Welcome to our dedicated page for Gcm Grosvenor SEC filings (Ticker: GCMG), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
GCM Grosvenor filings document regulatory disclosures for an alternative asset management company with Class A common stock and warrants registered on Nasdaq. Form 8-K reports cover quarterly and annual financial results, earnings presentations, dividend declarations, share repurchase authorization changes, debt prepayment activity, investor presentations and other material events.
The company’s proxy materials describe annual meeting voting matters and governance disclosures. Other filings address capital structure and financing mechanics, including an equity distribution agreement under an effective shelf registration statement, along with officer-transition disclosures when applicable.
GCM Grosvenor Inc ownership update: The Vanguard Group filed an amendment stating it beneficially owns 0 shares of common stock, representing 0% of the class. The amendment explains an internal realignment effective January 12, 2026, after which certain Vanguard subsidiaries report holdings separately in reliance on SEC Release No. 34-39538.
The filing is signed by Ashley Grim, Head of Global Fund Administration, and clarifies that Vanguard-managed vehicles retain rights to dividends or proceeds where applicable.
GCM Grosvenor Inc. Principal Accounting Officer Kathleen Patricia Sullivan reported a charitable gift of 1,600 shares of Class A common stock. The shares were transferred at a price of $0.00 per share as a bona fide gift. Following this donation, she directly holds 70,004 shares of Class A common stock.
GCM Grosvenor Inc. Principal Accounting Officer Kathleen Patricia Sullivan reported equity compensation activity involving restricted stock units (RSUs) and Class A common stock. She exercised 13,409 RSUs for no cash cost, converting them into 13,409 shares of Class A common stock.
The filing also shows a new grant of 30,435 RSUs under the company’s Amended and Restated 2020 Incentive Award Plan, awarded on March 1, 2026. These RSUs vest in three equal installments on May 15, 2027, May 15, 2028 and May 15, 2029, contingent on her continued service.
The earlier RSU grant made on November 15, 2025 vested in full on March 1, 2026. Shares delivered upon settlement may be paid in stock, cash, or a mix, at the company’s discretion.
Bentley Pamela L reported acquisition or exercise transactions in this Form 4 filing.
GCM Grosvenor Inc.’s Chief Financial Officer, Pamela L. Bentley, reported equity award activity. On March 1, 2026, 39,845 Restricted Stock Units vested and were settled into 39,845 shares of Class A Common Stock at no cost, leaving her with 43,154 Class A shares held directly. She also received a new grant of 40,348 RSUs that will vest in three equal installments on May 15, 2027, May 15, 2028, and May 15, 2029, subject to continued service.
GCM Grosvenor Inc. Chief Investment Officer Frederick Pollock reported multiple equity compensation events. On March 1, 2026 he acquired Class A Common Stock through the exercise or conversion of 50,000 and 50,000 Restricted Stock Units (RSUs), with 800,917 Class A shares directly owned afterward. Footnotes explain these RSUs were granted under the company’s 2020 Incentive Award Plan and vested in tranches tied to his employment agreement, with corresponding share delivery on March 2, 2026.
On the same date he received new RSU grants of 60,870 units that vest in full on August 15, 2026, and 150,000 units vesting in three equal installments on March 1 of 2027, 2028, and 2029. On March 2, 2026 the issuer withheld 39,807 Class A shares at $11.70 per share to satisfy tax obligations related to vested RSUs; the filing states this was not an open‑market sale. After this tax‑withholding disposition, he directly owned 761,110 Class A shares.
Levin Jonathan Reisin reported acquisition or exercise transactions in this Form 4 filing.
GCM Grosvenor Inc. director and president Jonathan Reisin Levin reported receiving two grants of Restricted Stock Units (RSUs). Each RSU represents the right to receive one share of the company’s Class A common stock, subject to future vesting and settlement conditions.
The first award covers 91,305 RSUs granted on March 1, 2026, which will vest in full on August 15, 2026, if he remains in service. These RSUs may be settled in shares, cash, or a combination, at the company’s discretion under its Amended and Restated 2020 Incentive Award Plan.
The second award covers 150,000 RSUs granted on March 1, 2026, vesting in three equal installments on May 15, 2027, May 15, 2028, and May 15, 2029, subject to continued service. Vested units from this grant will be settled in Class A common stock on the delivery dates set in the award agreement.
GCM Grosvenor Inc. director Angela Blanton reported open-market sales of a total of 41,184 shares of Class A Common Stock. She sold 39,278 shares on February 26, 2026 at a weighted average price of $11.8758 per share and 1,906 shares on February 27, 2026 at a weighted average price of $11.7307 per share. After these transactions, she directly holds 45,699 Class A shares. The reported prices are weighted averages for multiple trades, with execution ranges between $11.70 and $11.97 per share.
Angela Blanton submitted a Rule 144 notice concerning restricted common stock that vested on 01/15/2026 under a registered plan for services rendered. The filing shows a recent sale of 39,278 shares on 02/26/2026 for $466,457.67, with Morgan Stanley Smith Barney LLC listed as broker.
GCM Grosvenor Inc. reports solid growth in its alternative asset management franchise for the year ended December 31, 2025. Assets under management rose to $90.9 billion, up from $80.1 billion, with fee-paying AUM increasing 12% to $72.5 billion, driven by $8.3 billion of contributions and favorable market performance.
Total operating revenues grew to $557.6 million from $514.0 million, led by management fees of $425.8 million and a 23% increase in performance fees to $68.2 million. Net income attributable to GCM Grosvenor Inc. more than doubled to $45.4 million, while adjusted net income rose to $166.3 million. Fee-Related Earnings reached $185.1 million with a 44% margin, reflecting operating leverage.
Private markets strategies accounted for $64.1 billion of AUM and absolute return strategies $26.8 billion, with sustainable investments totaling $31.2 billion. The firm continued to return capital through share repurchases, buying about 2.76 million shares in Q4 2025 and leaving $55.7 million available under its buyback plan.
Grosvenor Inc. has a new large shareholder disclosure, with several Cantor Fitzgerald–related entities reporting significant holdings of Class A common stock. Cantor Fitzgerald, L.P., CF Group Management, Inc., and Brandon G. Lutnick each report beneficial ownership of 6,451,535 shares, representing 10.3% of the class as of 12/31/2025. CF Finance Holdings, LLC reports 2,951,535 shares, or 4.7%, and CF Investor, LLC reports 3,500,000 shares, or 5.6%. All reporting persons have shared, and no sole, voting and dispositive power over their respective positions, and they certify the shares are not held to change or influence control of Grosvenor Inc.