rather than a material change in control or corporate direction.
Disclosure meets Form 4 requirements; no governance red flags from the transaction details provided.
The report identifies the reporting person, role as Principal Accounting Officer, the transaction date, number of shares sold, and the weighted average price with an explicit range. The willingness to provide per-price breakdowns further satisfies transparency norms. There is no indication in the filing of related-party transactions, 10b5-1 plan declaration, or other items that would suggest material governance concerns based on this single filing.