GCM Grosvenor officer RSUs vest; shares withheld for tax
GCM Grosvenor Inc. Principal Accounting Officer Kathleen Patricia Sullivan reported routine equity compensation activity tied to restricted stock units (RSUs).
Rhea-AI Filing Summary
GCM Grosvenor Inc. Principal Accounting Officer Kathleen Patricia Sullivan reported routine equity compensation activity tied to restricted stock units (RSUs). On May 31, 2026, 12,500 RSUs from a March 1, 2023 grant, 12,121 RSUs from a March 1, 2024 grant, and 9,114 RSUs from a March 1, 2025 grant vested, each RSU converting into one share of Class A Common Stock.
In connection with these vestings, the company withheld 14,946 shares of Class A Common Stock at $10.63 per share to satisfy tax withholding obligations. The filing notes that these withheld shares reduced the shares issued on settlement and did not involve any open-market sale.
Positive
- None.
Negative
- None.
Insider Trade Summary
33,735 shares exercised/converted
Exercise
7 txns
Insider
SULLIVAN KATHLEEN PATRICIA
Role
Principal Accounting Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Restricted Stock Units | 12,500 | $0.00 | $0.00 |
| Exercise | Restricted Stock Units | 12,121 | $0.00 | $0.00 |
| Exercise | Restricted Stock Units | 9,114 | $0.00 | $0.00 |
| Exercise | Class A Common Stock | 12,500 | $0.00 | $0.00 |
| Exercise | Class A Common Stock | 12,121 | $0.00 | $0.00 |
| Exercise | Class A Common Stock | 9,114 | $0.00 | $0.00 |
| Exercise Price or Tax Liability | Class A Common Stock | 14,946 | $10.63 | $159K |
Holdings After Transaction:
Restricted Stock Units — 30,352 contracts (Direct);
Class A Common Stock — 84,795 shares (Direct)
Footnotes (5)
- F1. Represents restricted stock units ("RSUs") that were granted under the Issuer's 2020 Incentive Award Plan on March 1, 2023. 12,500 RSUs vested on May 31, 2024, 12,500 RSUs vested on May 31, 2025 and 12,500 RSUs vested on May 31, 2026. 12,500 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of 12,500 vested RSUs on May 31, 2026.
- F2. Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer.
- F3. Represents RSUs that were granted under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2024. 12,121 RSUs vested on May 31, 2025, 12,121 RSUs vested on May 31, 2026 and 12,122 RSUs will vest on May 31, 2027, subject to the Reporting Person's continued service through the applicable vesting date. 12,121 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of 12,121 vested RSUs on May 31, 2026.
- F4. Represents RSUs that were granted under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2025. 9,114 RSUs vested on May 31, 2026, 9,114 RSUs will vest on May 31, 2027 and 9,116 RSUs will vest on May 31, 2028, subject to the Reporting Person's continued service through the applicable vesting date. 9,114 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of 9,114 vested RSUs on May 31, 2026.
- F5. Represents shares of Class A Common Stock that have been withheld by the Issuer to satisfy tax withholding obligations in connection with the net settlement of RSUs that vested on May 31, 2026. The shares withheld represent a reduction of shares issued to the Reporting Person upon settlement of vested RSUs and do not constitute any open-market sale.
Key Figures
Shares withheld for taxes: 14,946 shares
Tax withholding reference price: $10.63 per share
2023 grant RSUs vested: 12,500 RSUs
+2 more
5 metrics
Shares withheld for taxes
14,946 shares
Class A Common Stock withheld to satisfy tax obligations on May 31, 2026
Tax withholding reference price
$10.63 per share
Value used for 14,946 withheld Class A Common Stock shares
2023 grant RSUs vested
12,500 RSUs
Vested May 31, 2024, 2025, and 2026 from March 1, 2023 grant; 12,500 shares delivered May 31, 2026
2024 grant RSUs vested
12,121 RSUs
Vested May 31, 2025 and 2026 from March 1, 2024 grant; 12,121 shares delivered May 31, 2026
2025 grant RSUs vested
9,114 RSUs
Vested May 31, 2026 from March 1, 2025 grant; 9,114 shares delivered May 31, 2026
Key Terms
Restricted Stock Units, Incentive Award Plan, Amended and Restated 2020 Incentive Award Plan, net settlement, +1 more
5 terms
Restricted Stock Units financial
"Represents restricted stock units ("RSUs") that were granted under the Issuer's 2020 Incentive Award Plan"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Incentive Award Plan financial
"granted under the Issuer's 2020 Incentive Award Plan on March 1, 2023"
An incentive award plan is a formal program that rewards employees, executives, or directors with cash, stock, options, or other pay when the company meets set goals or performance targets. Like a sales commission or a loyalty program that pays out when you hit milestones, it’s designed to align staff behavior with company objectives; investors care because it affects a company’s costs, share count (dilution), leadership incentives, and long-term value creation.
Amended and Restated 2020 Incentive Award Plan financial
"granted under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2024"
net settlement financial
"to satisfy tax withholding obligations in connection with the net settlement of RSUs that vested on May 31, 2026"
tax withholding obligations financial
"shares of Class A Common Stock that have been withheld by the Issuer to satisfy tax withholding obligations"
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What insider transactions did GCM Grosvenor (GCMG) report for Kathleen Patricia Sullivan?
GCM Grosvenor reported RSU vesting and related share movements for Principal Accounting Officer Kathleen Patricia Sullivan. Several restricted stock unit grants vested and converted into Class A Common Stock, with a portion of shares withheld by the company to cover associated tax obligations.
Which RSU grants vested for the GCM Grosvenor (GCMG) officer on May 31, 2026?
RSUs from three grants vested on May 31, 2026: 12,500 RSUs from a March 1, 2023 grant, 12,121 RSUs from a March 1, 2024 grant, and 9,114 RSUs from a March 1, 2025 grant, each converting into one share of Class A Common Stock.
Did the GCM Grosvenor (GCMG) Form 4 show any open-market stock sales?
The Form 4 states that the 14,946 shares withheld for taxes were a reduction in shares issued upon RSU settlement and "do not constitute any open-market sale." The filing describes tax-withholding dispositions only, not discretionary market transactions.
What role does Kathleen Patricia Sullivan hold at GCM Grosvenor (GCMG)?
Kathleen Patricia Sullivan is identified as the company’s Principal Accounting Officer. The reported transactions relate to her equity compensation, specifically restricted stock units granted under GCM Grosvenor’s 2020 and Amended and Restated 2020 Incentive Award Plans.
AI-generated analysis. How Rhea-AI works. Not financial advice.
