GCM Grosvenor director Malkin gets 4,849 stock units

Settlement shares are delivered upon the earliest of separation from service, a change in control event, death or disability.

Rhea-AI Filing Summary

GCM Grosvenor Inc. director Stephen Malkin received an award of 4,849 restricted stock units on September 30, 2026, at a reported $12.89 per share. The award was granted under the Amended and Restated 2020 Incentive Award Plan in lieu of quarterly cash compensation at his election and was fully vested on the grant date. Each unit represents the contingent right to one Class A Common Stock share; settlement shares are delivered upon the earliest of separation from service, a change in control event, death or disability. His reported resulting position was 112,236 RSUs.

Insider Trade Summary

Grant/Award: 4,849 shares

Grant/Award 1 txn

Insider Malkin Stephen

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Units F1, F2	4,849	$12.89	$63K

Holdings After Transaction: Restricted Stock Units — 112,236 contracts (Direct)

Footnotes (2)

1. F1. Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer.
2. F2. This award of RSUs was granted pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. Shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability.

Key Figures

RSUs awarded: 4,849 RSUs Reported per-share amount: $12.89 per share Resulting RSU position: 112,236 RSUs +1 more

4 metrics

RSUs awarded 4,849 RSUs Awarded September 30, 2026

Reported per-share amount $12.89 per share Restricted stock unit award

Resulting RSU position 112,236 RSUs Following the award

Underlying shares per RSU 1 Class A Common Stock share per RSU Contingent right represented by each RSU

Key Terms

Restricted Stock Unit, Amended and Restated 2020 Incentive Award Plan, separation from service, change in control event

4 terms

Restricted Stock Unit financial

"Each Restricted Stock Unit ("RSU") represents the contingent right"

A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.

Amended and Restated 2020 Incentive Award Plan financial

"granted pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan"

separation from service financial

"the Reporting Person's "separation from service" from the Issuer"

change in control event financial

"a "change in control event" of the Issuer"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many GCMG RSUs did Stephen Malkin receive?

Stephen Malkin received 4,849 RSUs on September 30, 2026, at a reported $12.89 per share. The award was granted in lieu of quarterly cash compensation at his election and was fully vested as of the grant date. His reported resulting position was 112,236 RSUs.

When will Stephen Malkin's GCMG RSUs be settled?

Shares of Class A Common Stock in settlement of the vested RSUs will be delivered upon the earliest to occur of Stephen Malkin's separation from service from GCM Grosvenor, a change in control event, or his death or disability.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/01/2026 - 08:56 PM Accepted by SEC EDGAR 10/01/2026 - 08:55 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Malkin Stephen

(Last) (First) (Middle)

C/O GCM GROSVENOR INC.

900 NORTH MICHIGAN AVENUE, SUITE 1100

(Street)

CHICAGO ILLINOIS 60611

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
GCM Grosvenor Inc. [ GCMG ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/30/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	09/30/2026		A		4,849		(2)	(2)	Class A Common Stock	4,849	$12.89	112,236	D

Explanation of Responses:

1. Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer.

2. This award of RSUs was granted pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. Shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability.

Remarks:

	/s/ Burke Montgomery, Attorney-in-Fact	10/01/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)