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GCM Grosvenor Director Elects RSUs; 6,111 Shares Granted and Vested

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Scott Samuel C. III, a director of GCM Grosvenor Inc. (GCMG), reported a grant of 6,111 Restricted Stock Units (RSUs) on 09/30/2025. Each RSU represents the contingent right to one share of Class A common stock and this award was made in lieu of quarterly cash compensation at the reporting person’s election. The RSUs are fully vested as of the grant date and, per the filing, will settle into 6,111 shares of Class A common stock upon the earliest of the reporting person’s separation from service, a change in control event, or death or disability. The filing shows 103,815 shares beneficially owned by the reporting person following the transaction. The filing was submitted by one reporting person and is signed by an attorney-in-fact.

Positive

  • 6,111 RSUs fully vested on grant, providing immediate alignment of the director’s economic interests with shareholders
  • RSUs elected in lieu of cash compensation, indicating the reporting person chose equity-based pay under the 2020 Incentive Award Plan
  • Beneficial ownership reported at 103,815 shares following the transaction, increasing disclosed direct stake

Negative

  • None.

Insights

TL;DR: Director received fully vested RSUs in lieu of cash, modestly increasing direct ownership to 103,815 shares.

The Form 4 documents a routine equity-based compensation election rather than a market transaction. The award of 6,111 RSUs was granted under the company’s 2020 Incentive Award Plan and is fully vested on grant, meaning no future service condition is required for vesting. Settlement triggers are standard (separation, change in control, death/disability). This increases the director’s direct economic exposure to the company’s Class A common stock by 6,111 shares, raising reported beneficial ownership to 103,815 shares. The filing contains no indication of sales or other dispositions.

TL;DR: Governance-wise this is a customary compensation election, showing board alignment with shareholder interests via equity.

The disclosure indicates the director elected equity rather than cash compensation, which aligns director incentives with shareholder outcomes. The RSUs are fully vested on grant and governed by the Amended and Restated 2020 Incentive Award Plan; settlement conditions are customary and limited to standard events. The filing is a standard Section 16 report and does not disclose any unusual terms, derivative activity, or planned dispositions.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
SCOTT SAMUEL C III

(Last) (First) (Middle)
C/O GCM GROSVENOR INC.
900 NORTH MICHIGAN AVENUE, SUITE 1100

(Street)
CHICAGO IL 60611

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
GCM Grosvenor Inc. [ GCMG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
09/30/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 09/30/2025 A 6,111 (2) (2) Class A Common Stock 6,111 $12.07 103,815 D
Explanation of Responses:
1. Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer.
2. This award of RSUs was granted pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. Shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability.
Remarks:
/s/ Burke Montgomery, Attorney-in-Fact 10/01/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did Scott Samuel C. III report on Form 4 for GCMG?

He reported a grant of 6,111 Restricted Stock Units (RSUs) on 09/30/2025, awarded in lieu of quarterly cash compensation.

Are the RSUs vested or subject to future vesting conditions?

The filing states the RSUs are fully vested as of the date of grant.

How many shares does the reporting person own after the RSU grant?

The filing reports 103,815 shares beneficially owned following the reported transaction.

Under what plan were the RSUs granted?

The award was granted pursuant to the Issuer’s Amended and Restated 2020 Incentive Award Plan.

When will RSUs be settled into shares of Class A common stock?

Settlement will occur upon the earliest of the reporting person’s separation from service, a change in control event, or the reporting person’s death or disability.
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