GCM Grosvenor Form 4 shows 13,409 RSU grant to officer

Rhea-AI Filing Summary

GCM Grosvenor Inc. (GCMG) reported an equity award to one of its officers, the Principal Accounting Officer. On November 15, 2025, the officer received a grant of 13,409 restricted stock units (RSUs) under the company’s Amended and Restated 2020 Incentive Award Plan. Each RSU represents the right to receive one share of GCM Grosvenor Class A common stock.

The RSUs will vest in full on March 1, 2026, as long as the officer continues in service through that date. The award has an exercise price of $0, and the company may choose to settle the vested RSUs in Class A common stock, cash, or a mix of both, at its sole discretion.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

SULLIVAN KATHLEEN PATRICIA

(Last) (First) (Middle)

C/O GCM GROSVENOR INC.

900 NORTH MICHIGAN AVENUE, SUITE 1100

(Street)

CHICAGO IL 60611

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
GCM Grosvenor Inc. [ GCMG ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Principal Accounting Officer

3. Date of Earliest Transaction (Month/Day/Year)
11/15/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	11/15/2025		A		13,409		(2)	(2)	Class A Common Stock	13,409	$0	13,409	D

Explanation of Responses:

1. Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer.

2. Represents a grant of RSUs under the Issuer's Amended and Restated 2020 Incentive Award Plan on November 15, 2025. The RSUs will vest in full on March 1, 2026, subject to the Reporting Person's continued service on the vesting date. Delivery of Class A Common Stock in settlement of vested RSUs will occur on the delivery date set forth in the applicable award agreement unless the Issuer elects to settle the RSUs in cash, or a combination of Class A Common Stock and cash, in the Issuer's sole discretion.

Remarks:

	/s/ Burke Montgomery, Attorney-in-Fact	11/17/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What equity award did GCM Grosvenor (GCMG) report in this Form 4?

GCM Grosvenor reported a grant of 13,409 restricted stock units (RSUs) to its Principal Accounting Officer under the Amended and Restated 2020 Incentive Award Plan.

When do the 13,409 RSUs granted by GCM Grosvenor vest?

The 13,409 RSUs will vest in full on March 1, 2026, subject to the reporting person’s continued service through the vesting date.

What does each RSU granted by GCM Grosvenor represent?

Each restricted stock unit represents the contingent right to receive one share of Class A Common Stock of GCM Grosvenor.

How can the RSUs reported by GCM Grosvenor be settled?

Upon vesting, the RSUs may be settled in Class A Common Stock, in cash, or in a combination of both, at the issuer’s sole discretion.

What is the exercise or purchase price of the GCM Grosvenor RSU award?

The reported RSU award has a price of $0, which is typical for restricted stock units that represent a right to receive shares rather than an option to purchase them.

Which plan governs the RSU grant disclosed by GCM Grosvenor?

The RSU grant was made under GCM Grosvenor’s Amended and Restated 2020 Incentive Award Plan.