Director at GCM Grosvenor (GCMG) takes 7,216 RSUs instead of cash fees

Q: What insider transaction did GCM Grosvenor (GCMG) report for David Helfand?

GCM Grosvenor reported that director David Helfand received 7,216 Restricted Stock Units (RSUs). Each RSU represents the right to receive one share of Class A Common Stock, granted as part of his director compensation.

Q: How were David Helfand’s RSUs at GCM Grosvenor (GCMG) structured?

The 7,216 RSUs granted to David Helfand are fully vested on the grant date. Each unit entitles him to one share of Class A Common Stock, subject to deferred delivery conditions specified by the company.

Q: Why did David Helfand receive RSUs instead of cash from GCM Grosvenor (GCMG)?

David Helfand elected to receive an RSU award in lieu of quarterly cash compensation. The grant was made under GCM Grosvenor’s Amended and Restated 2020 Incentive Award Plan as part of his director compensation structure.

Q: When will David Helfand receive GCM Grosvenor (GCMG) shares from his RSUs?

Shares from David Helfand’s vested RSUs will be delivered upon the earliest of his separation from service, a change in control event at GCM Grosvenor, or his death or disability, according to the award terms.

Q: How many GCM Grosvenor (GCMG) RSUs does David Helfand hold after this grant?

After this award, David Helfand holds 49,145 RSUs directly. Each RSU represents the contingent right to receive one share of GCM Grosvenor Class A Common Stock upon the specified settlement events.

Q: What is the reference price for David Helfand’s new RSUs at GCM Grosvenor (GCMG)?

The granted 7,216 RSUs carry a reported value of $12.30 per unit. The Form 4 also shows a conversion or exercise price of $0.00, reflecting that no cash payment is required to receive shares upon settlement.

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

HELFAND DAVID reported acquisition or exercise transactions in this Form 4 filing.

GCM Grosvenor Inc. director David Helfand received 7,216 Restricted Stock Units (RSUs) that each represent one share of Class A Common Stock. The RSUs were granted in lieu of quarterly cash compensation at his election under the company’s Amended and Restated 2020 Incentive Award Plan.

The award is fully vested on the grant date, but shares will be delivered later. Delivery of Class A shares will occur upon the earliest of his separation from service, a change in control event of the company, or his death or disability. After this grant, Helfand directly holds 49,145 RSUs representing Class A shares.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider HELFAND DAVID

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Units	7,216	$12.30	$89K

Holdings After Transaction: Restricted Stock Units — 49,145 shares (Direct)

Footnotes (2)

F1. Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer.
F2. This award of RSUs was granted pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. Shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability.

Key Figures

RSUs granted: 7,216 units Reference value per RSU: $12.30 per unit RSU holdings after grant: 49,145 units +1 more

4 metrics

RSUs granted 7,216 units Restricted Stock Units granted to director on June 30, 2026

Reference value per RSU $12.30 per unit Reported transaction price per Restricted Stock Unit

RSU holdings after grant 49,145 units Total Restricted Stock Units held directly following the transaction

Exercise price $0.00 Conversion or exercise price for the RSUs

Key Terms

Restricted Stock Units, Amended and Restated 2020 Incentive Award Plan, separation from service, change in control event

4 terms

Restricted Stock Units financial

"Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Amended and Restated 2020 Incentive Award Plan financial

"This award of RSUs was granted pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan"

separation from service financial

"Shares ... will be delivered upon the earliest to occur of the Reporting Person's "separation from service""

change in control event financial

"upon the earliest to occur of ... a "change in control event" of the Issuer"

FAQ

What insider transaction did GCM Grosvenor (GCMG) report for David Helfand?

GCM Grosvenor reported that director David Helfand received 7,216 Restricted Stock Units (RSUs). Each RSU represents the right to receive one share of Class A Common Stock, granted as part of his director compensation.

How were David Helfand’s RSUs at GCM Grosvenor (GCMG) structured?

The 7,216 RSUs granted to David Helfand are fully vested on the grant date. Each unit entitles him to one share of Class A Common Stock, subject to deferred delivery conditions specified by the company.

Why did David Helfand receive RSUs instead of cash from GCM Grosvenor (GCMG)?

David Helfand elected to receive an RSU award in lieu of quarterly cash compensation. The grant was made under GCM Grosvenor’s Amended and Restated 2020 Incentive Award Plan as part of his director compensation structure.

When will David Helfand receive GCM Grosvenor (GCMG) shares from his RSUs?

Shares from David Helfand’s vested RSUs will be delivered upon the earliest of his separation from service, a change in control event at GCM Grosvenor, or his death or disability, according to the award terms.

How many GCM Grosvenor (GCMG) RSUs does David Helfand hold after this grant?

After this award, David Helfand holds 49,145 RSUs directly. Each RSU represents the contingent right to receive one share of GCM Grosvenor Class A Common Stock upon the specified settlement events.

What is the reference price for David Helfand’s new RSUs at GCM Grosvenor (GCMG)?

The granted 7,216 RSUs carry a reported value of $12.30 per unit. The Form 4 also shows a conversion or exercise price of $0.00, reflecting that no cash payment is required to receive shares upon settlement.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 07/01/2026 - 04:32 PM Accepted by SEC EDGAR 07/01/2026 - 04:31 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

HELFAND DAVID

(Last)

(First)

(Middle)

C/O GCM GROSVENOR INC.

900 NORTH MICHIGAN AVENUE, SUITE 1100

(Street)

CHICAGO

ILLINOIS

60611

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
GCM Grosvenor Inc. [ GCMG ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/30/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	⁽¹⁾	06/30/2026		A		7,216		⁽²⁾	⁽²⁾	Class A Common Stock	7,216	$12.3	49,145	D

Explanation of Responses:

1. Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer.

2. This award of RSUs was granted pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. Shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability.

Remarks:

	/s/ Burke Montgomery, Attorney-in-Fact	07/01/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR