STOCK TITAN

GCM Grosvenor (GCMG) president settles RSUs; 45,085 shares withheld for taxes

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

GCM Grosvenor Inc.’s President Jonathan Reisin Levin reported routine equity compensation activity involving vested restricted stock units (RSUs) and related tax withholding.

On May 31, 2026, Levin exercised or converted RSUs into a total of 99,242 shares of Class A Common Stock through multiple derivative transactions. These RSUs were granted under GCM Grosvenor’s 2020 and Amended and Restated 2020 Incentive Award Plans and vested in scheduled annual installments.

The company withheld 45,085 shares of Class A Common Stock, valued at $10.63 per share, to satisfy tax withholding obligations in connection with the net settlement of RSUs that vested on May 31, 2026. The filing states that these withheld shares represent a reduction of shares issued upon settlement of vested RSUs and “do not constitute any open-market sale.”

Positive

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Negative

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Insider Levin Jonathan Reisin
Role President
Type Security Shares Price Value
Exercise Restricted Stock Units 25,000 $0.00 --
Exercise Restricted Stock Units 24,242 $0.00 --
Exercise Restricted Stock Units 50,000 $0.00 --
Exercise Class A Common Stock 25,000 $0.00 --
Exercise Class A Common Stock 24,242 $0.00 --
Exercise Class A Common Stock 50,000 $0.00 --
Tax Withholding Class A Common Stock 45,085 $10.63 $479K
Holdings After Transaction: Restricted Stock Units — 0 shares (Direct, null); Class A Common Stock — 611,844 shares (Direct, null)
Footnotes (1)
  1. Represents restricted stock units ("RSUs") that were granted under the Issuer's 2020 Incentive Award Plan on March 1, 2023. 25,000 RSUs vested on May 31, 2024, 25,000 RSUs vested on May 31, 2025 and 25,000 RSUs vested on May 31, 2026. 25,000 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of 25,000 vested RSUs on May 31, 2026. Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer. Represents RSUs that were granted under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2024. 24,242 RSUs vested on May 31, 2025, 24,242 RSUs vested on May 31, 2026 and 24,243 RSUs will vest on May 31, 2027, subject to the Reporting Person's continued service through the applicable vesting date. 24,242 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of 24,242 vested RSUs on May 31, 2026. Represents RSUs that were granted under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2025. 50,000 RSUs vested on May 31, 2026, 50,000 RSUs will vest on May 31, 2027 and 50,000 RSUs will vest on May 31, 2028, subject to the Reporting Person's continued service through the applicable vesting date. 50,000 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of 50,000 vested RSUs on May 31, 2026. Represents shares of Class A Common Stock that have been withheld by the Issuer to satisfy tax withholding obligations in connection with the net settlement of RSUs that vested on May 31, 2026. The shares withheld represent a reduction of shares issued to the Reporting Person upon settlement of vested RSUs and do not constitute any open-market sale.
RSU-derived shares 99,242 shares Total Class A Common Stock from RSU exercises/conversions on May 31, 2026
Tax withholding shares 45,085 shares Shares withheld to satisfy tax obligations on vested RSUs
Withholding share price $10.63 per share Value used for 45,085 withheld Class A shares
2023 RSU vesting 25,000 RSUs per year 2023 grant vesting on May 31, 2024, 2025 and 2026
2024 RSU vesting 24,242 / 24,242 / 24,243 RSUs 2024 grant vesting on May 31, 2025, 2026 and 2027
2025 RSU vesting 50,000 RSUs per tranche 2025 grant vesting on May 31, 2026, 2027 and 2028
Restricted Stock Units financial
"Represents restricted stock units ("RSUs") that were granted under the Issuer's 2020 Incentive Award Plan"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Incentive Award Plan financial
"granted under the Issuer's 2020 Incentive Award Plan on March 1, 2023"
An incentive award plan is a formal program that rewards employees, executives, or directors with cash, stock, options, or other pay when the company meets set goals or performance targets. Like a sales commission or a loyalty program that pays out when you hit milestones, it’s designed to align staff behavior with company objectives; investors care because it affects a company’s costs, share count (dilution), leadership incentives, and long-term value creation.
Amended and Restated 2020 Incentive Award Plan financial
"granted under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2024"
net settlement financial
"in connection with the net settlement of RSUs that vested on May 31, 2026"
tax withholding obligations financial
"withheld by the Issuer to satisfy tax withholding obligations in connection with the net settlement of RSUs"
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Levin Jonathan Reisin

(Last)(First)(Middle)
C/O GCM GROSVENOR INC.
900 NORTH MICHIGAN AVENUE, SUITE 1100

(Street)
CHICAGO ILLINOIS 60611

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
GCM Grosvenor Inc. [ GCMG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
President
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/31/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock05/31/2026M(1)25,000A(2)611,844D
Class A Common Stock05/31/2026M(3)24,242A(2)636,086D
Class A Common Stock05/31/2026M(4)50,000A(2)686,086D
Class A Common Stock05/31/2026F45,085(5)D$10.63641,001D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(2)05/31/2026M25,000 (1) (1)Class A Common Stock25,000$00D
Restricted Stock Units(2)05/31/2026M24,242 (3) (3)Class A Common Stock24,242$024,243D
Restricted Stock Units(2)05/31/2026M50,000 (4) (4)Class A Common Stock50,000$0100,000D
Explanation of Responses:
1. Represents restricted stock units ("RSUs") that were granted under the Issuer's 2020 Incentive Award Plan on March 1, 2023. 25,000 RSUs vested on May 31, 2024, 25,000 RSUs vested on May 31, 2025 and 25,000 RSUs vested on May 31, 2026. 25,000 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of 25,000 vested RSUs on May 31, 2026.
2. Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer.
3. Represents RSUs that were granted under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2024. 24,242 RSUs vested on May 31, 2025, 24,242 RSUs vested on May 31, 2026 and 24,243 RSUs will vest on May 31, 2027, subject to the Reporting Person's continued service through the applicable vesting date. 24,242 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of 24,242 vested RSUs on May 31, 2026.
4. Represents RSUs that were granted under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2025. 50,000 RSUs vested on May 31, 2026, 50,000 RSUs will vest on May 31, 2027 and 50,000 RSUs will vest on May 31, 2028, subject to the Reporting Person's continued service through the applicable vesting date. 50,000 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of 50,000 vested RSUs on May 31, 2026.
5. Represents shares of Class A Common Stock that have been withheld by the Issuer to satisfy tax withholding obligations in connection with the net settlement of RSUs that vested on May 31, 2026. The shares withheld represent a reduction of shares issued to the Reporting Person upon settlement of vested RSUs and do not constitute any open-market sale.
Remarks:
/s/ Burke Montgomery, Attorney-in-Fact06/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did GCM Grosvenor (GCMG) report for its president?

GCM Grosvenor reported that President Jonathan Reisin Levin settled vested RSUs into Class A Common Stock on May 31, 2026. The transactions reflect routine equity compensation vesting and derivative exercises rather than any open-market purchases or sales of shares.

How many GCM Grosvenor (GCMG) shares came from RSU vesting in this Form 4?

The Form 4 shows derivative exercises or conversions totaling 99,242 shares of Class A Common Stock. These shares were delivered upon settlement of vested restricted stock units granted under GCM Grosvenor’s 2020 and Amended and Restated 2020 Incentive Award Plans.

How many GCM Grosvenor (GCMG) shares were withheld for taxes in this filing?

The filing reports that 45,085 shares of Class A Common Stock were withheld by GCM Grosvenor to satisfy tax withholding obligations. These shares relate to the net settlement of RSUs that vested on May 31, 2026, according to the company’s disclosure.

At what price were GCM Grosvenor (GCMG) shares valued for tax withholding?

The shares withheld for tax obligations were valued at $10.63 per share. This price applies to the 45,085 Class A Common Stock shares the issuer retained to cover tax withholding associated with the settlement of vested restricted stock units.

Did the GCM Grosvenor (GCMG) Form 4 disclose any open-market stock sales?

The Form 4 states that the shares of Class A Common Stock withheld for taxes “do not constitute any open-market sale.” All reported dispositions relate to withholding for tax obligations on vested RSUs, rather than open-market transactions by the reporting person.

What RSU grant schedules were disclosed for GCM Grosvenor (GCMG) in this Form 4?

The filing describes RSU grants from March 1, 2023, 2024, and 2025 under the company’s incentive plans. These RSUs vest in annual tranches through May 31, 2028, with specific portions vesting and being settled into Class A Common Stock on May 31, 2024, 2025, and 2026.