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GCM Grosvenor (GCMG) withholds 23,953 shares for taxes on RSU vesting

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

GCM Grosvenor Inc. executive Frederick Pollock reported the vesting and settlement of 60,870 Restricted Stock Units (RSUs) into an equal number of shares of Class A Common Stock on August 15, 2026. The RSUs were granted under the company’s Amended and Restated 2020 Incentive Award Plan and vested in full on that date.

In connection with this net settlement, 23,953 shares of Class A Common Stock were withheld at $13.86 per share to satisfy tax withholding obligations. The withholding represents a reduction of shares issued to Pollock upon RSU settlement and does not involve any open-market sale.

Positive

  • None.

Negative

  • None.
Insider Pollock Frederick
Role Chief Investment Officer
Type Security Shares Price Value
Exercise Restricted Stock Units F2, F1 60,870 $0.00 $0.00
Exercise Class A Common Stock F1, F2 60,870 -- --
Tax Withholding Class A Common Stock F3 23,953 $13.86 $332K
Holdings After Transaction: Restricted Stock Units — 0 shares (Direct); Class A Common Stock — 813,189 shares (Direct)
Footnotes (3)
  1. F1. Represents restricted stock units ("RSUs") that were granted under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2026, and vested in full on August 15, 2026. Shares of Class A common stock of the Issuer were delivered to the Reporting Person in settlement of vested RSUs on August 15, 2026.
  2. F2. Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer.
  3. F3. Represents shares of Class A common stock that have been withheld by the Issuer to satisfy tax withholding obligations in connection with the net settlement of RSUs that vested on August 15, 2026. The shares withheld represent a reduction of shares issued to the Reporting Person upon settlement of vested RSUs and do not constitute any open-market sale.
RSUs vested and settled 60,870 units RSUs granted March 1, 2026, vested and settled on August 15, 2026
Shares withheld for taxes 23,953 shares Class A Common Stock withheld to satisfy tax obligations on August 15, 2026
Tax withholding price $13.86 per share Per-share value used for shares withheld to cover tax obligations
Underlying common shares per RSU 1 share per RSU Each RSU represents the right to receive one share of Class A Common Stock
Restricted Stock Units financial
"Represents restricted stock units ("RSUs") that were granted under the Issuer's"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
net settlement financial
"to satisfy tax withholding obligations in connection with the net settlement of RSUs"
tax withholding obligations financial
"shares of Class A common stock that have been withheld by the Issuer to satisfy tax withholding obligations"

FAQ

What insider equity transaction did GCMG executive Frederick Pollock report on August 15, 2026?
Frederick Pollock reported the vesting and settlement of 60,870 RSUs into 60,870 shares of GCM Grosvenor Class A Common Stock. These RSUs were granted under the company’s Amended and Restated 2020 Incentive Award Plan and vested in full on August 15, 2026.

How many GCMG shares were withheld for taxes in Frederick Pollock’s August 2026 Form 4?
The company withheld 23,953 shares of GCMG Class A Common Stock at $13.86 per share to satisfy Pollock’s tax withholding obligations. This withholding reduced the shares delivered upon RSU settlement and did not involve any open-market sale of stock.

Did Frederick Pollock sell any GCMG shares on the open market in this Form 4 filing?
No open-market sale was reported. The 23,953 shares shown as a disposition were withheld by the issuer solely to cover tax obligations tied to vested RSUs, and the filing specifies that this withholding does not constitute any open-market transaction.

What plan governed the RSUs reported in Frederick Pollock’s GCMG Form 4?
The RSUs were granted under GCM Grosvenor’s Amended and Restated 2020 Incentive Award Plan. They were granted on March 1, 2026, and vested in full on August 15, 2026, when shares of Class A Common Stock were delivered to settle the vested RSUs.

What does each RSU reported by Frederick Pollock represent for GCMG stock?
Each RSU represents the contingent right to receive one share of Class A Common Stock of GCM Grosvenor. Upon vesting and settlement, the RSUs convert into an equivalent number of common shares, subject to any shares withheld to satisfy applicable tax obligations.

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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Pollock Frederick
(Last)(First)(Middle)
C/O GCM GROSVENOR INC.
900 NORTH MICHIGAN AVENUE, SUITE 1100
(Street)
CHICAGO ILLINOIS 60611
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
GCM Grosvenor Inc. [ GCMG ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Investment Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/15/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock08/15/2026M60,870(1)A(2)837,142D
Class A Common Stock08/15/2026F23,953(3)D$13.86813,189D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(2)08/15/2026M60,870(1) (1) (1)Class A Common Stock60,870$00D
Explanation of Responses:
1. Represents restricted stock units ("RSUs") that were granted under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2026, and vested in full on August 15, 2026. Shares of Class A common stock of the Issuer were delivered to the Reporting Person in settlement of vested RSUs on August 15, 2026.
2. Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer.
3. Represents shares of Class A common stock that have been withheld by the Issuer to satisfy tax withholding obligations in connection with the net settlement of RSUs that vested on August 15, 2026. The shares withheld represent a reduction of shares issued to the Reporting Person upon settlement of vested RSUs and do not constitute any open-market sale.
Remarks:
/s/ Burke Montgomery, Attorney-in-Fact08/17/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR