General Dynamics (GD) VP details stock and option holdings
Filing Impact
Filing Sentiment
Form Type
3
Rhea-AI Filing Summary
GENERAL DYNAMICS CORP vice president Dana Omahen Maisano filed an initial ownership report showing direct and indirect holdings of company equity. The filing lists 3,842 shares of Common Stock held directly and 141.668 shares held indirectly through a General Dynamics 401(k) plan.
Maisano also holds several stock option awards on Common Stock, including 3,200 underlying shares at an exercise price of $232.90 expiring on March 1, 2032, and 2,700 underlying shares at $227.58 expiring on March 7, 2033. Additional option grants cover 2,200 shares at $274.51 expiring on March 5, 2034, 2,420 shares at $257.55 expiring on March 4, 2035, and 1,860 shares at $363.02 expiring on March 3, 2036.
Footnotes explain that Maisano also has restricted stock units of 220 RSUs, 290 RSUs, and 245 RSUs, each subject to service-based vesting with shares releasing three years after the grant date and settling one-for-one in Common Stock.
Positive
- None.
Negative
- None.
Insider Trade Summary
7 transactions reported
Mixed
7 txns
Insider
Maisano Dana Omahen
Role
Vice President
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Stock Options | -- | -- | -- |
| holding | Stock Options | -- | -- | -- |
| holding | Stock Options | -- | -- | -- |
| holding | Stock Options | -- | -- | -- |
| holding | Stock Options | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Stock Options — 3,200 shares (Direct);
Common Stock — 3,842 shares (Direct);
Common Stock — 141.668 shares (Indirect, 401(k) Plan)
Footnotes (1)
- Includes 220 restricted stock units (RSUs), 290 RSUs, and 245 RSUs, each of which are subject to service-based vesting and will release three years after the grant date. The RSUs are settled on a one-to-one basis in Common Stock. Represents shares held under General Dynamics 401(k) plan. Fifty percent became exercisable on 03/02/2024, and the remaining fifty percent became exercisable on 03/02/2025. Fifty percent became exercisable on 03/08/2025, and the remaining fifty percent became exercisable on 03/08/2026. Fifty percent became exercisable on 03/06/2026, and the remaining fifty percent will become exercisable on 03/06/2027. Fifty percent will become exercisable on 03/05/2027, and the remaining fifty percent will become exercisable on 03/05/2028. Fifty percent will become exercisable on 03/04/2028, and the remaining fifty percent will become exercisable on 03/04/2029.
Key Figures
Direct common stock holdings: 3,842 shares
Indirect 401(k) holdings: 141.668 shares
Option grant 2032: 3,200 shares at $232.90
+5 more
8 metrics
Direct common stock holdings
3,842 shares
Common Stock held directly as of Form 3
Indirect 401(k) holdings
141.668 shares
Common Stock held indirectly via General Dynamics 401(k) plan
Option grant 2032
3,200 shares at $232.90
Stock options on Common Stock expiring March 1, 2032
Option grant 2033
2,700 shares at $227.58
Stock options on Common Stock expiring March 7, 2033
Option grant 2034
2,200 shares at $274.51
Stock options on Common Stock expiring March 5, 2034
Option grant 2035
2,420 shares at $257.55
Stock options on Common Stock expiring March 4, 2035
Option grant 2036
1,860 shares at $363.02
Stock options on Common Stock expiring March 3, 2036
Restricted stock units
220, 290 and 245 RSUs
Service-based RSUs vesting three years after grant, settled in stock
Key Terms
restricted stock units (RSUs), service-based vesting, exercise price, 401(k) plan, +1 more
5 terms
restricted stock units (RSUs) financial
"Includes 220 restricted stock units (RSUs), 290 RSUs, and 245 RSUs, each of which are subject to service-based vesting"
Restricted stock units (RSUs) are a type of company promise to give employees shares of stock in the future, usually after certain conditions like working for a set time. They are like a gift promised today that you receive later, which can become valuable if the company's stock price goes up. RSUs matter because they are a way companies reward employees and can be a significant part of compensation.
service-based vesting financial
"each of which are subject to service-based vesting and will release three years after the grant date"
exercise price financial
"conversion_or_exercise_price": "232.9000""
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
401(k) plan financial
"Represents shares held under General Dynamics 401(k) plan."
A 401(k) plan is a workplace retirement account that lets employees set aside part of their pay into a tax-advantaged savings pot, often with employers adding matching contributions — like a workplace piggy bank for future income. It matters to investors because the amount people save and how employers fund these plans influence consumer spending, corporate payroll costs and the flow of money into financial markets, which can affect stock prices and company valuations.
stock options financial
""security_title": "Stock Options""
Stock options are agreements that give a person the right to buy or sell a company's stock at a specific price within a certain time frame. They are often used as a reward or incentive, similar to a coupon that can be used later if the stock price rises, allowing the holder to make a profit.
FAQ
What does the Form 3 for GENERAL DYNAMICS CORP (GD) report for Dana Omahen Maisano?
The Form 3 reports Dana Omahen Maisano’s initial beneficial ownership in General Dynamics. It shows direct and indirect Common Stock holdings, multiple stock option awards with specific exercise prices and expirations, and several restricted stock unit grants subject to service-based vesting.
What stock options does Dana Omahen Maisano hold in General Dynamics (GD)?
Maisano holds several stock option awards on General Dynamics Common Stock, including grants over 3,200, 2,700, 2,200, 2,420 and 1,860 underlying shares with exercise prices from $227.58 to $363.02 and expiration dates between March 2032 and March 2036.
What restricted stock units (RSUs) are reported for Dana Omahen Maisano in GD?
The filing notes RSU awards of 220, 290 and 245 units, each subject to service-based vesting. These RSUs release three years after their respective grant dates and are settled on a one-to-one basis in General Dynamics Common Stock when vested.
Do any of Dana Omahen Maisano’s General Dynamics stock options have staged exercisability?
Yes. Footnotes indicate several option grants become exercisable in two 50% tranches on specified March dates across 2024 to 2029. This staged exercisability ties option usability to time-based vesting milestones before their ultimate expiration dates.