GCM Grosvenor (GCMG) awards 7,976 RSUs to accounting head

Rhea-AI Filing Summary

GCM Grosvenor Inc. reported an equity award to one of its senior executives. Principal Accounting Officer Kathleen Patricia Sullivan received 7,976 restricted stock units (RSUs) on January 15, 2026 under the company’s Amended and Restated 2020 Incentive Award Plan.

Each RSU represents the right to receive one share of Class A common stock. The RSUs will vest in full on April 15, 2026, as long as Sullivan remains in service through that date. After vesting, the award will be settled in Class A shares on the delivery date specified in the award agreement, unless GCM Grosvenor chooses instead to pay cash or a mix of cash and shares, at its sole discretion.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

SULLIVAN KATHLEEN PATRICIA

(Last) (First) (Middle)

C/O GCM GROSVENOR INC.

900 NORTH MICHIGAN AVENUE, SUITE 1100

(Street)

CHICAGO IL 60611

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
GCM Grosvenor Inc. [ GCMG ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Principal Accounting Officer

3. Date of Earliest Transaction (Month/Day/Year)
01/15/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	01/15/2026		A		7,976		(2)	(2)	Class A Common Stock	7,976	$0	7,976	D

Explanation of Responses:

1. Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer.

2. Represents a grant of RSUs under the Issuer's Amended and Restated 2020 Incentive Award Plan on January 15, 2026. The RSUs will vest in full on April 15, 2026, subject to the Reporting Person's continued service on the vesting date. Delivery of Class A Common Stock in settlement of vested RSUs will occur on the delivery date set forth in the applicable award agreement unless the Issuer elects to settle the RSUs in cash, or a combination of Class A Common Stock and cash, in the Issuer's sole discretion.

Remarks:

	/s/ Burke Montgomery, Attorney-in-Fact	01/16/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did GCM Grosvenor (GCMG) report in this Form 4?

The filing reports that Principal Accounting Officer Kathleen Patricia Sullivan received a grant of 7,976 restricted stock units (RSUs) on January 15, 2026 under GCM Grosvenor’s Amended and Restated 2020 Incentive Award Plan.

When do the 7,976 RSUs granted to the GCMG officer vest?

The 7,976 RSUs granted to Kathleen Patricia Sullivan will vest in full on April 15, 2026, provided she continues in service through that vesting date.

How many GCM Grosvenor derivative securities does the reporting person hold after this transaction?

Following the reported transaction, the Form 4 shows 7,976 derivative securities (RSUs) beneficially owned by the reporting person, held in direct ownership.

What does each RSU represent for GCM Grosvenor (GCMG) in this award?

Each restricted stock unit in this grant represents the contingent right to receive one share of GCM Grosvenor Class A common stock, subject to vesting conditions and settlement terms.

Can GCM Grosvenor settle these RSUs in cash instead of shares?

Yes. After vesting, the company may deliver Class A common stock on the award’s delivery date or, at its sole discretion, settle the RSUs in cash or a combination of cash and stock.

Was there a purchase price paid for the RSUs reported by GCMG?

The Form 4 lists a price of $0 per derivative security for this grant of restricted stock units, indicating it is an equity award rather than an open-market purchase.